Last 12 months
Inside the activity.
9 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 5 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2020 Filed Oct 6, 2020 20:19 UTC |
Frasier Loretta GChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 4,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-001085 · form4.xml · derivative · entry 1 Frasier Loretta G · CIK 0001790740 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,190 Underlying: Common Stock · 4,190 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F2 · derivative.exercise_date: The 4,190 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. F2 · derivative.expiration_date: The 4,190 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:18 UTC |
Williams Sarah ElizabethChief Technology Officer
|
GrantRestricted Stock Units · Derivative | 4,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-001084 · form4.xml · derivative · entry 1 Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,642 Underlying: Common Stock · 4,642 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F2 · derivative.exercise_date: The 4,642 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. F2 · derivative.expiration_date: The 4,642 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:18 UTC |
Kilgore SarahChief Legal & Compliance Off.
|
GrantRestricted Stock Units · Derivative | 8,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-001083 · form4.xml · derivative · entry 1 Kilgore Sarah · CIK 0001725379 · Chief Legal & Compliance Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,178 Underlying: Common Stock · 8,178 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F2 · derivative.exercise_date: The 8,178 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. F2 · derivative.expiration_date: The 8,178 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 19:32 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionRestricted Stock Units · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-000993 · form4.xml · derivative · entry 3 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F3 · derivative.exercise_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of the award date. The RSUs remaining to vest from this grant is reflected in Column 9. F3 · derivative.expiration_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of the award date. The RSUs remaining to vest from this grant is reflected in Column 9. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 19:32 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Tax withholdingCommon Stock | 265 | $2.06 | $545.90 |
DisclosureSEC source: 0000905148-20-000993 · form4.xml · nonDerivative · entry 2 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,189 F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 19:32 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionCommon Stock | 928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-20-000993 · form4.xml · nonDerivative · entry 1 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. Read SEC document |
| May 21, 2020 Filed May 21, 2020 23:06 UTC |
SHEINBAUM MARCDirector
|
PurchaseCommon Shares | 20 | $0.88 | $17.50 |
DisclosureSEC source: 0001567619-20-010959 · doc1.xml · nonDerivative · entry 4 SHEINBAUM MARC · CIK 0001605873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,379 Read SEC document |
| May 21, 2020 Filed May 21, 2020 23:06 UTC |
SHEINBAUM MARCDirector
|
PurchaseCommon Shares | 1,000 | $0.85 | $850.00 |
DisclosureSEC source: 0001567619-20-010959 · doc1.xml · nonDerivative · entry 3 SHEINBAUM MARC · CIK 0001605873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359 Read SEC document |
| May 21, 2020 Filed May 21, 2020 23:06 UTC |
SHEINBAUM MARCDirector
|
PurchaseCommon Shares | 349 | $0.77 | $268.73 |
DisclosureSEC source: 0001567619-20-010959 · doc1.xml · nonDerivative · entry 2 SHEINBAUM MARC · CIK 0001605873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359 Read SEC document |
| May 20, 2020 Filed May 21, 2020 23:06 UTC |
SHEINBAUM MARCDirector
|
PurchaseCommon Shares | 10 | $0.77 | $7.70 |
DisclosureSEC source: 0001567619-20-010959 · doc1.xml · nonDerivative · entry 1 SHEINBAUM MARC · CIK 0001605873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 11:11 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionRestricted Stock Units · Derivative | 1,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006935 · doc1.xml · derivative · entry 6 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F5 · derivative.exercise_date: On March 22, 2017, the reporting person was granted 1,830 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. F5 · derivative.expiration_date: On March 22, 2017, the reporting person was granted 1,830 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 11:11 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionCash Performance Units · Derivative | 40,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006935 · doc1.xml · derivative · entry 5 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.exercise_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.expiration_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 11:11 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Tax withholdingCommon Stock | 265 | $0.61 | $160.33 |
DisclosureSEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 4 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,526 F3 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 11:11 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionCommon Stock | 1,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 3 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 11:11 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Disposition to issuerCommon Stock | 40,183 | $0.50 | $20,091.50 |
DisclosureSEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 2 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,961 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 11:11 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionCommon Stock | 40,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 1 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:18 UTC |
Williams Sarah ElizabethChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006937 · doc1.xml · derivative · entry 6 Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F5 · derivative.exercise_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. F5 · derivative.expiration_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:18 UTC |
Williams Sarah ElizabethChief Technology Officer
|
Exercise / conversionCash Performance Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006937 · doc1.xml · derivative · entry 5 Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.exercise_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.expiration_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:18 UTC |
Williams Sarah ElizabethChief Technology Officer
|
Tax withholdingCommon Stock | 3 | $0.61 | $1.82 |
DisclosureSEC source: 0001567619-20-006937 · doc1.xml · nonDerivative · entry 4 Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051 F3 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:18 UTC |
Williams Sarah ElizabethChief Technology Officer
|
Exercise / conversionCommon Stock | 203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006937 · doc1.xml · nonDerivative · entry 3 Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:18 UTC |
Williams Sarah ElizabethChief Technology Officer
|
Disposition to issuerCommon Stock | 4,464 | $0.50 | $2,232.00 |
DisclosureSEC source: 0001567619-20-006937 · doc1.xml · nonDerivative · entry 2 Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:18 UTC |
Williams Sarah ElizabethChief Technology Officer
|
