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PENTAIR plc

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Tapewire entity
3537
SEC CIK
0000077360
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 17, 2017 20:29 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
Tax withholdingCommon Shares 1,525 $62.71 $95,632.75
Disclosure

SEC source: 0001140361-17-012570 · doc1.xml · nonDerivative · entry 1

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,786

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:06 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $34.18 $0.00
Disclosure

SEC source: 0001140361-17-011939 · doc1.xml · derivative · entry 4

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018.

F3 · derivative.exercise_date: The options are vested and exercisable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:06 UTC SaleCommon Shares 10,000 $60.00 $600,000.00
Disclosure

SEC source: 0001140361-17-011939 · doc1.xml · nonDerivative · entry 2

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:06 UTC Exercise / conversionCommon Shares 10,000 $34.18 $341,800.00
Disclosure

SEC source: 0001140361-17-011939 · doc1.xml · nonDerivative · entry 1

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:33 UTC
JACKO JOHN HSVP & Chief Marketing Officer
GrantEmployee Stock Option (right to buy) · Derivative 10,106 $0.00 Strike: $58.06 $0.00
Disclosure

SEC source: 0001140361-17-010332 · doc1.xml · derivative · entry 2

JACKO JOHN H · CIK 0001208753 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,106

Underlying: Common Shares · 10,106 shares

Expires 2027-02-28

F2 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:33 UTC
JACKO JOHN HSVP & Chief Marketing Officer
GrantCommon Shares - Restricted Stock Units 2,153 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010332 · doc1.xml · nonDerivative · entry 1

JACKO JOHN H · CIK 0001208753 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc common share upon vesting.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 22:47 UTC
Frykman Karl R.President Aquatic Systems
Tax withholdingCommon Shares 319 $58.93 $18,798.67
Disclosure

SEC source: 0001140361-17-002569 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · President Aquatic Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,390

F1 · kind: Shares surrendered to pay FICA taxes on unvested restricted stock units due to retirement eligibility.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 22:48 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
Tax withholdingCommon Shares 1,679 $58.93 $98,943.47
Disclosure

SEC source: 0001140361-17-002571 · doc1.xml · nonDerivative · entry 1

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,774

F1 · kind: Shares surrendered to pay FICA taxes on unvested restricted stock units due to retirement eligibility.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:22 UTC
Maskara AlokPresident Technical Solutions
Tax withholdingCommon Shares 290 $58.50 $16,965.00
Disclosure

SEC source: 0001140361-17-002192 · doc1.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · President Technical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,453

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:08 UTC Tax withholdingCommon Shares 1,096 $58.15 $63,732.40
Disclosure

SEC source: 0001140361-17-000851 · doc1.xml · nonDerivative · entry 3

Williamson Billie Ida · CIK 0001533990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:07 UTC Tax withholdingCommon Shares 548 $58.15 $31,866.20
Disclosure

SEC source: 0001140361-17-000847 · doc1.xml · nonDerivative · entry 2

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,656

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:05 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $32.73 $0.00
Disclosure

SEC source: 0001140361-17-000845 · doc1.xml · derivative · entry 7

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,000 shares

Expires 2017-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on February 26, 2017.

F10 · derivative.exercise_date: The options are vested and exercisable.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:05 UTC SaleCommon Shares 10,000 $57.87 $578,700.00
Disclosure

SEC source: 0001140361-17-000845 · doc1.xml · nonDerivative · entry 4

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338

F4 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on February 26, 2017.

F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $57.75 to $58.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:05 UTC Exercise / conversionCommon Shares 10,000 $32.73 $327,300.00
Disclosure

SEC source: 0001140361-17-000845 · doc1.xml · nonDerivative · entry 3

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on February 26, 2017.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:05 UTC Tax withholdingCommon Shares 548 $58.15 $31,866.20
Disclosure

SEC source: 0001140361-17-000845 · doc1.xml · nonDerivative · entry 2

MERRIMAN RONALD · CIK 0001254762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:04 UTC Tax withholdingCommon Shares 548 $58.15 $31,866.20
Disclosure

SEC source: 0001140361-17-000842 · doc1.xml · nonDerivative · entry 2

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,804

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:00 UTC
Ho David H YDirector
Tax withholdingCommon Shares 1,255 $58.15 $72,978.25
Disclosure

