Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 18, 2018 Filed Apr 19, 2018 21:38 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Exercise / conversionCommon Shares | 50,000 | $24.78 | $1,239,000.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 21:38 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $24.78 | $0.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · derivative · entry 7 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,253 Underlying: Common Shares · 50,000 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F4 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 21:38 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
SaleCommon Shares | 50,000 | $71.00 | $3,550,000.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,055 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 21:38 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Exercise / conversionCommon Shares | 50,000 | $24.78 | $1,239,000.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:21 UTC |
JACKO JOHN HSVP & Chief Marketing Officer
|
Tax withholdingCommon Shares | 256 | $68.69 | $17,584.64 |
DisclosureSEC source: 0001140361-18-011638 · doc1.xml · nonDerivative · entry 1 JACKO JOHN H · CIK 0001208753 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:26 UTC |
Wozniak BethPresident Flow and Filtration
|
Tax withholdingCommon Shares | 750 | $72.55 | $54,412.50 |
DisclosureSEC source: 0001140361-18-001050 · doc1.xml · nonDerivative · entry 1 Wozniak Beth · CIK 0001654174 · President Flow and Filtration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,031 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:23 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Tax withholdingCommon Shares | 9,422 | $72.55 | $683,566.10 |
DisclosureSEC source: 0001140361-18-001043 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,055 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:22 UTC |
Frykman Karl R.President Aquatic Systems
|
Tax withholdingCommon Shares | 739 | $72.55 | $53,614.45 |
DisclosureSEC source: 0001140361-18-001041 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,609 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:25 UTC |
Stauch John LExecutive Vice President, CFO
|
Tax withholdingCommon Shares | 359 | $72.55 | $26,045.45 |
DisclosureSEC source: 0001140361-18-001048 · doc1.xml · nonDerivative · entry 1 Stauch John L · CIK 0001390036 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:24 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Tax withholdingCommon Shares | 758 | $72.55 | $54,992.90 |
DisclosureSEC source: 0001140361-18-001046 · doc1.xml · nonDerivative · entry 1 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,054 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:21 UTC |
BORIN MARK CChief Acctg Office-Controller
|
Tax withholdingCommon Shares | 329 | $72.55 | $23,868.95 |
DisclosureSEC source: 0001140361-18-001039 · doc1.xml · nonDerivative · entry 2 BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,906 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 00:02 UTC |
Wozniak BethPresident Flow and Filtration
|
Tax withholdingCommon Shares | 724 | $70.80 | $51,259.20 |
DisclosureSEC source: 0001140361-18-000911 · doc1.xml · nonDerivative · entry 1 Wozniak Beth · CIK 0001654174 · President Flow and Filtration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,526 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 00:01 UTC |
Stauch John LExecutive Vice President, CFO
|
Tax withholdingCommon Shares | 1,402 | $70.80 | $99,261.60 |
DisclosureSEC source: 0001140361-18-000908 · doc1.xml · nonDerivative · entry 2 Stauch John L · CIK 0001390036 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,012 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 00:00 UTC |
Keegans Karen L.SVP & Chief HR Officer
|
Tax withholdingCommon Shares | 504 | $70.80 | $35,683.20 |
DisclosureSEC source: 0001140361-18-000905 · doc1.xml · nonDerivative · entry 1 Keegans Karen L. · CIK 0001606486 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 23:59 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Tax withholdingCommon Shares | 4,818 | $70.80 | $341,114.40 |
DisclosureSEC source: 0001140361-18-000901 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,930 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 23:59 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Tax withholdingCommon Shares | 475 | $70.80 | $33,630.00 |
DisclosureSEC source: 0001140361-18-000903 · doc1.xml · nonDerivative · entry 2 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,557 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 23:58 UTC |
Frykman Karl R.President Aquatic Systems
|
Tax withholdingCommon Shares | 618 | $70.80 | $43,754.40 |
DisclosureSEC source: 0001140361-18-000899 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,252 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:44 UTC |
GLENN T MICHAELDirector
|
Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001111 · doc1.xml · nonDerivative · entry 1 GLENN T MICHAEL · CIK 0001197608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,869 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:21 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
Tax withholdingCommon (Ordinary) Shares | 225 | $70.80 | $15,930.00 |
DisclosureSEC source: 0001209191-18-002507 · doc4.xml · nonDerivative · entry 1 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897 F1 · balance_after: End-of-period holdings reflect the vesting of certain restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:41 UTC |
MERRIMAN RONALDDirector
|
Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001076 · doc1.xml · nonDerivative · entry 1 MERRIMAN RONALD · CIK 0001254762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,011 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:44 UTC |
Williamson Billie IdaDirector
|
Tax withholdingCommon Shares | 898 | $70.80 | $63,578.40 |
DisclosureSEC source: 0001140361-18-001080 · doc1.xml · nonDerivative · entry 1 Williamson Billie Ida · CIK 0001533990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:10 UTC |
Ho David H YDirector
|
Tax withholdingCommon Shares | 1,002 | $70.80 | $70,941.60 |
DisclosureSEC source: 0001140361-18-001103 · doc1.xml · nonDerivative · entry 1 Ho David H Y · CIK 0001398493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,866 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:42 UTC |
MONAHAN WILLIAM TDirector
|
Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001078 · doc1.xml · nonDerivative · entry 1 MONAHAN WILLIAM T · CIK 0001105475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,329 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:41 UTC |
JONES DAVID A /WIDirector
|
Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001073 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,477 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:29 UTC |
ESCULIER JACQUESDirector
|
Tax withholdingCommon Shares | 1,133 | $70.80 | $80,216.40 |
DisclosureSEC source: 0001140361-18-001060 · doc1.xml · nonDerivative · entry 1 ESCULIER JACQUES · CIK 0001272186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,043 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:28 UTC |
DAVIDSON CAROL ANTHONYDirector
|
Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001058 · doc1.xml · nonDerivative · entry 1 DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,265 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:27 UTC |
BRYAN GLYNISDirector
|
Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001052 · doc1.xml · nonDerivative · entry 1 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,982 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:28 UTC |
BURRIS JERRY WDirector
|
Tax withholdingCommon Shares | 449 | $70.80 | $31,789.20 |
DisclosureSEC source: 0001140361-18-001054 · doc1.xml · nonDerivative · entry 1 BURRIS JERRY W · CIK 0001368731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,443 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:21 UTC |
BORIN MARK CChief Acctg Office-Controller
|
Tax withholdingCommon Shares | 243 | $70.80 | $17,204.40 |
DisclosureSEC source: 0001140361-18-001039 · doc1.xml · nonDerivative · entry 1 BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,288 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 18, 2018 22:02 UTC |
Stauch John LExecutive Vice President, CFO
|
SaleCommon Shares | 2,392 | $70.30 | $168,165.97 |
DisclosureSEC source: 0001140361-18-002446 · doc1.xml · nonDerivative · entry 1 Stauch John L · CIK 0001390036 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,792 F1 · kind: Shares automatically sold by administrator of nonqualified deferral plan to pay taxes applicable to distribution of shares from such plan in accordance with previously made irrevocable deferral election. F2 · balance_after: End-of-period holdings reflect a distribution from the Deferral Plan to the reporting person in an exempt transaction not required to be reported pursuant to Section 16(a). Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 00:01 UTC |
Stauch John LExecutive Vice President, CFO
|
Tax withholdingCommon Shares | 308 | $70.23 | $21,630.84 |
DisclosureSEC source: 0001140361-18-000908 · doc1.xml · nonDerivative · entry 1 Stauch John L · CIK 0001390036 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F2 · balance_after: Since the date of the reporting person's last ownership form, 6,991 shares previously reported as directly owned by the reporting person have been transferred and are now indirectly owned by a trust owned by the reporting person's spouse. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:59 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Tax withholdingCommon Shares | 4,457 | $70.23 | $313,015.11 |
DisclosureSEC source: 0001140361-18-000901 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,219 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:59 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Tax withholdingCommon Shares | 713 | $70.23 | $50,073.99 |
DisclosureSEC source: 0001140361-18-000903 · doc1.xml · nonDerivative · entry 1 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,594 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:58 UTC |
Frykman Karl R.President Aquatic Systems
|
Tax withholdingCommon Shares | 396 | $70.23 | $27,811.08 |
DisclosureSEC source: 0001140361-18-000899 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,116 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:57 UTC |
BORIN MARK CChief Acctg Office-Controller
|
Tax withholdingCommon Shares | 127 | $70.23 | $8,919.21 |
DisclosureSEC source: 0001140361-18-000897 · doc1.xml · nonDerivative · entry 1 BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,928 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:35 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
GiftCommon Shares | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-047490 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 439,115 Read SEC document |
| November 27, 2017 Filed Nov 27, 2017 21:56 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherPut-Call Option (right and obligation to buy) · Derivative | 49,134 | $0.00 Strike: $69.25 | $0.00 |
