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PENTAIR plc

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3537
SEC CIK
0000077360
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202602
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 4, 2019 22:07 UTC
Rolchigo Philip M.EVP & Chief Technology Officer
Tax withholdingCommon Shares 508 $37.77 $19,187.16
Disclosure

SEC source: 0001567619-19-000592 · doc1.xml · nonDerivative · entry 2

Rolchigo Philip M. · CIK 0001742223 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,452

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:07 UTC
Rolchigo Philip M.EVP & Chief Technology Officer
GrantCommon Shares - Restricted Stock Units 2,813 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000592 · doc1.xml · nonDerivative · entry 1

Rolchigo Philip M. · CIK 0001742223 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,740.239

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one?common share of Pentair Ltd. upon vesting.

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 21,154 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001567619-19-000587 · doc1.xml · derivative · entry 2

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,154

Underlying: Common Shares · 21,154 shares

Expires 2029-01-02

F2 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
GrantCommon Shares - Restricted Stock Units 4,799 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000587 · doc1.xml · nonDerivative · entry 1

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,218

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:01 UTC GrantCommon Shares - Restricted Stock Units 3,707 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000585 · doc1.xml · nonDerivative · entry 1

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC
Frykman Karl R.EVP & Chief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 47,415 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001567619-19-000576 · doc1.xml · derivative · entry 5

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,415

Underlying: Common Shares · 47,415 shares

Expires 2029-01-02

F5 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC
Frykman Karl R.EVP & Chief Operating Officer
Tax withholdingCommon Shares 2,907 $37.77 $109,797.39
Disclosure

SEC source: 0001567619-19-000576 · doc1.xml · nonDerivative · entry 2

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,721

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:48 UTC
Frykman Karl R.EVP & Chief Operating Officer
GrantCommon Shares - Restricted Stock Units 10,756 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000576 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,362.402

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:46 UTC GrantCommon Shares - Restricted Stock Units 3,707 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000574 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:37 UTC
Baker Kelly AEVP & Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,777 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001567619-19-000560 · doc1.xml · derivative · entry 2

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,777

Underlying: Common Shares · 16,777 shares

Expires 2029-01-02

F2 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:37 UTC
Baker Kelly AEVP & Chief HR Officer
GrantCommon Shares - Restricted Stock Units 3,806 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000560 · doc1.xml · nonDerivative · entry 1

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:24 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 17,133 $0.00 Strike: $16.51 $0.00
Disclosure

SEC source: 0001567619-18-007435 · doc1.xml · derivative · entry 3

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,133 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2,2019.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:24 UTC SaleCommon Shares 17,133 $43.40 $743,572.20
Disclosure

SEC source: 0001567619-18-007435 · doc1.xml · nonDerivative · entry 2

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,869

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2,2019.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:24 UTC Exercise / conversionCommon Shares 17,133 $16.51 $282,865.83
Disclosure

SEC source: 0001567619-18-007435 · doc1.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2,2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:32 UTC
BRYAN GLYNISDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 17,133 $0.00 Strike: $16.51 $0.00
Disclosure

SEC source: 0001567619-18-002949 · doc1.xml · derivative · entry 3

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,133 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:32 UTC
BRYAN GLYNISDirector
SaleCommon Stock 17,133 $45.00 $770,985.00
Disclosure

SEC source: 0001567619-18-002949 · doc1.xml · nonDerivative · entry 2

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,982

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:32 UTC
BRYAN GLYNISDirector
Exercise / conversionCommon Stock 17,133 $16.51 $282,865.83
Disclosure

SEC source: 0001567619-18-002949 · doc1.xml · nonDerivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:58 UTC SaleCommon (Ordinary) Shares 1,700,000 $42.15 $71,655,000.00
Disclosure

SEC source: 0001209191-18-046843 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 12,036,582

F1 · kind: The sale reported in this Form 4 was done for portfolio management purposes.

