Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENTAIR plcPNR · Entity 3537 | EVP & Chief Operating Officer | May 04, 2020 | May 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENTAIR plc
Report date May 04, 2020 · Filed May 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 63,605 |
Reported balance
After 2020-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-04 · Tax withholding · Disposed 1,399 · Balance 63,605 F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
| Common Shares - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 18,859 |
Reported balance
Holding disclosure · report date 2020-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,859 F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
| Common Shares - ESOPSEC Table I · non-derivative | Direct | 2,063.604 |
Reported balance
Holding disclosure · report date 2020-05-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,063.604 F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 6, 2020 21:11 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,399 | $34.48 | $48,237.52 |
DisclosureSEC source: 0001567619-20-009152 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,605 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:21 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,368 | $0.00 Strike: $22.81 | $0.00 |
DisclosureSEC source: 0001567619-20-002236 · doc1.xml · derivative · entry 4 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 19,368 shares Expires 2020-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:21 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 19,321 | $43.38 | $838,144.98 |
DisclosureSEC source: 0001567619-20-002236 · doc1.xml · nonDerivative · entry 3 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,068 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:21 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 24 | $43.36 | $1,040.64 |
DisclosureSEC source: 0001567619-20-002236 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,389 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020. F2 · kind: Shares delivered to pay option exercise price applicable to the exercise of stock options. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:21 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 19,368 | $22.81 | $441,784.08 |
DisclosureSEC source: 0001567619-20-002236 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:37 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 884 | $45.98 | $40,646.32 |
DisclosureSEC source: 0001567619-20-000629 · doc1.xml · nonDerivative · entry 3 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,045 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC | PENTAIR plc PNR · Entity 3537 | GrantEmployee Stock Option (right to buy) · Derivative | 40,831 | $0.00 Strike: $46.42 | $0.00 |
DisclosureSEC source: 0001567619-20-000629 · doc1.xml · derivative · entry 5 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,831 Underlying: Common Shares · 40,831 shares Expires 2030-01-02 F5 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 5,005 | $46.42 | $232,332.10 |
DisclosureSEC source: 0001567619-20-000629 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,059 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares- Restricted Stock Units | 8,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000629 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,794.77 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Read SEC document |
| May 02, 2019 Filed May 6, 2019 21:22 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,387 | $38.99 | $54,079.13 |
DisclosureSEC source: 0001567619-19-009894 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,592 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:27 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,362 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001567619-19-002370 · doc1.xml · derivative · entry 4 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,362 shares Expires 2019-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2018. F2 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:27 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 10,241 | $41.28 | $422,748.48 |
DisclosureSEC source: 0001567619-19-002370 · doc1.xml · nonDerivative · entry 3 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,044 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2018. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:27 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,592 | $41.00 | $65,272.00 |
DisclosureSEC source: 0001567619-19-002370 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,285 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2018. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:27 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 15,362 | $12.75 | $195,865.50 |
DisclosureSEC source: 0001567619-19-002370 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2018. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:20 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 727 | $38.15 | $27,735.05 |
DisclosureSEC source: 0001567619-19-000790 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,515 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 21:48 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 603 | $36.64 | $22,093.92 |
DisclosureSEC source: 0001567619-19-000576 · doc1.xml · nonDerivative · entry 3 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,987 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:48 UTC | PENTAIR plc PNR · Entity 3537 | GrantEmployee Stock Option (right to buy) · Derivative | 47,415 | $0.00 Strike: $37.77 | $0.00 |
DisclosureSEC source: 0001567619-19-000576 · doc1.xml · derivative · entry 5 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,415 Underlying: Common Shares · 47,415 shares Expires 2029-01-02 F5 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:48 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 2,907 | $37.77 | $109,797.39 |
DisclosureSEC source: 0001567619-19-000576 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,721 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:48 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 10,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000576 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,362.402 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| May 02, 2018 Filed May 4, 2018 22:27 UTC | PENTAIR plc PNR · Entity 3537 | GrantEmployee Stock Option (right to buy) · Derivative | 36,639 | $0.00 Strike: $45.42 | $0.00 |
DisclosureSEC source: 0001140361-18-021825 · doc1.xml · derivative · entry 3 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,639 Underlying: Common Shares · 36,639 shares Expires 2028-05-02 F3 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. F4 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant. Read SEC document |
| May 02, 2018 Filed May 4, 2018 22:27 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 8,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-021825 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,326.07 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:11 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 20,525.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-021300 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,519.07 F1 · kind: Restricted stock units granted to the reporting person under the Pentair plc 2012 Stock and Incentive Plan for which the performance conditions to vesting were satisfied as of April 30, 2018. The restricted stock units are subject to time-based vesting conditions as to 8,945.16 shares that vest on January 1, 2019 and 11,579.91 shares that vest on January 1, 2020. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:22 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 739 | $72.55 | $53,614.45 |
DisclosureSEC source: 0001140361-18-001041 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,609 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 23:58 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 618 | $70.80 | $43,754.40 |
DisclosureSEC source: 0001140361-18-000899 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,252 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:58 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 396 | $70.23 | $27,811.08 |
DisclosureSEC source: 0001140361-18-000899 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,116 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:27 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,385 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-043676 · doc1.xml · derivative · entry 4 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,385 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:27 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 7,385 | $70.00 | $516,950.00 |
DisclosureSEC source: 0001140361-17-043676 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:27 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 7,385 | $32.40 | $239,274.00 |
DisclosureSEC source: 0001140361-17-043676 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,300 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · derivative · entry 7 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,385 Underlying: Common Shares · 8,300 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,086 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · derivative · entry 6 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,685 Underlying: Common Shares · 3,086 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 8,300 | $70.19 | $582,608.54 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 4 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.01 to $70.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 8,300 | $32.40 | $268,920.00 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 3 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 3,086 | $70.37 | $217,156.57 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.24 to $70.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 3,086 | $32.40 | $99,986.40 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 22:47 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 319 | $58.93 | $18,798.67 |
DisclosureSEC source: 0001140361-17-002569 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: Shares surrendered to pay FICA taxes on unvested restricted stock units due to retirement eligibility. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:26 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 796 | $58.15 | $46,287.40 |
DisclosureSEC source: 0001140361-17-001034 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:09 UTC | PENTAIR plc PNR · Entity 3537 | GrantEmployee Stock Option (right to buy) · Derivative | 26,325 | $0.00 Strike: $57.95 | $0.00 |
DisclosureSEC source: 0001140361-17-000881 · doc1.xml · derivative · entry 4 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,325 Underlying: Common Shares · 26,325 shares Expires 2027-01-03 F5 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:09 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,127 | $57.95 | $65,309.65 |
DisclosureSEC source: 0001140361-17-000881 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,932 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:09 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 5,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000881 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,539 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 21:23 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,817 | $63.28 | $114,979.76 |
DisclosureSEC source: 0001140361-16-081261 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,912 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.