Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENTAIR plcPNR · Entity 3537 | Director | January 02, 2026 | January 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENTAIR plc
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 1,564 |
Reported balance
After 2026-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 1,564 · Balance 1,564 F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
| Common StockSEC Table I · non-derivative | Direct | 27,259 |
Reported balance
After 2026-01-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-01-02 · Tax withholding · Disposed 714 · Balance 27,259 F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | IndirectPlan Agent | 56,797.564 |
Reported balance
Holding disclosure · report date 2026-01-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 56,797.564 F5: Phantom stock units convert into common shares on a one-for-one basis. F6: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F5: Phantom stock units convert into common shares on a one-for-one basis.
F6: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2026 Filed Jan 6, 2026 22:43 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Stock | 714 | $105.47 | $75,305.58 |
DisclosureSEC source: 0000897069-26-000076 · form4.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,259 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 22:43 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Stock - Restricted Stock Units | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000076 · form4.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,564 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 21:07 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 6,558 | $0.00 Strike: $32.83 | $0.00 |
DisclosureSEC source: 0000897069-25-000891 · form4.xml · derivative · entry 4 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,558 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 21:07 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 6,558 | $89.94 | $589,827.18 |
DisclosureSEC source: 0000897069-25-000891 · form4.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,313 Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 21:07 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 6,558 | $32.83 | $215,299.14 |
DisclosureSEC source: 0000897069-25-000891 · form4.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:13 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Stock | 985 | $100.40 | $98,894.00 |
DisclosureSEC source: 0000897069-25-000064 · form4.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,313 F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:13 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Stock - Restricted Stock Units | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-000064 · form4.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,643 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 20:24 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 2,004 | $0.00 Strike: $44.43 | $0.00 |
DisclosureSEC source: 0000897069-24-001602 · form4.xml · derivative · entry 7 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,004 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on April 30, 2024. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 20:24 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 2,004 | $89.00 | $178,356.00 |
DisclosureSEC source: 0000897069-24-001602 · form4.xml · nonDerivative · entry 4 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,016 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on April 30, 2024. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 20:24 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 2,004 | $44.43 | $89,037.72 |
DisclosureSEC source: 0000897069-24-001602 · form4.xml · nonDerivative · entry 3 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on April 30, 2024. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 20:24 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 2,004 | $0.00 Strike: $44.43 | $0.00 |
DisclosureSEC source: 0000897069-24-001602 · form4.xml · derivative · entry 6 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,004 Underlying: Common Shares · 2,004 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on April 30, 2024. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 20:24 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 2,004 | $88.44 | $177,233.76 |
DisclosureSEC source: 0000897069-24-001602 · form4.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,016 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on April 30, 2024. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 20:24 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 2,004 | $44.43 | $89,037.72 |
DisclosureSEC source: 0000897069-24-001602 · form4.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on April 30, 2024. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 01:22 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Stock | 1,432 | $68.28 | $97,776.96 |
DisclosureSEC source: 0000897069-24-000102 · form4.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,016 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 01:22 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Stock - Restricted Stock Units | 2,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000102 · form4.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,256 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 00:15 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 2,260 | $0.00 Strike: $51.21 | $0.00 |
DisclosureSEC source: 0000897069-23-001778 · form4.xml · derivative · entry 4 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,260 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on August 17, 2023. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 00:15 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 2,260 | $67.85 | $153,341.00 |
DisclosureSEC source: 0000897069-23-001778 · form4.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,081 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on August 17, 2023. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 00:15 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 2,260 | $51.21 | $115,734.60 |
DisclosureSEC source: 0000897069-23-001778 · form4.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on August 17, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:41 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 847 | $45.20 | $38,284.40 |
DisclosureSEC source: 0001567619-23-000345 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,081 F4 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock units F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:41 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 3,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000345 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,319 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 22:28 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,947 | $0.00 Strike: $33.72 | $0.00 |
DisclosureSEC source: 0001567619-22-017009 · doc1.xml · derivative · entry 4 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,947 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 22:28 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 3,273 | $44.45 | $145,484.85 |
DisclosureSEC source: 0001567619-22-017009 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,778 F2 · kind: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options. F1 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 22:28 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 3,947 | $33.72 | $133,092.84 |