DisclosureSEC source: 0001209191-17-062595 · doc4.xml · derivative · entry 3 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 49,134 Underlying: Common (Ordinary) Shares · 49,134 shares Expires 2018-11-20 F4 · kind: One of the Trian Entities has entered into a privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it is entitled to the same economic gain or loss as if it has purchased the indicated shares. More specifically, these transactions represent call options pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), the Trian Entity may acquire the number of shares set forth above at the exercise price set forth above (the "Exercise Price"). These call options may be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options have not been exercised by the Trian Entity and the Exercise Price is greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty F5 · kind: (FN 4 contd.) may require the Trian Entity to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. As part of these transactions, the Trian Entity pays the counterparty a financing fee based on the number of days that the Options that it holds are outstanding, which fee is calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options do not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · price: One of the Trian Entities has entered into a privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it is entitled to the same economic gain or loss as if it has purchased the indicated shares. More specifically, these transactions represent call options pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), the Trian Entity may acquire the number of shares set forth above at the exercise price set forth above (the "Exercise Price"). These call options may be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options have not been exercised by the Trian Entity and the Exercise Price is greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty F5 · price: (FN 4 contd.) may require the Trian Entity to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. As part of these transactions, the Trian Entity pays the counterparty a financing fee based on the number of days that the Options that it holds are outstanding, which fee is calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options do not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · derivative.exercise_date: One of the Trian Entities has entered into a privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it is entitled to the same economic gain or loss as if it has purchased the indicated shares. More specifically, these transactions represent call options pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), the Trian Entity may acquire the number of shares set forth above at the exercise price set forth above (the "Exercise Price"). These call options may be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options have not been exercised by the Trian Entity and the Exercise Price is greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty F5 · derivative.exercise_date: (FN 4 contd.) may require the Trian Entity to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. As part of these transactions, the Trian Entity pays the counterparty a financing fee based on the number of days that the Options that it holds are outstanding, which fee is calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options do not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 2, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 27, 2017 Filed Nov 27, 2017 21:56 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
PurchaseCommon (Ordinary) Shares | 9,966 | $69.22 | $689,819.61 |
DisclosureSEC source: 0001209191-17-062595 · doc4.xml · nonDerivative · entry 1 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 15,410,685 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $69.095 to $69.25. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 2, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:27 UTC |
Frykman Karl R.President Aquatic Systems
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,385 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-043676 · doc1.xml · derivative · entry 4 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,385 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:27 UTC |
Frykman Karl R.President Aquatic Systems
|
SaleCommon Shares | 7,385 | $70.00 | $516,950.00 |
DisclosureSEC source: 0001140361-17-043676 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:27 UTC |
Frykman Karl R.President Aquatic Systems
|
Exercise / conversionCommon Shares | 7,385 | $32.40 | $239,274.00 |
DisclosureSEC source: 0001140361-17-043676 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:01 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherPut-Call Option (right and obligation to buy) · Derivative | 204,958 | $0.00 Strike: $68.98 | $0.00 |
