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PENTAIR plc

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3537
SEC CIK
0000077360
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 6, 2020 22:43 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
Tax withholdingCommon Shares 632 $46.42 $29,337.44
Disclosure

SEC source: 0001567619-20-000637 · doc1.xml · nonDerivative · entry 2

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:43 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
GrantCommon Shares - Restricted Stock Units 3,905 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000637 · doc1.xml · nonDerivative · entry 1

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,286

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:41 UTC
Baker Kelly AEVP & Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,076 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000635 · doc1.xml · derivative · entry 4

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076

Underlying: Common Shares · 15,076 shares

Expires 2030-01-02

F6 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:41 UTC
Baker Kelly AEVP & Chief HR Officer
Tax withholdingCommon Shares 501 $46.42 $23,256.42
Disclosure

SEC source: 0001567619-20-000635 · doc1.xml · nonDerivative · entry 2

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:41 UTC
Baker Kelly AEVP & Chief HR Officer
GrantCommon Shares - Restricted Stock Units 3,231 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000635 · doc1.xml · nonDerivative · entry 1

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,137

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:39 UTC
JACKO JOHN HEVP & Chief Growth Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,961 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000633 · doc1.xml · derivative · entry 3

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,961

Underlying: Common Shares · 16,961 shares

Expires 2030-01-02

F5 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:39 UTC
JACKO JOHN HEVP & Chief Growth Officer
Tax withholdingCommon Shares 2,188 $46.42 $101,566.96
Disclosure

SEC source: 0001567619-20-000633 · doc1.xml · nonDerivative · entry 2

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:39 UTC
JACKO JOHN HEVP & Chief Growth Officer
GrantCommon Shares - Restricted Stock Units 3,635 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000633 · doc1.xml · nonDerivative · entry 1

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,756.459

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:37 UTC
Frykman Karl R.EVP & Chief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 40,831 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000629 · doc1.xml · derivative · entry 5

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,831

Underlying: Common Shares · 40,831 shares

Expires 2030-01-02

F5 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:37 UTC
Frykman Karl R.EVP & Chief Operating Officer
Tax withholdingCommon Shares 5,005 $46.42 $232,332.10
Disclosure

SEC source: 0001567619-20-000629 · doc1.xml · nonDerivative · entry 2

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,059

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:37 UTC
Frykman Karl R.EVP & Chief Operating Officer
GrantCommon Shares- Restricted Stock Units 8,752 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000629 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,794.77

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:35 UTC
BORIN MARK CEVP & Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 35,178 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · derivative · entry 6

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,178

Underlying: Common Shares · 35,178 shares

Expires 2030-01-02

F6 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:35 UTC
BORIN MARK CEVP & Chief Financial Officer
Tax withholdingCommon Shares 3,189 $46.42 $148,033.38
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,339

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:35 UTC
BORIN MARK CEVP & Chief Financial Officer
GrantCommon Shares - Restricted Stock Units 7,540 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,011.449

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:34 UTC
Stauch John LDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 113,071 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000624 · doc1.xml · derivative · entry 8

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,071

Underlying: Common Shares · 113,071 shares

Expires 2030-01-02

F8 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F9 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:34 UTC
Stauch John LDirector · President & CEO
Tax withholdingCommon Shares 10,516 $46.42 $488,152.72
Disclosure

SEC source: 0001567619-20-000624 · doc1.xml · nonDerivative · entry 2

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,006.169

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F5 · balance_after: Since the date of the reporting person's last ownership form, 12,257 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:34 UTC
Stauch John LDirector · President & CEO
GrantCommon Shares - Restricted Stock Units 24,235 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000624 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,713.058

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:24 UTC Tax withholdingCommon Shares 1,430 $46.42 $66,380.60
Disclosure

SEC source: 0001567619-20-000612 · doc1.xml · nonDerivative · entry 2

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,471

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:24 UTC GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000612 · doc1.xml · nonDerivative · entry 1

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:33 UTC Tax withholdingCommon Shares 1,430 $46.42 $66,380.60
Disclosure

SEC source: 0001567619-20-000622 · doc1.xml · nonDerivative · entry 2

Williamson Billie Ida · CIK 0001533990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,594

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:33 UTC GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000622 · doc1.xml · nonDerivative · entry 1

Williamson Billie Ida · CIK 0001533990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:29 UTC GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000617 · doc1.xml · nonDerivative · entry 1

Stephenson Mona Abutaleb · CIK 0001657299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:26 UTC Tax withholdingCommon Shares 1,430 $46.42 $66,380.60
Disclosure

SEC source: 0001567619-20-000615 · doc1.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:26 UTC GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000615 · doc1.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:21 UTC Tax withholdingCommon Shares 1,430 $46.42 $66,380.60
Disclosure

SEC source: 0001567619-20-000610 · doc1.xml · nonDerivative · entry 2

Harris Theodore L · CIK 0001378228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:21 UTC GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000610 · doc1.xml · nonDerivative · entry 1

Harris Theodore L · CIK 0001378228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:19 UTC Tax withholdingCommon Shares 1,430 $46.42 $66,380.60
Disclosure

SEC source: 0001567619-20-000608 · doc1.xml · nonDerivative · entry 2

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,863

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:19 UTC GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000608 · doc1.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:18 UTC Tax withholdingCommon Shares 1,661 $46.42 $77,103.62
Disclosure

SEC source: 0001567619-20-000606 · doc1.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,806