SEC source: 0001140361-17-000840 · doc1.xml · nonDerivative · entry 2

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,746

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:59 UTC Tax withholdingCommon Shares 548 $58.15 $31,866.20
Disclosure

SEC source: 0001140361-17-000838 · doc1.xml · nonDerivative · entry 2

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,357

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:58 UTC Tax withholdingCommon Shares 548 $58.15 $31,866.20
Disclosure

SEC source: 0001140361-17-000836 · doc1.xml · nonDerivative · entry 2

BURRIS JERRY W · CIK 0001368731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,358

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:55 UTC Tax withholdingCommon Shares 1,454 $58.15 $84,550.10
Disclosure

SEC source: 0001140361-17-000835 · doc1.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,933

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:52 UTC Tax withholdingCommon Shares 548 $58.15 $31,866.20
Disclosure

SEC source: 0001140361-17-000831 · doc1.xml · nonDerivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,592

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 23:49 UTC
BRYAN GLYNISDirector
Tax withholdingCommon Shares 548 $58.15 $31,866.20
Disclosure

SEC source: 0001140361-17-000828 · doc1.xml · nonDerivative · entry 2

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,309

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:29 UTC
Wozniak BethPresident Flow and Filtration
Tax withholdingCommon Shares 873 $58.15 $50,764.95
Disclosure

SEC source: 0001140361-17-001051 · doc1.xml · nonDerivative · entry 1

Wozniak Beth · CIK 0001654174 · President Flow and Filtration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:28 UTC
Stauch John LExecutive Vice President, CFO
Tax withholdingCommon Shares 383 $58.15 $22,271.45
Disclosure

SEC source: 0001140361-17-001047 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:28 UTC
Maskara AlokPresident Technical Solutions
Tax withholdingCommon Shares 789 $58.15 $45,880.35
Disclosure

SEC source: 0001140361-17-001043 · doc1.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · President Technical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,915

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:27 UTC
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
Tax withholdingCommon Shares 758 $58.15 $44,077.70
Disclosure

SEC source: 0001140361-17-001040 · doc1.xml · nonDerivative · entry 1

JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,895

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:26 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
Tax withholdingCommon Shares 8,279 $58.15 $481,423.85
Disclosure

SEC source: 0001140361-17-001036 · doc1.xml · nonDerivative · entry 1

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,774

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:26 UTC
Frykman Karl R.President Aquatic Systems
Tax withholdingCommon Shares 796 $58.15 $46,287.40
Disclosure

SEC source: 0001140361-17-001034 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · President Aquatic Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,390

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:25 UTC
BORIN MARK CChief Acctg Office-Controller
Tax withholdingCommon Shares 333 $58.15 $19,363.95
Disclosure

SEC source: 0001140361-17-001032 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,357

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:13 UTC
Wozniak BethPresident Fow and Filtration
GrantEmployee Stock Option (right to buy) · Derivative 26,325 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000893 · doc1.xml · derivative · entry 2

Wozniak Beth · CIK 0001654174 · President Fow and Filtration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,325

Underlying: Common Shares · 26,325 shares

Expires 2027-01-03

F2 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:13 UTC
Wozniak BethPresident Fow and Filtration
GrantCommon Shares - Restricted Stock Units 5,608 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000893 · doc1.xml · nonDerivative · entry 1

Wozniak Beth · CIK 0001654174 · President Fow and Filtration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,564

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:12 UTC
Stauch John LExecutive Vice President, CFO
GrantEmployee Stock Option (right to buy) · Derivative 58,726 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000891 · doc1.xml · derivative · entry 7

Stauch John L · CIK 0001390036 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,726

Underlying: Common Shares · 58,726 shares

Expires 2027-01-03

F8 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F9 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:12 UTC
Stauch John LExecutive Vice President, CFO
Tax withholdingCommon Shares 3,647 $57.95 $211,343.65
Disclosure

SEC source: 0001140361-17-000891 · doc1.xml · nonDerivative · entry 2

Stauch John L · CIK 0001390036 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,641

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F4 · balance_after: Since the date of the reporting person's last ownership form, 35,508 shares previously reported as directly owned by the reporting person have been transferred and are now indirectly owned by a trust owned by the reporting person's spouse.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:12 UTC
Stauch John LExecutive Vice President, CFO
GrantCommon Shares - Restricted Stock Units 12,511 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000891 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,127

