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BORIN MARK C

Disclosed activity across 1 company

Tapewire entity
149444
SEC CIK
0001430408

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PENTAIR plcPNR · Entity 3537Executive Vice PresidentMay 04, 2020May 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PENTAIR plc

Report date May 04, 2020 · Filed May 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect32,218 Reported balance After 2020-05-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-04 · Tax withholding · Disposed 568 · Balance 32,218

F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Common Shares - Restricted Stock UnitsSEC Table I · non-derivativeDirect15,810 Reported balance Holding disclosure · report date 2020-05-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,810

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Common Shares - Deferral PlanSEC Table I · non-derivativeIndirectPlan Agent14,417.474 Reported balance Holding disclosure · report date 2020-05-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,417.474

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Common Shares - ESOPSEC Table I · non-derivativeIndirectPlan Agent685.29 Reported balance Holding disclosure · report date 2020-05-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 685.29

F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Filing footnotes · ownership attribution and instrument terms

F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2020 Filed May 6, 2020 21:01 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 568 $34.48 $19,584.64
Disclosure

SEC source: 0001567619-20-009146 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,218

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,559 $0.00 Strike: $32.83 $0.00
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · derivative · entry 9

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 26,559 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,184 $0.00 Strike: $33.72 $0.00
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · derivative · entry 8

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,184 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC PENTAIR plc PNR · Entity 3537 SaleCommon Shares 24,538 $44.73 $1,097,592.10
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 5

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,659

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.71 to $44.775. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC PENTAIR plc PNR · Entity 3537 SaleCommon Shares 13,217 $44.67 $590,390.17
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 4

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,197

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.62 to $44.71. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 2,979 $44.56 $132,744.24
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 3

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,414

F1 · kind: Shares delivered to pay option exercise price applicable to the exercise of stock options and shares withheld to pay taxes applicable to the exercise of stock options.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionCommon Shares 26,559 $32.83 $871,931.97
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionCommon Shares 15,184 $33.72 $512,004.48
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,761 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · derivative · entry 5

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,761 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,740 $0.00 Strike: $24.64 $0.00
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · derivative · entry 4

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,740 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC PENTAIR plc PNR · Entity 3537 SaleCommon Shares 33,501 $43.50 $1,457,276.75
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · nonDerivative · entry 3

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,650

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.36 to $43.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionCommon Shares 17,761 $22.73 $403,707.53
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC PENTAIR plc PNR · Entity 3537 Exercise / conversionCommon Shares 15,740 $24.64 $387,833.60
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:35 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 293 $45.98 $13,472.14
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · nonDerivative · entry 3

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,650

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:35 UTC PENTAIR plc PNR · Entity 3537 GrantEmployee Stock Option (right to buy) · Derivative 35,178 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · derivative · entry 6

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,178

Underlying: Common Shares · 35,178 shares

Expires 2030-01-02

F6 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:35 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 3,189 $46.42 $148,033.38
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,339

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:35 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 7,540 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,011.449

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Read SEC document
May 02, 2019 Filed May 6, 2019 21:20 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 568 $38.99 $22,146.32
Disclosure

SEC source: 0001567619-19-009890 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,477

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:22 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 306 $38.15 $11,673.90
Disclosure

SEC source: 0001567619-19-000792 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,918

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 21:38 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 195 $36.64 $7,144.80
Disclosure

SEC source: 0001567619-19-000564 · doc1.xml · nonDerivative · entry 3

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,277

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F5 · balance_after: End-of-period holdings reflect a distribution from the Deferral Plan to the reporting person in an exempt transaction not required to be reported pursuant to Section 16(a).

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:38 UTC PENTAIR plc PNR · Entity 3537 GrantEmployee Stock Option (right to buy) · Derivative 40,120 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001567619-19-000564 · doc1.xml · derivative · entry 6

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,120

Underlying: Common Shares · 40,120 shares

Expires 2029-01-02

F7 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F8 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:38 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 2,434 $37.77 $91,932.18
Disclosure

SEC source: 0001567619-19-000564 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,868

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:38 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 9,101 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000564 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,098.685

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:26 UTC PENTAIR plc PNR · Entity 3537 GrantEmployee Stock Option (right to buy) · Derivative 27,479 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021822 · doc1.xml · derivative · entry 4

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,479

Underlying: Common Shares · 27,479 shares

Expires 2028-05-02

F4 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:26 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 6,605 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021822 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,452.62

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
April 30, 2018 Filed May 2, 2018 21:10 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 14,639.62 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021297 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847.62

F1 · kind: Restricted stock units granted to the reporting person under the Pentair plc 2012 Stock and Incentive Plan for which the performance conditions to vesting were satisfied as of April 30, 2018. The restricted stock units are subject to time-based vesting conditions as to 7,335.72 shares that vest on January 1, 2019 and 7,303.9 shares that vest on January 1, 2020. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 21:21 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 329 $72.55 $23,868.95
Disclosure

SEC source: 0001140361-18-001039 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:21 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 243 $70.80 $17,204.40
Disclosure

SEC source: 0001140361-18-001039 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,288

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 23:57 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 127 $70.23 $8,919.21
Disclosure

SEC source: 0001140361-18-000897 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,928

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 19, 2017 Filed May 23, 2017 21:34 UTC PENTAIR plc PNR · Entity 3537 SaleCommon Shares 7,500 $67.11 $503,325.00
Disclosure

SEC source: 0001140361-17-021993 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,857

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:25 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 333 $58.15 $19,363.95
Disclosure

SEC source: 0001140361-17-001032 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,357

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:08 UTC PENTAIR plc PNR · Entity 3537 GrantEmployee Stock Option (right to buy) · Derivative 16,605 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000879 · doc1.xml · derivative · entry 5

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,605

Underlying: Common Shares · 16,605 shares

Expires 2027-01-03

F7 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F8 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:08 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 895 $57.95 $51,865.25
Disclosure

SEC source: 0001140361-17-000879 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,765

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:08 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 3,538 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000879 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: The amount of Common Stock-Restricted Stock Units owned is corrected to remove 1,166 vested restricted stock units that were previously reported.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:23 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 2,848 $63.28 $180,221.44
Disclosure

SEC source: 0001140361-16-081260 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,444

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.