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Nasdaq · USD

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CPI Card Group Inc.

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5850
SEC CIK
0001641614
Parsed reports
473

Last 12 months

Inside the activity.

9 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202600
Jul 202600
Aug 202600
Sep 202651
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2024 Filed Dec 4, 2024 00:04 UTC
Mallela RaviDirector
Exercise / conversionRestricted Stock Units · Derivative 1,587 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019999 · form4.xml · derivative · entry 3

Mallela Ravi · CIK 0001751947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
November 30, 2024 Filed Dec 4, 2024 00:04 UTC
Mallela RaviDirector
Exercise / conversionCommon Stock 1,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-019999 · form4.xml · nonDerivative · entry 1

Mallela Ravi · CIK 0001751947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 23:58 UTC
Oleson LisaDirector
GrantRestricted Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019895 · form4.xml · derivative · entry 2

Oleson Lisa · CIK 0002024079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:11 UTC
Dragovich DarrenChief Legal/Compliance Officer
GrantRestricted Stock Units · Derivative 1,370 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020005 · form4.xml · derivative · entry 1

Dragovich Darren · CIK 0002042007 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,370

Underlying: Common Stock · 1,370 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:10 UTC
Boada ErnestoChief Information Officer
GrantRestricted Stock Units · Derivative 1,827 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020004 · form4.xml · derivative · entry 1

Boada Ernesto · CIK 0002042198 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 1,827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:13 UTC
Thompson AnntoinetteEVP, Debit & Credit Solutions
GrantRestricted Stock Units · Derivative 1,827 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020009 · form4.xml · derivative · entry 3

Thompson Anntoinette · CIK 0002032190 · EVP, Debit & Credit Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 1,827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:10 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
GrantRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020003 · form4.xml · derivative · entry 3

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:14 UTC
VOLLMER SONYAChief Human Resources Officer
GrantRestricted Stock Units · Derivative 974 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020010 · form4.xml · derivative · entry 3

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 974

Underlying: Common Stock · 974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:12 UTC
LOWE JOHNDirector · President and CEO
GrantRestricted Stock Units · Derivative 12,186 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020007 · form4.xml · derivative · entry 3

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,186

Underlying: Common Stock · 12,186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:04 UTC GrantRestricted Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019998 · form4.xml · derivative · entry 2

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:06 UTC GrantRestricted Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020001 · form4.xml · derivative · entry 3

Riley H Sanford · CIK 0001317406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:02 UTC
FUREY THOMASDirector
GrantRestricted Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019997 · form4.xml · derivative · entry 2

Furey Thomas M · CIK 0001360631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:07 UTC GrantRestricted Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020002 · form4.xml · derivative · entry 2

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:14 UTC
Williams Sarah ElizabethChief Technology Officer
GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020011 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:13 UTC
O'LEARY MARGARETEVP, Prepaid & Digital Solut.
GrantRestricted Stock Units · Derivative 1,827 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020008 · form4.xml · derivative · entry 4

O'Leary Margaret Elizabeth · CIK 0001957887 · EVP, Prepaid & Digital Solut.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 1,827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:11 UTC
Hochstadt JeffreyChief Financial Officer
GrantRestricted Stock Units · Derivative 3,064 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020006 · form4.xml · derivative · entry 3

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,064

Underlying: Common Stock · 3,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:05 UTC GrantRestricted Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020000 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:04 UTC
Mallela RaviDirector
GrantRestricted Stock Units · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019999 · form4.xml · derivative · entry 2

Mallela Ravi · CIK 0001751947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 909 RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 23:58 UTC
Oleson LisaDirector
PurchaseCommon Stock 585 $30.46 $17,819.10
Disclosure

SEC source: 0001062993-24-019895 · form4.xml · nonDerivative · entry 1

Oleson Lisa · CIK 0002024079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585

Read SEC document
October 31, 2024 Filed Nov 4, 2024 21:28 UTC
Dragovich DarrenChief Legal/Compliance Officer
GrantRestricted Stock Units · Derivative 10,465 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018258 · form4.xml · derivative · entry 1

Dragovich Darren · CIK 0002042007 · Chief Legal/Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,465

Underlying: Common Stock · 10,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 31, 2024 Filed Nov 4, 2024 21:29 UTC
Boada ErnestoChief Information Officer
GrantRestricted Stock Units · Derivative 13,953 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018259 · form4.xml · derivative · entry 1

Boada Ernesto · CIK 0002042198 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 22:37 UTC
Williams Sarah ElizabethChief Technology Officer
GrantRestricted Stock Units · Derivative 6,854 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017735 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,854

Underlying: Common Stock · 6,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 14, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 14, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 23:04 UTC SaleCommon Stock 1,380,000 $21.00 $28,980,000.00
Disclosure

SEC source: 0001062993-24-017440 · form4.xml · nonDerivative · entry 1

Parallel49 Equity, ULC · CIK 0001655148 · 10% owner

Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner

Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,813,977

F1 · kind: The shares were sold pursuant to that certain Underwriting Agreement between Reporting Person and Issuer dated September 30, 2024.