F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:40 UTC
Sarcevic AdemirSVP & Chief Accounting Officer
SaleCommon Shares 1,042 $41.67 $43,420.14
Disclosure

SEC source: 0001140361-18-031662 · doc1.xml · nonDerivative · entry 1

Sarcevic Ademir · CIK 0001738830 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:09 UTC
Sarcevic AdemirSVP & Chief Accounting Officer
Tax withholdingCommon Shares 468 $43.64 $20,423.52
Disclosure

SEC source: 0001140361-18-027157 · doc1.xml · nonDerivative · entry 1

Sarcevic Ademir · CIK 0001738830 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 21:19 UTC SaleCommon (Ordinary) Shares 1,675,000 $44.14 $73,926,125.00
Disclosure

SEC source: 0001209191-18-034773 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 13,736,582

F1 · kind: The sale reported in this Form 4 was done for portfolio management purposes.

F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:33 UTC
Stauch John LDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 87,016 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021835 · doc1.xml · derivative · entry 6

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,016

Underlying: Common Shares · 87,016 shares

Expires 2028-05-02

F6 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:33 UTC
Stauch John LDirector · President & CEO
GrantCommon Shares - Restricted Stock Units 20,916 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021835 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,569.041

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:32 UTC
Sarcevic AdemirSVP & Chief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,725 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021833 · doc1.xml · derivative · entry 2

Sarcevic Ademir · CIK 0001738830 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

Underlying: Common Shares · 5,725 shares

Expires 2028-05-02

F2 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:32 UTC
Sarcevic AdemirSVP & Chief Accounting Officer
GrantCommon Shares - Restricted Stock Units 1,376 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021833 · doc1.xml · nonDerivative · entry 1

Sarcevic Ademir · CIK 0001738830 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540.175

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:29 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 15,457 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021830 · doc1.xml · derivative · entry 2

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457

Underlying: Common Shares · 15,457 shares

Expires 2028-05-02

F3 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F4 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:29 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
GrantCommon Shares - Restricted Stock Units 3,715 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021830 · doc1.xml · nonDerivative · entry 1

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,419

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: The number of restricted stock units was adjusted to increase by 7,245 shares in connection with the spin-off of nVent Electric plc from Pentair plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:28 UTC
JACKO JOHN HEVP & Chief Growth Officer
GrantEmployee Stock Option (right to buy) · Derivative 13,739 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021828 · doc1.xml · derivative · entry 2

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,739

Underlying: Common Shares · 13,739 shares

Expires 2028-05-02

F3 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F4 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:28 UTC
JACKO JOHN HEVP & Chief Growth Officer
GrantCommon Shares - Restricted Stock Units 3,303 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021828 · doc1.xml · nonDerivative · entry 1

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,492.35

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: The number of restricted stock units was adjusted to increase by 3,783 shares in connection with the spin-off of nVent Electric plc from Pentair plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:27 UTC
Frykman Karl R.EVP & Chief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 36,639 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021825 · doc1.xml · derivative · entry 3

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,639

Underlying: Common Shares · 36,639 shares

Expires 2028-05-02

F3 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F4 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:27 UTC
Frykman Karl R.EVP & Chief Operating Officer
GrantCommon Shares - Restricted Stock Units 8,807 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021825 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,326.07

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:26 UTC
BORIN MARK CEVP & Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 27,479 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021822 · doc1.xml · derivative · entry 4

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,479

Underlying: Common Shares · 27,479 shares

Expires 2028-05-02

F4 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:26 UTC
BORIN MARK CEVP & Chief Financial Officer
GrantCommon Shares - Restricted Stock Units 6,605 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021822 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,452.62

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:26 UTC
Baker Kelly AEVP & Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 11,450 $0.00 Strike: $45.42 $0.00
Disclosure

SEC source: 0001140361-18-021819 · doc1.xml · derivative · entry 2

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,450

Underlying: Common Shares · 11,450 shares

Expires 2028-05-02

F3 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F4 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:26 UTC
Baker Kelly AEVP & Chief HR Officer
GrantCommon Shares - Restricted Stock Units 2,752 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021819 · doc1.xml · nonDerivative · entry 1

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,285

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: The number of restricted stock units was adjusted to increase by 6,520 shares in connection with the spin-off of nVent Electric plc from Pentair plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan.

