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Nasdaq · USD

PLUG

PLUG POWER INC

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4258
SEC CIK
0001093691
Parsed reports
630

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2022 Filed May 30, 2023 20:15 UTC Amendment
Schmid KeithGM New Mkts & Pres New Prd Dv
Tax withholdingCommon Stock 29,667 $21.85 $648,223.95
Disclosure

SEC source: 0001104659-23-066033 · tm2317325-1_4aseq1.xml · nonDerivative · entry 2

Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,971

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F5 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected.

Read SEC document
September 22, 2022 Filed Dec 2, 2022 23:42 UTC
Hull Martin DanielCorporate Controller and CAO
Tax withholdingCommon Stock 2,652 $25.52 $67,679.04
Disclosure

SEC source: 0001104659-22-124240 · tm2231922-4_4seq1.xml · nonDerivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,674

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.

F5 · kind: The initial grant of this restricted stock award was reported on a Form 4 filed on November 9, 2021, but was inadvertently described in the accompanying footnote as a restricted stock unit award instead of a restricted stock award.

F6 · price: Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, each share was tendered to Issuer at the price per share on the closing date of September 21, 2022, which is the date prior to the date withholding was effected.

Read SEC document
August 19, 2022 Filed Dec 2, 2022 23:44 UTC
Schmidt KeithGM New Mkts & Pres New Prd Dv
Tax withholdingCommon Stock 39,274 $28.43 $1,116,559.82
Disclosure

SEC source: 0001104659-22-124245 · tm2231922-7_4seq1.xml · nonDerivative · entry 1

Schmidt Keith · CIK 0001389235 · GM New Mkts & Pres New Prd Dv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,638

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 83,333 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 250,000 restricted stock units on the Form 4 filed on August 21, 2019.

Read SEC document
August 19, 2022 Filed Dec 2, 2022 23:44 UTC
MIDDLETON PAUL BCFO & Executive VP
Tax withholdingCommon Stock 47,792 $28.43 $1,358,726.56
Disclosure

SEC source: 0001104659-22-124244 · tm2231922-6_4seq1.xml · nonDerivative · entry 1

MIDDLETON PAUL B · CIK 0001224978 · CFO & Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,639

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 83,333 shares of the restricted stock award that was previously reported inadvertently on Table II as part of 250,000 restricted stock units on the Form 4 filed on August 21, 2019.

Read SEC document
August 19, 2022 Filed Dec 2, 2022 23:43 UTC
Marsh AndrewDirector · President and CEO
Tax withholdingCommon Stock 104,369 $28.43 $2,967,210.67
Disclosure

SEC source: 0001104659-22-124241 · tm2231922-5_4seq1.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,346

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 216,667 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 650,000 restricted stock units on the Form 4 filed on August 21, 2019.

Read SEC document
August 19, 2022 Filed Dec 2, 2022 23:42 UTC
Hull Martin DanielCorporate Controller and CAO
Tax withholdingCommon Stock 7,576 $28.43 $215,385.68
Disclosure

SEC source: 0001104659-22-124240 · tm2231922-4_4seq1.xml · nonDerivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,326

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 16,667 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 50,000 restricted stock units on the Form 4 filed on August 21, 2019.

Read SEC document
August 19, 2022 Filed Dec 2, 2022 23:41 UTC
Crespo Jose LuisGM, MATL Handling, Key Accts
Tax withholdingCommon Stock 34,151 $28.43 $970,912.93
Disclosure

SEC source: 0001104659-22-124238 · tm2231922-2_4seq1.xml · nonDerivative · entry 1

Crespo Jose Luis · CIK 0001893770 · GM, MATL Handling, Key Accts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,459

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.

Read SEC document
August 19, 2022 Filed Dec 2, 2022 23:40 UTC
Conway Gerard L JRGen. Coun, Corp Sec., Exec. VP
Tax withholdingCommon Stock 32,701 $28.43 $929,689.43
Disclosure

SEC source: 0001104659-22-124237 · tm2231922-1_4seq1.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen. Coun, Corp Sec., Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,591

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 66,667 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 200,000 restricted stock units on the Form 4 filed on August 21, 2019.

Read SEC document
August 19, 2022 Filed May 30, 2023 20:15 UTC Amendment
Schmid KeithGM New Mkts & Pres New Prd Dv
Tax withholdingCommon Stock 39,274 $28.43 $1,116,559.82
Disclosure

SEC source: 0001104659-23-066033 · tm2317325-1_4aseq1.xml · nonDerivative · entry 1

Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,638

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 83,333 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 250,000 restricted stock units on the Form 4 filed on August 21, 2019.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:01 UTC GrantCommon Stock 981 $16.57 $16,255.17
Disclosure

SEC source: 0001104659-22-080190 · tm2220704-1_4seq1.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,561

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:04 UTC GrantCommon Stock 679 $16.57 $11,251.03
Disclosure

SEC source: 0001104659-22-080199 · tm2220704d10_4seq.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,227

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:04 UTC GrantCommon Stock 571 $16.57 $9,461.47
Disclosure

SEC source: 0001104659-22-080201 · tm2220704-5_4seq1.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,110

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:04 UTC
Harriman KimDirector
GrantCommon Stock 566 $16.57 $9,378.62
Disclosure

