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PENTAIR plc

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3537
SEC CIK
0000077360
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 6, 2017 00:07 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000847 · doc1.xml · derivative · entry 3

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:07 UTC GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000847 · doc1.xml · nonDerivative · entry 1

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:05 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000845 · doc1.xml · derivative · entry 6

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F8 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F9 · derivative.exercise_date: One third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:05 UTC GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000845 · doc1.xml · nonDerivative · entry 1

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:04 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000842 · doc1.xml · derivative · entry 3

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:04 UTC GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000842 · doc1.xml · nonDerivative · entry 1

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:00 UTC
Ho David H YDirector
GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000840 · doc1.xml · derivative · entry 3

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:00 UTC
Ho David H YDirector
GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000840 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:59 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000838 · doc1.xml · derivative · entry 3

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:59 UTC GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000838 · doc1.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:58 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000836 · doc1.xml · derivative · entry 3

BURRIS JERRY W · CIK 0001368731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:58 UTC GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000836 · doc1.xml · nonDerivative · entry 1

BURRIS JERRY W · CIK 0001368731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:56 UTC GrantNonqualified stock option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001209191-17-002368 · doc4.xml · derivative · entry 3

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Stock · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:56 UTC GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002368 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:55 UTC GrantCommon Shares - Restricted Stock Units 2,243 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000835 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,243

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:52 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000831 · doc1.xml · derivative · entry 3

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:52 UTC GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000831 · doc1.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:49 UTC
BRYAN GLYNISDirector
GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000828 · doc1.xml · derivative · entry 3

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:49 UTC
BRYAN GLYNISDirector
GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000828 · doc1.xml · nonDerivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 22:24 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
Tax withholdingCommon Shares 2,737 $58.78 $160,880.86
Disclosure

SEC source: 0001140361-16-088919 · doc1.xml · nonDerivative · entry 1

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,757

F1 · kind: Shares surrendered to pay FICA taxes on unvested restricted stock units due to retirement eligibility.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:26 UTC
Stauch John LExecutive Vice President, CFO
Tax withholdingCommon Shares 10,924 $63.28 $691,270.72
Disclosure

SEC source: 0001140361-16-081266 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,508

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:25 UTC
Maskara AlokPresident Technical Solutions
Tax withholdingCommon Shares 1,346 $63.28 $85,174.88
Disclosure

SEC source: 0001140361-16-081265 · doc1.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · President Technical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,965

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:25 UTC
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
Tax withholdingCommon Shares 4,952 $63.28 $313,362.56
Disclosure

SEC source: 0001140361-16-081264 · doc1.xml · nonDerivative · entry 1

JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,168

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:24 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
Tax withholdingCommon Shares 31,381 $63.28 $1,985,789.68
Disclosure

SEC source: 0001140361-16-081262 · doc1.xml · nonDerivative · entry 3

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,757

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F4 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F2 · balance_after: Since the date of the reporting person's last ownership form, 2,622 shares previously reported as directly held common shares have been transferred and are now indirectly beneficially owned by Trust.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:23 UTC
Frykman Karl R.President Aquatic Systems
Tax withholdingCommon Shares 1,817 $63.28 $114,979.76
Disclosure

SEC source: 0001140361-16-081261 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · President Aquatic Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,912

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:23 UTC
BORIN MARK CChief Acctg Office-Controller
Tax withholdingCommon Shares 2,848 $63.28 $180,221.44
Disclosure

SEC source: 0001140361-16-081260 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,444

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 23:12 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $33.38 $0.00
Disclosure

SEC source: 0001140361-16-079008 · doc1.xml · derivative · entry 3

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,000 shares

Expires 2017-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on May 3, 2017.

F2 · derivative.exercise_date: Options are vested and exercisable.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 23:12 UTC SaleCommon Shares 10,000 $62.61 $626,100.00
Disclosure

SEC source: 0001140361-16-079008 · doc1.xml · nonDerivative · entry 2

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on May 3, 2017.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 23:12 UTC Exercise / conversionCommon Shares 10,000 $33.38 $333,800.00
Disclosure

SEC source: 0001140361-16-079008 · doc1.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on May 3, 2017.

Read SEC document
August 30, 2016 Filed Sep 30, 2016 21:24 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
GiftCommon Shares 13,938 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081262 · doc1.xml · nonDerivative · entry 1

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F1 · balance_after: Since the date of the reporting person's last ownership form, 2,770 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust.

Read SEC document
February 19, 2016 Filed Jan 6, 2017 00:08 UTC OtherCommon Shares 155 $47.85 $7,416.66
Disclosure

SEC source: 0001140361-17-000851 · doc1.xml · nonDerivative · entry 1

Williamson Billie Ida · CIK 0001533990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.