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May 02, 2018 Filed May 4, 2018 22:20 UTC GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021812 · doc1.xml · nonDerivative · entry 1

Williamson Billie Ida · CIK 0001533990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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May 02, 2018 Filed May 4, 2018 22:12 UTC GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021805 · doc1.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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May 02, 2018 Filed May 4, 2018 22:11 UTC GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021803 · doc1.xml · nonDerivative · entry 1

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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May 02, 2018 Filed May 4, 2018 22:04 UTC GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021797 · doc1.xml · nonDerivative · entry 1

Harris Theodore L · CIK 0001378228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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May 02, 2018 Filed May 4, 2018 22:02 UTC GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021795 · doc1.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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May 02, 2018 Filed May 4, 2018 22:00 UTC GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021793 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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May 02, 2018 Filed May 4, 2018 21:55 UTC
BRYAN GLYNISDirector
GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021791 · doc1.xml · nonDerivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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May 02, 2018 Filed May 4, 2018 21:17 UTC GrantCommon (Ordinary) Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028163 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

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April 30, 2018 Filed May 2, 2018 21:15 UTC
Stauch John LDirector · President & CEO
GrantCommon Shares - Restricted Stock Units 51,773.04 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021307 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,653.04

F1 · kind: Restricted stock units granted to the reporting person under the Pentair plc 2012 Stock and Incentive Plan for which the performance conditions to vesting were satisfied as of April 30, 2018. The restricted stock units are subject to time-based vesting conditions as to 25,941.5 shares that vest on January 1, 2019 and 25,831.54 shares that vest on January 1, 2020. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

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April 30, 2018 Filed May 2, 2018 21:14 UTC
Sarcevic AdemirSVP & Chief Accounting Officer
GrantCommon Shares - Restricted Stock Units 3,289.17 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021304 · doc1.xml · nonDerivative · entry 1

Sarcevic Ademir · CIK 0001738830 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,164.17

F1 · kind: Restricted stock units granted to the reporting person under the Pentair plc 2012 Stock and Incentive Plan for which the performance conditions to vesting were satisfied as of April 30, 2018. The restricted stock units are subject to time-based vesting conditions as to 2,003.19 shares that vest on January 1, 2019 and 1,285.98 shares that vest on January 1, 2020. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

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April 30, 2018 Filed May 2, 2018 21:12 UTC
JACKO JOHN HEVP & Chief Growth Officer
GrantCommon Shares - Restricted Stock Units 4,419.35 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021302 · doc1.xml · nonDerivative · entry 1

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,406.35

F1 · kind: Restricted stock units granted to the reporting person under the Pentair plc 2012 Stock and Incentive Plan for which the performance conditions to vesting were satisfied as of April 30, 2018. The restricted stock units are subject to time-based vesting conditions as to 4,419.35 shares that vest on January 1, 2020. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

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April 30, 2018 Filed May 2, 2018 21:11 UTC
Frykman Karl R.EVP & Chief Operating Officer
GrantCommon Shares - Restricted Stock Units 20,525.07 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021300 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,519.07

F1 · kind: Restricted stock units granted to the reporting person under the Pentair plc 2012 Stock and Incentive Plan for which the performance conditions to vesting were satisfied as of April 30, 2018. The restricted stock units are subject to time-based vesting conditions as to 8,945.16 shares that vest on January 1, 2019 and 11,579.91 shares that vest on January 1, 2020. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

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April 30, 2018 Filed May 2, 2018 21:10 UTC
BORIN MARK CEVP & Chief Financial Officer
GrantCommon Shares - Restricted Stock Units 14,639.62 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021297 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847.62

F1 · kind: Restricted stock units granted to the reporting person under the Pentair plc 2012 Stock and Incentive Plan for which the performance conditions to vesting were satisfied as of April 30, 2018. The restricted stock units are subject to time-based vesting conditions as to 7,335.72 shares that vest on January 1, 2019 and 7,303.9 shares that vest on January 1, 2020. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

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April 18, 2018 Filed Apr 19, 2018 21:38 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $24.78 $0.00
Disclosure

SEC source: 0001140361-18-019085 · doc1.xml · derivative · entry 8

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,253

Underlying: Common Shares · 50,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.

F4 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant.

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April 18, 2018 Filed Apr 19, 2018 21:38 UTC
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
SaleCommon Shares 50,000 $72.00 $3,600,000.00
Disclosure

SEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 4

HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,055

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.