Peters Nicholas

SEC source: 0001654770-26-000004 · wk-form4_1789429346.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 11,628

F1 · ownership.nature: Common stock shares purchased by a trust of the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the reporting person's spouse except to the extent of the reporting person's pecuniary interest therein.

SEC source: 0001654770-26-000002 · wk-form4_1788302086.xml · derivative · entry 3

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,135

Underlying: Common Stock · 1,135 shares

Expires not disclosed

F3 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: The 1,135 RSUs reported on this line vest on the first anniversary of the August 31, 2026 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: The 1,135 RSUs reported on this line vest on the first anniversary of the August 31, 2026 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001654770-26-000002 · wk-form4_1788302086.xml · derivative · entry 2

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: This line reports 100% of the deferred RSUs that were awarded on the August 29, 2025 award date, which vested on the first anniversary of the award date.

F2 · derivative.expiration_date: This line reports 100% of the deferred RSUs that were awarded on the August 29, 2025 award date, which vested on the first anniversary of the award date.

SEC source: 0001654770-26-000002 · wk-form4_1788302086.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001641614-26-000073 · form4.xml · derivative · entry 3

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the deferred RSUs that were awarded on the May 30, 2025 award date, which vested on the first anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the deferred RSUs that were awarded on the May 30, 2025 award date, which vested on the first anniversary of the award date.

SEC source: 0001641614-26-000073 · form4.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001641614-26-000073 · form4.xml · derivative · entry 2

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,907

Underlying: Common Stock · 1,907 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,907 RSUs reported on this line vest on the first anniversary of the May 29, 2026 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,907 RSUs reported on this line vest on the first anniversary of the May 29, 2026 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001641614-26-000035 · form4.xml · derivative · entry 3

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the deferred RSUs that were awarded on the March 31, 2025 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the deferred RSUs that were awarded on the March 31, 2025 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001641614-26-000035 · form4.xml · derivative · entry 2

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,164

Underlying: Common Stock · 2,164 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 2,164 RSUs reported on this line vest on the first anniversary of the March 31, 2026 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 2,164 RSUs reported on this line vest on the first anniversary of the March 31, 2026 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001641614-26-000035 · form4.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001641614-25-000065 · form4.xml · derivative · entry 3

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the deferred RSUs that were awarded on the November 29, 2024 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the deferred RSUs that were awarded on the November 29, 2024 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001641614-25-000065 · form4.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001641614-25-000065 · form4.xml · derivative · entry 2

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,326

Underlying: Common Stock · 2,326 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 2,326 RSUs reported on this line vest on the first anniversary of the November 28, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 2,326 RSUs reported on this line vest on the first anniversary of the November 28, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001641614-25-000029 · form4.xml · derivative · entry 3

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the deferred RSUs that were awarded on the August 30, 2024 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the deferred RSUs that were awarded on the August 30, 2024 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001641614-25-000029 · form4.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001641614-25-000029 · form4.xml · derivative · entry 2

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,948

Underlying: Common Stock · 1,948 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,948 RSUs reported on this line vest on the first anniversary of the August 29, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,948 RSUs reported on this line vest on the first anniversary of the August 29, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001062993-25-010841 · form4.xml · derivative · entry 2

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 100% of the deferred RSUs that were awarded on the May 31, 2024 award date, which vested on the 12 month anniversary of the award date.

F3 · derivative.expiration_date: This line reports 100% of the deferred RSUs that were awarded on the May 31, 2024 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001062993-25-010841 · form4.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001062993-25-010841 · form4.xml · derivative · entry 3

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,393

Underlying: Common Stock · 1,393 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: The 1,393 RSUs reported on this line vest on the first anniversary of the May 30, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: The 1,393 RSUs reported on this line vest on the first anniversary of the May 30, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001062993-25-006743 · form4.xml · derivative · entry 3

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 1,072 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: The 1,072 RSUs reported on this line vest on the first anniversary of the March 31, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: The 1,072 RSUs reported on this line vest on the first anniversary of the March 31, 2025 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001062993-25-006743 · form4.xml · derivative · entry 2

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 100% of the deferred RSUs that were awarded on the March 29, 2024 award date, which vested on the 12 month anniversary of the award date.

F3 · derivative.expiration_date: This line reports 100% of the deferred RSUs that were awarded on the March 29, 2024 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001062993-25-006743 · form4.xml · nonDerivative · entry 1

Peters Nicholas · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001062993-24-020000 · form4.xml · derivative · entry 3

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001062993-24-020000 · form4.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001062993-24-020000 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001062993-24-016124 · form4.xml · derivative · entry 3

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001062993-24-016124 · form4.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001062993-24-016124 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001062993-24-011921 · form4.xml · derivative · entry 3

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001062993-24-011921 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001062993-24-011921 · form4.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001062993-24-007850 · form4.xml · derivative · entry 3

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001062993-24-007850 · form4.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001062993-24-011913 · form4a.xml · derivative · entry 3

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the 12 month anniversary of the award date.

SEC source: 0001062993-24-011913 · form4a.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001062993-24-007850 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common Stock · 1,448 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,448 RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,448 RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001062993-24-011913 · form4a.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common Stock · 1,448 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,448 RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,448 RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0000905148-23-001563 · form4.xml · derivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 1,587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 1,587 RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 1,587 RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0000905148-23-000830 · form4.xml · derivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Common Stock · 1,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 1,111 RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 1,111 RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001140361-23-028188 · form4.xml · derivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820

Underlying: Common Stock · 820 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 820 RSUs reported on this line vest on the first anniversary of the May 31, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 820 RSUs reported on this line vest on the first anniversary of the May 31, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001140361-23-016416 · form4.xml · derivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627

Underlying: Common Stock · 627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 627 RSUs reported on this line vest on the first anniversary of the March 31, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 627 RSUs reported on this line vest on the first anniversary of the March 31, 2023 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001140361-23-013515 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on September 21, 2021 (the "award date"), which vested on the 18 month anniversary of the award date.

F2 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on September 21, 2021 (the "award date"), which vested on the 18 month anniversary of the award date.

SEC source: 0001140361-23-013515 · form4.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

SEC source: 0001140361-21-032349 · form4.xml · derivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,064

Underlying: Common Stock · 5,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 5,064 RSUs reported on this line vest on the 18 month anniversary of the September 21, 2021 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 5,064 RSUs reported on this line vest on the 18 month anniversary of the September 21, 2021 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

SEC source: 0001567619-20-006323 · doc1.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.90, inclusive. The reporting person undertakes to provide to CPI Card Group Inc., any security holder of CPI Card Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-20-006314 · doc1.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.90, inclusive. The reporting person undertakes to provide to CPI Card Group Inc., any security holder of CPI Card Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.