Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CPI Card Group Inc.
Report date September 14, 2026 · Filed September 15, 2026
Jointly reported with Tricor Pacific Capital Partners (Fund IV) U.S., LP, Tricor Pacific Capital Partners (Fund IV), LP
Section 16 reporting ended · disclosed 2026-09-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-14 · Sale · Disposed 2,687,921 · Balance 0 F1: The shares were sold pursuant to that certain Underwriting Agreement between the Reporting Person, the Issuer and the underwriters named therein, dated September 10, 2026, pursuant to which the Reporting Person sold the shares to the underwriters for a price $20.425. The underwriters sold the shares at a price to the public of $21.50. F2: 1,690,238 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 0 shares of common stock of the Company. 997,683 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 0 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner. F3: Bradley Seaman, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to that certain Underwriting Agreement between the Reporting Person, the Issuer and the underwriters named therein, dated September 10, 2026, pursuant to which the Reporting Person sold the shares to the underwriters for a price $20.425. The underwriters sold the shares at a price to the public of $21.50.
F2: 1,690,238 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 0 shares of common stock of the Company. 997,683 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 0 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.
F3: Bradley Seaman, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2026 Filed Sep 15, 2026 01:39 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 2,687,921 | $20.43 | $54,900,786.43 |
DisclosureSEC source: 0001655148-26-000004 · form4.xml · nonDerivative · entry 1 Parallel49 Equity, ULC · CIK 0001655148 · 10% owner Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares were sold pursuant to that certain Underwriting Agreement between the Reporting Person, the Issuer and the underwriters named therein, dated September 10, 2026, pursuant to which the Reporting Person sold the shares to the underwriters for a price $20.425. The underwriters sold the shares at a price to the public of $21.50. F2 · shares: 1,690,238 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 0 shares of common stock of the Company. 997,683 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 0 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner. F3 · ownership.direct: Bradley Seaman, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds. Read SEC document |
| December 04, 2025 Filed Dec 12, 2025 23:57 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 2,126,056 | $13.51 | $28,723,016.56 |
DisclosureSEC source: 0001655148-25-000003 · primary_doc.xml · nonDerivative · entry 1 Parallel49 Equity, ULC · CIK 0001655148 · 10% owner Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,687,921 F1 · kind: The shares were sold pursuant to Share Purchase Agreements between Reporting Person and Purchasers dated December 4, 2025. F2 · shares: 1,336,922 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 1,690,238 shares of common stock of the Company. 789,134 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 997,683 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner. F2 · balance_after: 1,336,922 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 1,690,238 shares of common stock of the Company. 789,134 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 997,683 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner. F3 · ownership.direct: Bradley Seaman, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds. Read SEC document |
| October 02, 2024 Filed Oct 4, 2024 23:04 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 1,380,000 | $21.00 | $28,980,000.00 |
DisclosureSEC source: 0001062993-24-017440 · form4.xml · nonDerivative · entry 1 Parallel49 Equity, ULC · CIK 0001655148 · 10% owner Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,813,977 F1 · kind: The shares were sold pursuant to that certain Underwriting Agreement between Reporting Person and Issuer dated September 30, 2024. F2 · ownership.nature: 867,782 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,027,160 shares of common stock of the Company. 512,218 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 1,786,817 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner. F3 · ownership.nature: Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds. Read SEC document |
| July 05, 2024 Filed Jul 16, 2024 00:18 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 120,534 | $18.23 | $2,197,093.75 |
DisclosureSEC source: 0001062993-24-013824 · form4.xml · nonDerivative · entry 1 Parallel49 Equity, ULC · CIK 0001655148 · 10% owner Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,193,977 F1 · kind: The shares were repurchased pursuant to that certain Stock Repurchase Agreement between Reporting Person and Issuer dated March 11, 2024. F2 · ownership.nature: 75,795 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,894,942 shares of common stock of the Company. 44,739 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 2,299,035 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner. F3 · ownership.nature: Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds. Read SEC document |
| April 05, 2024 Filed Apr 15, 2024 17:51 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 244,314 | $18.03 | $4,404,004.16 |
DisclosureSEC source: 0001062993-24-008402 · form4.xml · nonDerivative · entry 1 Parallel49 Equity, ULC · CIK 0001655148 · 10% owner Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,314,511 F1 · kind: The shares were repurchased pursuant to that certain Stock Repurchase Agreement between Reporting Person and Issuer dated December 6, 2023. F2 · balance_after: On December 18, 2017, Issuer filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company's Third Amended and Restated Certificate of Incorporation to effect a one-for-five (1-for-5) reverse stock split as of December 20, 2017. The most recent Form 4 filed by Reporting Person dated October 15, 2015 reflected 32,794,131 pre-split shares, allocated to Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP in the amounts of 20,621,843 and 12,172,288, respectively, which equated to 4,124,368 and 2,434,457 post-split shares, respectively, or 6,558,825 post-split shares in the aggregate. F3 · ownership.nature: 153,631 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,970,737 shares of common stock of the Company. 90,683 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 2,343,774 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner. F4 · ownership.nature: Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.