F2 · ownership.nature: 867,782 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,027,160 shares of common stock of the Company. 512,218 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 1,786,817 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.

F3 · ownership.nature: Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 23:04 UTC
VOLLMER SONYAChief Human Resources Officer
SaleCommon Stock 3,660 $25.10 $91,866.00
Disclosure

SEC source: 0001062993-24-016710 · form4.xml · nonDerivative · entry 1

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.81 to $25.60, inclusive. The reporting person undertakes to provide to CPI Card Group Inc., any security holder of CPI Card Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
Thompson AnntoinetteEVP, Debit & Credit Solutions
Exercise / conversionRestricted Stock Units · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016141 · form4.xml · derivative · entry 4

Thompson Anntoinette · CIK 0002032190 · EVP, Debit & Credit Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Common Stock · 3,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
Thompson AnntoinetteEVP, Debit & Credit Solutions
Tax withholdingCommon Stock 931 $28.64 $26,663.84
Disclosure

SEC source: 0001062993-24-016141 · form4.xml · nonDerivative · entry 2

Thompson Anntoinette · CIK 0002032190 · EVP, Debit & Credit Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,244

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
Thompson AnntoinetteEVP, Debit & Credit Solutions
Exercise / conversionCommon Stock 3,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016141 · form4.xml · nonDerivative · entry 1

Thompson Anntoinette · CIK 0002032190 · EVP, Debit & Credit Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016139 · form4.xml · derivative · entry 4

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Tax withholdingCommon Stock 108 $28.64 $3,093.12
Disclosure

SEC source: 0001062993-24-016139 · form4.xml · nonDerivative · entry 2

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,107

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016139 · form4.xml · nonDerivative · entry 1

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,379 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016151 · form4.xml · derivative · entry 5

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,754

Underlying: Common Stock · 1,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 388 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016151 · form4.xml · derivative · entry 4

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387

Underlying: Common Stock · 388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
VOLLMER SONYAChief Human Resources Officer
Tax withholdingCommon Stock 567 $28.64 $16,238.88
Disclosure

SEC source: 0001062993-24-016151 · form4.xml · nonDerivative · entry 2

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,660

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionCommon Stock 1,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016151 · form4.xml · nonDerivative · entry 1

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,956 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016142 · form4.xml · derivative · entry 5

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,910

Underlying: Common Stock · 3,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,113 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016142 · form4.xml · derivative · entry 4

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,112

Underlying: Common Stock · 1,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
LOWE JOHNDirector · President and CEO
Tax withholdingCommon Stock 2,230 $28.64 $63,867.20
Disclosure

SEC source: 0001062993-24-016142 · form4.xml · nonDerivative · entry 2

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,249

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:25 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionCommon Stock 5,069 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016142 · form4.xml · nonDerivative · entry 1

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016126 · form4.xml · derivative · entry 3

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:51 UTC Exercise / conversionCommon Stock 1,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016126 · form4.xml · nonDerivative · entry 1

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:37 UTC Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016145 · form4.xml · derivative · entry 4

Riley H Sanford · CIK 0001317406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:37 UTC Exercise / conversionCommon Stock 1,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016145 · form4.xml · nonDerivative · entry 1

Riley H Sanford · CIK 0001317406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:52 UTC
FUREY THOMASDirector
Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016125 · form4.xml · derivative · entry 3

Furey Thomas M · CIK 0001360631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:52 UTC
FUREY THOMASDirector
Exercise / conversionCommon Stock 1,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016125 · form4.xml · nonDerivative · entry 1

Furey Thomas M · CIK 0001360631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016137 · form4.xml · derivative · entry 3

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:24 UTC Exercise / conversionCommon Stock 1,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016137 · form4.xml · nonDerivative · entry 1

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:52 UTC
O'LEARY MARGARETEVP, Prepaid & Digital Solut.
Exercise / conversionRestricted Stock Units · Derivative 2,593 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016150 · form4.xml · derivative · entry 6

O'Leary Margaret Elizabeth · CIK 0001957887 · EVP, Prepaid & Digital Solut.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,184

Underlying: Common Stock · 2,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:52 UTC
O'LEARY MARGARETEVP, Prepaid & Digital Solut.
Exercise / conversionRestricted Stock Units · Derivative 729 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016150 · form4.xml · derivative · entry 5

O'Leary Margaret Elizabeth · CIK 0001957887 · EVP, Prepaid & Digital Solut.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 729

Underlying: Common Stock · 729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:52 UTC
O'LEARY MARGARETEVP, Prepaid & Digital Solut.
Tax withholdingCommon Stock 956 $28.64 $27,379.84
Disclosure

SEC source: 0001062993-24-016150 · form4.xml · nonDerivative · entry 2

O'Leary Margaret Elizabeth · CIK 0001957887 · EVP, Prepaid & Digital Solut.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,975

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:52 UTC
O'LEARY MARGARETEVP, Prepaid & Digital Solut.
Exercise / conversionCommon Stock 3,322 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016150 · form4.xml · nonDerivative · entry 1

O'Leary Margaret Elizabeth · CIK 0001957887 · EVP, Prepaid & Digital Solut.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.