Exercise / conversionCommon Stock | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006937 · doc1.xml · nonDerivative · entry 1 Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · derivative · entry 6 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F5 · derivative.exercise_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. F5 · derivative.expiration_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Exercise / conversionCash Performance Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · derivative · entry 5 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.exercise_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.expiration_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Tax withholdingCommon Stock | 3 | $0.61 | $1.82 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 4 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F3 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Exercise / conversionCommon Stock | 203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 3 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Disposition to issuerCommon Stock | 4,464 | $0.50 | $2,232.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 2 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Exercise / conversionCommon Stock | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:05 UTC |
Peters NicholasDirector
|
PurchaseCommon Stock | 30,000 | $0.84 | $25,125.00 |
DisclosureSEC source: 0001567619-20-006323 · doc1.xml · nonDerivative · entry 1 Peters Nicholas A · CIK 0001654770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.90, inclusive. The reporting person undertakes to provide to CPI Card Group Inc., any security holder of CPI Card Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:43 UTC |
Peters NicholasDirector
|
PurchaseCommon Stock | 30,000 | $0.84 | $25,125.00 |
DisclosureSEC source: 0001567619-20-006314 · doc1.xml · nonDerivative · entry 1 Peters Nicholas A · CIK 0001654770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.90, inclusive. The reporting person undertakes to provide to CPI Card Group Inc., any security holder of CPI Card Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 01, 2019 Filed Sep 3, 2019 17:13 UTC |
Dubin LaneSVP/GM Prepd-Instant Issuance
|
Exercise / conversionRestricted Stock Units · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017796 · doc1.xml · derivative · entry 3 Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F3 · derivative.exercise_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9. F3 · derivative.expiration_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9. Read SEC document |
| September 01, 2019 Filed Sep 3, 2019 17:13 UTC |
Dubin LaneSVP/GM Prepd-Instant Issuance
|
Tax withholdingCommon Stock | 265 | $2.88 | $763.20 |
DisclosureSEC source: 0001567619-19-017796 · doc1.xml · nonDerivative · entry 2 Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,961 F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities. Read SEC document |
| September 01, 2019 Filed Sep 3, 2019 17:13 UTC |
Dubin LaneSVP/GM Prepd-Instant Issuance
|
Exercise / conversionCommon Stock | 928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-017796 · doc1.xml · nonDerivative · entry 1 Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:51 UTC |
Soranno Keating ValerieDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012629 · doc1.xml · derivative · entry 2 Soranno Keating Valerie · CIK 0001735761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F3 · derivative.exercise_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:51 UTC |
Soranno Keating ValerieDirector
|
Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012629 · doc1.xml · nonDerivative · entry 1 Soranno Keating Valerie · CIK 0001735761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:49 UTC |
Pearce DouglasDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012627 · doc1.xml · derivative · entry 2 Pearce Douglas · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F4 · derivative.exercise_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:49 UTC |
Pearce DouglasDirector
|
Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012627 · doc1.xml · nonDerivative · entry 1 Pearce Douglas · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:46 UTC |
Pearce RobertDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012625 · doc1.xml · derivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F4 · derivative.exercise_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:46 UTC |
Pearce RobertDirector
|
Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012625 · doc1.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:28 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionCash Performance Units · Derivative | 40,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007611 · doc1.xml · derivative · entry 3 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,183 Underlying: Common Stock · 40,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:28 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Disposition to issuerCommon Stock | 40,184 | $0.50 | $20,092.00 |
DisclosureSEC source: 0001567619-19-007611 · doc1.xml · nonDerivative · entry 2 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:28 UTC |
Dubin LaneGM & SVP CAO & Prepaid
|
Exercise / conversionCommon Stock | 40,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007611 · doc1.xml · nonDerivative · entry 1 Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:31 UTC |
Bohrer JasonGM & SVP Secure Card
|
Exercise / conversionCash Performance Units · Derivative | 31,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007613 · doc1.xml · derivative · entry 3 Bohrer Jason · CIK 0001676187 · GM & SVP Secure Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,254 Underlying: Common Stock · 31,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance F2 · derivative.exercise_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance F2 · derivative.expiration_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:31 UTC |
Bohrer JasonGM & SVP Secure Card
|
Disposition to issuerCommon Stock | 31,254 | $0.50 | $15,627.00 |
DisclosureSEC source: 0001567619-19-007613 · doc1.xml · nonDerivative · entry 2 Bohrer Jason · CIK 0001676187 · GM & SVP Secure Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,714 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:31 UTC |
Bohrer JasonGM & SVP Secure Card
|
Exercise / conversionCommon Stock | 31,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007613 · doc1.xml · nonDerivative · entry 1 Bohrer Jason · CIK 0001676187 · GM & SVP Secure Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:25 UTC |
Jacoba LisaChief Human Resources Officer
|
Exercise / conversionCash Performance Units · Derivative | 22,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007609 · doc1.xml · derivative · entry 3 Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,323 Underlying: Common Stock · 22,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the taget value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the taget value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the taget value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:25 UTC |
Jacoba LisaChief Human Resources Officer
|
Disposition to issuerCommon Stock | 22,324 | $0.50 | $11,162.00 |
DisclosureSEC source: 0001567619-19-007609 · doc1.xml · nonDerivative · entry 2 Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,284 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:25 UTC |
Jacoba LisaChief Human Resources Officer
|
Exercise / conversionCommon Stock | 22,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007609 · doc1.xml · nonDerivative · entry 1 Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:20 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Exercise / conversionCash Performance Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007607 · doc1.xml · derivative · entry 3 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Underlying: Common Stock · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:20 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Disposition to issuerCommon Stock | 4,464 | $0.50 | $2,232.00 |
DisclosureSEC source: 0001567619-19-007607 · doc1.xml · nonDerivative · entry 2 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.