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Forkey Joseph Norman

Disclosed activity across 1 company

Tapewire entity
54826
SEC CIK
0001360197

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PRECISION OPTICS CORPORATION, INC.POCI · Entity 7237Director · Chief Executive OfficerSeptember 21, 2026September 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRECISION OPTICS CORPORATION, INC.

Report date September 21, 2026 · Filed September 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect150,701 Reported balance After 2026-09-21 transaction · row 1
1 source row

Row 1 · 2026-09-21 · Grant · Acquired 6,742 · Balance 150,701

F1: On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

Filing footnotes · ownership attribution and instrument terms

F1: On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2026 Filed Sep 24, 2026 20:15 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantCommon Stock 6,742 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-007392 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,701

F1 · shares: On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

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March 30, 2026 Filed Apr 1, 2026 20:15 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 PurchaseCommon Stock 1,388 $3.60 $4,996.80
Disclosure

SEC source: 0001683168-26-002577 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,959

F1 · shares: Each share of Precision Optics Corporation, Inc.'s Common Stock was purchased in an underwritten public offering at the public offering price of $3.60 per share.

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March 19, 2025 Filed Mar 21, 2025 20:15 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantStock Options (Rights to buy) · Derivative 120,000 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001683168-25-001791 · ownership.xml · derivative · entry 3

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2035-03-19

F3 · derivative.exercise_date: The options vest in three equal installments on March 19, 2026, March 19, 2027, and March 19, 2028, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

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March 19, 2025 Filed Mar 21, 2025 20:15 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantStock Options (Rights to buy) · Derivative 80,000 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001683168-25-001791 · ownership.xml · derivative · entry 2

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-03-19

F2 · derivative.exercise_date: The stock options are fully vested and exercisable at the time of grant. The options were granted under the Precision Optics Corporation, Inc. 2021 Equity Incentive Plan.

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March 19, 2025 Filed Mar 21, 2025 20:15 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001791 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,572

F1 · acquired: On March 19, 2025, the reporting person was granted 20,000 shares of restricted common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

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August 15, 2024 Filed Aug 16, 2024 20:30 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 PurchaseCommon Stock 1,725 $9,987.75 $17,228,868.75
Disclosure

SEC source: 0001683168-24-005837 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,572

F1 · shares: On August 13, 2024, the reporting person entered into a Securities Purchase Agreement with the Issuer to purchase 1,725 shares of the Company's common stock at a price of $5.79 per share. The transaction closed on August 15, 2024.

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January 26, 2023 Filed Jan 27, 2023 22:56 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 OtherCommon Stock 4,974 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-000395 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,847

F1 · kind: The shares of common stock were inherited by the Reporting Person following the death of the Reporting Person's step-mother.

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November 01, 2022 Filed Dec 29, 2022 21:44 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantStock Option (Right to Buy) · Derivative 16,667 Not disclosed Strike: $5.85 Not disclosed
Disclosure

SEC source: 0001683168-22-008680 · ownership.xml · derivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,333

Underlying: Common Stock · 16,667 shares

Expires 2032-11-01

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.

F2 · derivative.exercise_date: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

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March 02, 2022 Filed Mar 3, 2022 21:39 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · derivative · entry 4

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 30,000 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

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March 02, 2022 Filed Mar 3, 2022 21:39 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 Tax withholdingCommon Stock 16,000 $2.25 $36,000.00
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · nonDerivative · entry 2

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,620

F1 · shares: Reflects 16,000 shares withheld by Issuer at the market price of $2.25 per share to fund the cashless exercise of 30,000 options at an exercise price of $1.20 per share.

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March 02, 2022 Filed Mar 3, 2022 21:39 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 Exercise / conversionCommon Stock 30,000 $1.20 $36,000.00
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:39 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 GiftStock Option (Right to Buy) · Derivative 120,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · derivative · entry 3

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,000

Underlying: Common Stock · 120,000 shares

Expires 2022-03-02

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 23:00 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 GrantStock Option (Right to Buy) · Derivative 150,000 Not disclosed Strike: $1.68 Not disclosed
Disclosure

SEC source: 0001683168-21-002443 · ownership.xml · derivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 150,000 shares

Expires 2031-06-04

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

F1 · derivative.exercise_date: The options vest 50% on 06/04/2021 and 50% on 06/04/2022 or upon a change of control.

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August 02, 2018 Filed Aug 6, 2018 20:21 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 GrantStock Option (Right to Buy) · Derivative 350,000 Not disclosed Strike: $0.73 Not disclosed
Disclosure

SEC source: 0001683168-18-002149 · ownership.xml · derivative · entry 2

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 350,000 shares

Expires 2028-08-02

F3 · price: The options were granted as compensation for services as the Chief Executive Officer of the Issuer.

F2 · derivative.exercise_date: The options vest as follows: 175,000 options vest on the date of filing a Form 10-Q or 10-K where the Issuer reports revenues of $1,500,000 or higher for two consecutive fiscal quarters; 175,000 options vest if the Issuer's common stock is trading at $1.00 per share or higher for fifteen consecutive trading days. All unvested options vest upon a change in control.)

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August 02, 2018 Filed Aug 6, 2018 20:21 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 GrantCommon Stock ($0.01 par value) 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-002149 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,620

F1 · shares: The shares of common stock will be issued in three tranches of 100,000 shares each, on the signing date of the compensation agreement, January 1, 2019 and January 1, 2020, as compensation for services as the Chief Executive Officer of the Issuer.

F1 · price: The shares of common stock will be issued in three tranches of 100,000 shares each, on the signing date of the compensation agreement, January 1, 2019 and January 1, 2020, as compensation for services as the Chief Executive Officer of the Issuer.

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November 29, 2016 Filed Dec 2, 2016 01:48 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 OtherWarrants · Derivative 4,470 Not disclosed Strike: $0.97 Not disclosed
Disclosure

SEC source: 0001683168-16-000831 · precision-forkey_f4.xml · derivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,027

Underlying: Common Stock · 4,470 shares

Expires 2017-09-28

F1 · kind: On November 22, 2016, the issuer sold 1,333,334 units consisting of shares of common stock and warrants in a private placement. Mr. Forkey purchased 15,557 warrants in a private placement on September 28, 2012 with an original exercise price of $1.25 per share. The new warrants were issued as a result of the November 2016 private placement triggering certain anti-dilution provisions in these original warrants. In connection therewith, the exercise price of the September 2012 warrants decreased to $0.97 per share accordingly.

F1 · price: On November 22, 2016, the issuer sold 1,333,334 units consisting of shares of common stock and warrants in a private placement. Mr. Forkey purchased 15,557 warrants in a private placement on September 28, 2012 with an original exercise price of $1.25 per share. The new warrants were issued as a result of the November 2016 private placement triggering certain anti-dilution provisions in these original warrants. In connection therewith, the exercise price of the September 2012 warrants decreased to $0.97 per share accordingly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.