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:12 UTC
Maskara AlokPresident Technical Solutions
Tax withholdingCommon Shares 1,506 $57.95 $87,272.70
Disclosure

SEC source: 0001140361-17-000889 · doc1.xml · nonDerivative · entry 2

Maskara Alok · CIK 0001594767 · President Technical Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,450

F2 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F1 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:11 UTC
Keegans Karen L.SVP & Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 18,225 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000887 · doc1.xml · derivative · entry 3

Keegans Karen L. · CIK 0001606486 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,225

Underlying: Common Shares · 18,225 shares

Expires 2027-01-03

F3 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F4 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:11 UTC
Keegans Karen L.SVP & Chief HR Officer
GrantCommon Shares - Restricted Stock Units 3,883 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000887 · doc1.xml · nonDerivative · entry 1

Keegans Karen L. · CIK 0001606486 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,295

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc common share upon vesting.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:10 UTC
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
GrantEmployee Stock Option (right to buy) · Derivative 20,250 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000885 · doc1.xml · derivative · entry 5

JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Shares · 20,250 shares

Expires 2027-01-03

F6 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:10 UTC
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
Tax withholdingCommon Shares 2,301 $57.95 $133,342.95
Disclosure

SEC source: 0001140361-17-000885 · doc1.xml · nonDerivative · entry 2

JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,399

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:10 UTC
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
GrantCommon Shares - Restricted Stock Units 4,314 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000885 · doc1.xml · nonDerivative · entry 1

JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,911

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:09 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
GrantEmployee Stock Option (right to buy) · Derivative 186,000 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000883 · doc1.xml · derivative · entry 3

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,000

Underlying: Common Shares · 186,000 shares

Expires 2027-01-03

F4 · kind: Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

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January 03, 2017 Filed Jan 6, 2017 02:09 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
Tax withholdingCommon Shares 20,322 $57.95 $1,177,659.90
Disclosure

SEC source: 0001140361-17-000883 · doc1.xml · nonDerivative · entry 2

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,243

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2017 Filed Jan 6, 2017 02:09 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
GrantCommon Shares - Restricted Stock Units 39,625 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000883 · doc1.xml · nonDerivative · entry 1

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,730

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2017 Filed Jan 6, 2017 02:09 UTC
Frykman Karl R.President Aquatic Systems
GrantEmployee Stock Option (right to buy) · Derivative 26,325 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000881 · doc1.xml · derivative · entry 4

Frykman Karl R. · CIK 0001594766 · President Aquatic Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,325

Underlying: Common Shares · 26,325 shares

Expires 2027-01-03

F5 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

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January 03, 2017 Filed Jan 6, 2017 02:09 UTC
Frykman Karl R.President Aquatic Systems
Tax withholdingCommon Shares 1,127 $57.95 $65,309.65
Disclosure

SEC source: 0001140361-17-000881 · doc1.xml · nonDerivative · entry 2

Frykman Karl R. · CIK 0001594766 · President Aquatic Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,932

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2017 Filed Jan 6, 2017 02:09 UTC
Frykman Karl R.President Aquatic Systems
GrantCommon Shares - Restricted Stock Units 5,608 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000881 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · President Aquatic Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,539

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2017 Filed Jan 6, 2017 02:08 UTC
BORIN MARK CChief Acctg Office-Controller
GrantEmployee Stock Option (right to buy) · Derivative 16,605 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000879 · doc1.xml · derivative · entry 5

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,605

Underlying: Common Shares · 16,605 shares

Expires 2027-01-03

F7 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F8 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

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January 03, 2017 Filed Jan 6, 2017 02:08 UTC
BORIN MARK CChief Acctg Office-Controller
Tax withholdingCommon Shares 895 $57.95 $51,865.25
Disclosure

SEC source: 0001140361-17-000879 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,765

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2017 Filed Jan 6, 2017 02:08 UTC
BORIN MARK CChief Acctg Office-Controller
GrantCommon Shares - Restricted Stock Units 3,538 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000879 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: The amount of Common Stock-Restricted Stock Units owned is corrected to remove 1,166 vested restricted stock units that were previously reported.

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January 03, 2017 Filed Jan 6, 2017 00:08 UTC GrantCommon Shares - Restricted Stock Units 2,243 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000851 · doc1.xml · nonDerivative · entry 2

Williamson Billie Ida · CIK 0001533990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,243

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.