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person · Reporting owner

Miles Richard B

Disclosed activity across 1 company

Tapewire entity
85879
SEC CIK
0001345727

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PRECISION OPTICS CORPORATION, INC.POCI · Entity 7237DirectorNovember 18, 2024November 20, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRECISION OPTICS CORPORATION, INC.

Report date November 18, 2024 · Filed November 20, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (Rights to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2034-11-18Direct20,000 Reported balance After 2024-11-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-11-18 · Grant · Acquired 20,000 · Balance 20,000

F1: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. Options for 5,000 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. Options for 5,000 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 20, 2024 21:02 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantStock Options (Rights to buy) · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001683168-24-008305 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-11-18

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. Options for 5,000 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

Read SEC document
December 30, 2023 Filed Oct 28, 2024 20:02 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 Exercise / conversionDirector Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001683168-24-007414 · ownership.xml · derivative · entry 2

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2023 Filed Oct 28, 2024 20:02 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 Exercise / conversionCommon Stock 1,000 $2.70 $2,700.00
Disclosure

SEC source: 0001683168-24-007414 · ownership.xml · nonDerivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 30, 2023, the reporting person executed stock options issued for director's compensation with immediate exercisability on January 2, 2014 with the Issuer to purchase 1,000 shares of the Company's common stock at a price of $2.70 per share.

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November 16, 2023 Filed Nov 17, 2023 21:21 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantStock Options (Rights to buy) · Derivative 30,000 Not disclosed Strike: $5.95 Not disclosed
Disclosure

SEC source: 0001683168-23-008285 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,998

Underlying: Common Stock · 30,000 shares

Expires 2033-11-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

Read SEC document
January 16, 2023 Filed Jan 19, 2023 00:12 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantStock Options (Rights to buy) · Derivative 13,334 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-23-000233 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,133

Underlying: Common Stock · 13,334 shares

Expires 2033-01-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The options are intended to be cumulative with formula grants on November 16, 2022.

Read SEC document
November 16, 2022 Filed Dec 29, 2022 21:45 UTC PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 GrantStock Options (Rights to buy) · Derivative 6,666 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-22-008683 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,799

Underlying: Common Stock · 6,666 shares

Expires 2032-11-16

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: Under a formula plan established in 2019, the options were granted by the Issuer to compensate directors for their service on the Board of Directors.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 02:20 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 Exercise / conversionStock Options (Rights to buy) · Derivative 7,600 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-001391 · ownership.xml · derivative · entry 2

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,400

Underlying: Common Stock · 7,600 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were granted by Company to compensate non-employee directors for their prior service on the Board of Directors.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 02:20 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 Exercise / conversionCommon Stock 7,600 $1.20 $9,120.00
Disclosure

SEC source: 0001683168-22-001391 · ownership.xml · nonDerivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Jan 6, 2022 21:56 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 GrantStock Options (Rights to buy) · Derivative 20,000 Not disclosed Strike: $2.26 Not disclosed
Disclosure

SEC source: 0001683168-22-000140 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Common Stock · 20,000 shares

Expires 2031-11-17

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:26 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 GrantStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001683168-20-004017 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-16

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
December 06, 2019 Filed Dec 31, 2019 21:49 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 GrantStock Options (Right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-19-004105 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,000

Underlying: Common Stock · 20,000 shares

Expires 2029-12-06

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 01:51 UTC PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 OtherWarrants · Derivative 2,235 Not disclosed Strike: $0.97 Not disclosed
Disclosure

SEC source: 0001683168-16-000833 · precision-miles_f4.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,835

Underlying: Common Stock · 2,235 shares

Expires 2017-09-28

F1 · kind: On November 22, 2016, the issuer sold 1,333,334 units consisting of shares of common stock and warrants in a private placement. Mr. Miles purchased 7,779 warrants in a private placement on September 28, 2012 with an original exercise price of $1.25 per share. The new warrants were issued as a result of the November 2016 private placement triggering certain anti-dilution provisions in these original warrants. In connection therewith, the exercise price of the September 2012 warrants decreased to $0.97 per share accordingly.

F1 · price: On November 22, 2016, the issuer sold 1,333,334 units consisting of shares of common stock and warrants in a private placement. Mr. Miles purchased 7,779 warrants in a private placement on September 28, 2012 with an original exercise price of $1.25 per share. The new warrants were issued as a result of the November 2016 private placement triggering certain anti-dilution provisions in these original warrants. In connection therewith, the exercise price of the September 2012 warrants decreased to $0.97 per share accordingly.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.