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:18 UTC GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000606 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:17 UTC
BRYAN GLYNISDirector
Tax withholdingCommon Shares 1,430 $46.42 $66,380.60
Disclosure

SEC source: 0001567619-20-000604 · doc1.xml · nonDerivative · entry 2

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,976

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:17 UTC
BRYAN GLYNISDirector
GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000604 · doc1.xml · nonDerivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:18 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 6,116 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001567619-19-022660 · doc1.xml · derivative · entry 3

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,116 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 4, 2020.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:18 UTC SaleCommon Shares 6,116 $44.23 $270,510.68
Disclosure

SEC source: 0001567619-19-022660 · doc1.xml · nonDerivative · entry 2

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,586

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 4, 2020.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:18 UTC Exercise / conversionCommon Shares 6,116 $22.24 $136,019.84
Disclosure

SEC source: 0001567619-19-022660 · doc1.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 4, 2020.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:13 UTC
Wamsley James PEVP-Chief Supply Chain Officer
GrantCommon Shares - Restricted Stock Units 13,702 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022658 · doc1.xml · nonDerivative · entry 1

Wamsley James P · CIK 0001792407 · EVP-Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,702

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:20 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 6,116 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001567619-19-021201 · doc1.xml · derivative · entry 3

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,116 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected in connection with stock options that will expire on January 4, 2020.

F3 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:20 UTC SaleCommon Shares 6,116 $43.11 $263,643.64
Disclosure

SEC source: 0001567619-19-021201 · doc1.xml · nonDerivative · entry 2

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,194

F1 · kind: The reported transaction was effected in connection with stock options that will expire on January 4, 2020.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.096 to $43.126. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:20 UTC Exercise / conversionCommon Shares 6,116 $22.24 $136,019.84
Disclosure

SEC source: 0001567619-19-021201 · doc1.xml · nonDerivative · entry 1

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected in connection with stock options that will expire on January 4, 2020.

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November 01, 2019 Filed Nov 5, 2019 22:12 UTC
BRYAN GLYNISDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 6,116 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001567619-19-020454 · doc1.xml · derivative · entry 3

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,116 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 4, 2020.

F2 · derivative.exercise_date: This option is presently exercisable in full.

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November 01, 2019 Filed Nov 5, 2019 22:12 UTC
BRYAN GLYNISDirector
SaleCommon Shares 6,116 $42.00 $256,872.00
Disclosure

SEC source: 0001567619-19-020454 · doc1.xml · nonDerivative · entry 2

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,699

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 4, 2020.

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November 01, 2019 Filed Nov 5, 2019 22:12 UTC
BRYAN GLYNISDirector
Exercise / conversionCommon Shares 6,116 $22.24 $136,019.84
Disclosure

SEC source: 0001567619-19-020454 · doc1.xml · nonDerivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 4, 2020.

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October 03, 2019 Filed Oct 7, 2019 20:55 UTC GrantCommon Shares - Restricted Stock Units 3,877 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019306 · doc1.xml · nonDerivative · entry 1

Stephenson Mona Abutaleb · CIK 0001657299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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July 31, 2019 Filed Aug 2, 2019 20:26 UTC
Stauch John LDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 58,991 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001567619-19-015717 · doc1.xml · derivative · entry 6

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 58,991 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option is presently exercisable in full.

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July 31, 2019 Filed Aug 2, 2019 20:26 UTC
Stauch John LDirector · President & CEO
Tax withholdingCommon Shares 45,452 $39.06 $1,775,541.47
Disclosure

SEC source: 0001567619-19-015717 · doc1.xml · nonDerivative · entry 2

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,893

F1 · kind: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.040 to $39.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares disposed at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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July 31, 2019 Filed Aug 2, 2019 20:26 UTC
Stauch John LDirector · President & CEO
Exercise / conversionCommon Shares 58,991 $22.24 $1,311,959.84
Disclosure

SEC source: 0001567619-19-015717 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2019 Filed Jun 4, 2019 20:06 UTC
Sarcevic AdemirSVP & Chief Accounting Officer
Tax withholdingCommon Shares 546 $34.82 $19,011.72
Disclosure

SEC source: 0001567619-19-012668 · doc1.xml · nonDerivative · entry 1

Sarcevic Ademir · CIK 0001738830 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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May 22, 2019 Filed May 24, 2019 20:21 UTC OtherPhantom Stock Units (Deferred Compensation) · Derivative 742.933 $36.38 $27,028.57
Disclosure

SEC source: 0001567619-19-012088 · doc1.xml · derivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Plan Agent

Disclosed balance after: 1,805.251

Underlying: Common Shares · 742.933 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.

F2 · derivative.expiration_date: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

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May 10, 2019 Filed May 14, 2019 21:01 UTC OtherPhantom Stock Units (Deferred Compensation) · Derivative 138.583 $37.17 $5,150.71
Disclosure

SEC source: 0001567619-19-010857 · doc1.xml · derivative · entry 1

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Plan Agent

Disclosed balance after: 51,873.74

Underlying: Common Shares · 138.583 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.

F2 · derivative.expiration_date: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

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May 02, 2019 Filed May 6, 2019 22:37 UTC
Stauch John LDirector · President & CEO
Tax withholdingCommon Shares 491 $38.99 $19,144.09
Disclosure

SEC source: 0001567619-19-009914 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: Since the date of the reporting person's last ownership form, 20,604 shares held directly and 187.4561 shares held indirectly in the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.