DisclosureSEC source: 0001209191-17-061892 · doc4.xml · derivative · entry 7 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 204,958 Underlying: Common (Ordinary) Shares · 204,958 shares Expires 2018-11-20 F8 · kind: One of the Trian Entities has entered into a privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it is entitled to the same economic gain or loss as if it has purchased the indicated shares. More specifically, these transactions represent call options pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), the Trian Entity may acquire the number of shares set forth above at the exercise price set forth above (the "Exercise Price"). These call options may be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options have not been exercised by the Trian Entity and the Exercise Price is greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty F9 · kind: (FN 8 contd.) may require the Trian Entity to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. As part of these transactions, the Trian Entity pays the counterparty a financing fee based on the number of days that the Options that it holds are outstanding, which fee is calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options do not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F8 · price: One of the Trian Entities has entered into a privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it is entitled to the same economic gain or loss as if it has purchased the indicated shares. More specifically, these transactions represent call options pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), the Trian Entity may acquire the number of shares set forth above at the exercise price set forth above (the "Exercise Price"). These call options may be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options have not been exercised by the Trian Entity and the Exercise Price is greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty F8 · derivative.exercise_date: One of the Trian Entities has entered into a privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it is entitled to the same economic gain or loss as if it has purchased the indicated shares. More specifically, these transactions represent call options pursuant to which, on or prior to November 20, 2018 (the "Exercise Date"), the Trian Entity may acquire the number of shares set forth above at the exercise price set forth above (the "Exercise Price"). These call options may be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options have not been exercised by the Trian Entity and the Exercise Price is greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty F9 · derivative.exercise_date: (FN 8 contd.) may require the Trian Entity to, at such person's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. As part of these transactions, the Trian Entity pays the counterparty a financing fee based on the number of days that the Options that it holds are outstanding, which fee is calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options do not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:01 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
PurchaseCommon (Ordinary) Shares | 41,571 | $68.94 | $2,865,975.41 |
DisclosureSEC source: 0001209191-17-061892 · doc4.xml · nonDerivative · entry 5 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 15,400,719 F7 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $68.35 to $69.20. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 01:01 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
PurchaseCommon (Ordinary) Shares | 14,433 | $68.72 | $991,783.80 |
DisclosureSEC source: 0001209191-17-061892 · doc4.xml · nonDerivative · entry 4 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 15,359,148 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $68.69 to $68.75. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 01:01 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
PurchaseCommon (Ordinary) Shares | 328,567 | $68.33 | $22,449,635.99 |
DisclosureSEC source: 0001209191-17-061892 · doc4.xml · nonDerivative · entry 3 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 15,344,715 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $67.68 to $68.68. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 01:01 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon (Ordinary) Shares | 182,740 | $67.60 | $12,353,224.00 |
DisclosureSEC source: 0001209191-17-061892 · doc4.xml · nonDerivative · entry 2 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 15,016,148 F4 · kind: The sale was made in connection with the liquidation of an investment fund managed by Trian Management. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 01:01 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon (Ordinary) Shares | 921 | $67.59 | $62,252.69 |
DisclosureSEC source: 0001209191-17-061892 · doc4.xml · nonDerivative · entry 1 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 15,198,888 F1 · balance_after: Mr. Garden previously received 921 shares from the Issuer following the vesting of restricted stock units granted to him in connection with his service on the Issuer's Board of Directors. Mr. Garden transferred these shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to an agreement entered into as of May 10, 2016 with Trian Management relating to compensation received in connection his service as a director of the Issuer. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:19 UTC |
MONAHAN WILLIAM TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-040970 · doc1.xml · derivative · entry 3 MONAHAN WILLIAM T · CIK 0001105475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. F3 · derivative.exercise_date: The stock options are vested and exercisable. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:19 UTC |
MONAHAN WILLIAM TDirector
|
SaleCommon Shares | 10,000 | $70.27 | $702,721.00 |
DisclosureSEC source: 0001140361-17-040970 · doc1.xml · nonDerivative · entry 2 MONAHAN WILLIAM T · CIK 0001105475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,656 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.014 to $70.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:19 UTC |
MONAHAN WILLIAM TDirector
|
Exercise / conversionCommon Shares | 10,000 | $34.18 | $341,800.00 |
DisclosureSEC source: 0001140361-17-040970 · doc1.xml · nonDerivative · entry 1 MONAHAN WILLIAM T · CIK 0001105475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.