DisclosureSEC source: 0001567619-22-017009 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:57 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 2,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000330 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,862.352 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:13 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 133 | $51.53 | $6,853.49 |
DisclosureSEC source: 0001567619-21-000624 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,354 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:13 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000624 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,717 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 20:49 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 6,307 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0001567619-20-018227 · doc1.xml · derivative · entry 6 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,307 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 20:49 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 4,225 | $0.00 Strike: $24.64 | $0.00 |
DisclosureSEC source: 0001567619-20-018227 · doc1.xml · derivative · entry 5 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,225 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 20:49 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 6,307 | $51.73 | $326,261.11 |
DisclosureSEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 4 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.70 to $51.795. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 20:49 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 6,307 | $22.73 | $143,358.11 |
DisclosureSEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 3 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 20:49 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 4,225 | $51.79 | $218,812.75 |
DisclosureSEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.635 to $52.095. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 20:49 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 4,225 | $24.64 | $104,104.00 |
DisclosureSEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:24 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,430 | $46.42 | $66,380.60 |
DisclosureSEC source: 0001567619-20-000612 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:24 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 3,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000612 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:20 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 6,116 | $0.00 Strike: $22.24 | $0.00 |
DisclosureSEC source: 0001567619-19-021201 · doc1.xml · derivative · entry 3 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,116 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected in connection with stock options that will expire on January 4, 2020. F3 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:20 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 6,116 | $43.11 | $263,643.64 |
DisclosureSEC source: 0001567619-19-021201 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,194 F1 · kind: The reported transaction was effected in connection with stock options that will expire on January 4, 2020. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.096 to $43.126. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:20 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 6,116 | $22.24 | $136,019.84 |
DisclosureSEC source: 0001567619-19-021201 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected in connection with stock options that will expire on January 4, 2020. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:01 UTC | PENTAIR plc PNR · Entity 3537 | OtherPhantom Stock Units (Deferred Compensation) · Derivative | 138.583 | $37.17 | $5,150.71 |
DisclosureSEC source: 0001567619-19-010857 · doc1.xml · derivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plan Agent Disclosed balance after: 51,873.74 Underlying: Common Shares · 138.583 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. F2 · derivative.expiration_date: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:44 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,145 | $38.99 | $44,643.55 |
DisclosureSEC source: 0001567619-19-009874 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,194 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| April 29, 2019 Filed May 1, 2019 20:20 UTC | PENTAIR plc PNR · Entity 3537 | OtherPhantom Stock Units (Deferred Compensation) · Derivative | 21,592.906 | $39.03 | $842,695.55 |
DisclosureSEC source: 0001567619-19-009540 · doc1.xml · derivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Plan Agent Disclosed balance after: 51,596.661 Underlying: Common Shares · 21,592.906 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert into common shares on a one-for-one basis. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $38.94 to $39.095. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · derivative.exercise_date: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election. F2 · derivative.expiration_date: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election. F4 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:01 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 3,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000585 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,569 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting. Read SEC document |
| May 02, 2018 Filed May 4, 2018 22:11 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 2,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-021803 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:41 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001073 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,477 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:51 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-022198 · doc1.xml · derivative · entry 3 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options are vested and exercisable. Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:51 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 10,000 | $67.68 | $676,752.00 |
DisclosureSEC source: 0001140361-17-022198 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,804 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.65 to $67.74. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:51 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 10,000 | $34.18 | $341,800.00 |
DisclosureSEC source: 0001140361-17-022198 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 00:04 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 548 | $58.15 | $31,866.20 |
DisclosureSEC source: 0001140361-17-000842 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,804 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 00:04 UTC | PENTAIR plc PNR · Entity 3537 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,265 | $0.00 Strike: $57.95 | $0.00 |
DisclosureSEC source: 0001140361-17-000842 · doc1.xml · derivative · entry 3 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,265 Underlying: Common Shares · 5,265 shares Expires 2027-01-03 F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan. F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 00:04 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000842 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.