SEC source: 0001104659-22-080200 · tm2220704-4_4seq1.xml · nonDerivative · entry 1

Harriman Kim · CIK 0001847319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,471

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:03 UTC GrantCommon Stock 641 $16.57 $10,621.37
Disclosure

SEC source: 0001104659-22-080197 · tm2220704-3_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,531

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:03 UTC GrantCommon Stock 490 $16.57 $8,119.30
Disclosure

SEC source: 0001104659-22-080196 · tm2220704-9_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,722

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:03 UTC
BUA JEAN ADirector
GrantCommon Stock 517 $16.57 $8,566.69
Disclosure

SEC source: 0001104659-22-080195 · tm2220704-2_4seq1.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:03 UTC GrantCommon Stock 981 $16.57 $16,255.17
Disclosure

SEC source: 0001104659-22-080194 · tm2220704-8_4seq1.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,059

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:02 UTC GrantCommon Stock 739 $16.57 $12,245.23
Disclosure

SEC source: 0001104659-22-080193 · tm2220704-7_4seq1.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,633

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:00 UTC GrantCommon Stock 485 $16.57 $8,036.45
Disclosure

SEC source: 0001104659-22-080188 · tm2220704-6_4seq1.xml · nonDerivative · entry 1

Mahtani Kavita · CIK 0001923759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:12 UTC GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082781 · tm2221594-7_4seq1.xml · derivative · entry 3

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F3 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F4 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:12 UTC GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082781 · tm2221594-7_4seq1.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,350

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:40 UTC GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082810 · tm2221594-10_4seq1.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:40 UTC GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082810 · tm2221594-10_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,016

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:15 UTC GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082786 · tm2221594-9_4seq1.xml · derivative · entry 2

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:15 UTC GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082786 · tm2221594-9_4seq1.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,848

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:14 UTC GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082783 · tm2221594-8_4seq1.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:14 UTC GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082783 · tm2221594-8_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,511

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:12 UTC GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082780 · tm2221594-6_4seq1.xml · derivative · entry 2

Mahtani Kavita · CIK 0001923759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:12 UTC GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082780 · tm2221594-6_4seq1.xml · nonDerivative · entry 1

Mahtani Kavita · CIK 0001923759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,274

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:10 UTC GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082778 · tm2221594-5_4seq1.xml · derivative · entry 2

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:10 UTC GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082778 · tm2221594-5_4seq1.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,899

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:10 UTC GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082777 · tm2221594-4_4seq1.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:10 UTC GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082777 · tm2221594-4_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,320

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:09 UTC
BUA JEAN ADirector
GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082775 · tm2221594-2_4seq1.xml · derivative · entry 2

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:09 UTC
BUA JEAN ADirector
GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082775 · tm2221594-2_4seq1.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,306

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
May 09, 2022 Filed Dec 2, 2022 23:45 UTC
Shrestha Sanjay KCSO & GM, Energy Solutions
Tax withholdingCommon Stock 20,000 $19.41 $388,200.00
Disclosure

SEC source: 0001104659-22-124247 · tm2231922-8_4seq1.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · CSO & GM, Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,146

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of May 6, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 50,000 shares of the restricted stock award that was previously inadvertently reported on Table II as part of a grant of 150,000 restricted stock units on the Form 4 filed on May 13, 2019.

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April 14, 2022 Filed Apr 18, 2022 11:20 UTC GrantStock Option (Right to Buy) · Derivative 8,731 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001104659-22-046676 · tm2212314-5_4seq1.xml · derivative · entry 1

Mahtani Kavita · CIK 0001923759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,731

Underlying: Common Stock · 8,731 shares

Expires 2032-04-14

F1 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F2 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

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April 14, 2022 Filed Apr 18, 2022 11:19 UTC
BUA JEAN ADirector
GrantStock Option (Right to Buy) · Derivative 8,731 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001104659-22-046675 · tm2212314-4_4seq1.xml · derivative · entry 1

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,731

Underlying: Common Stock · 8,731 shares

Expires 2032-04-14

F1 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F2 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

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April 06, 2022 Filed Apr 8, 2022 20:33 UTC
Hull Martin DanielCorporate Controller and CAO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $28.29 $0.00
Disclosure

SEC source: 0001104659-22-044277 · tm2212314-1_4seq1.xml · derivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-04-06

F2 · security: Awarded pursuant to Plug Power's 2021 Stock Option and Incentive Plan.

F3 · derivative.exercise_date: The options shall vest in three substantially equal installments beginning on the first anniversary of the grant date.

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April 06, 2022 Filed Apr 8, 2022 20:33 UTC
Hull Martin DanielCorporate Controller and CAO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-044277 · tm2212314-1_4seq1.xml · nonDerivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,293

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date.

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April 01, 2022 Filed Apr 5, 2022 20:02 UTC GrantCommon Stock 568 $28.61 $16,250.48
Disclosure

SEC source: 0001104659-22-042733 · tm2211637-4_4seq1.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,580

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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April 01, 2022 Filed Apr 5, 2022 20:03 UTC GrantCommon Stock 568 $28.61 $16,250.48
Disclosure

SEC source: 0001104659-22-042736 · tm2211637-7_4seq1.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,078

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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April 01, 2022 Filed Apr 5, 2022 20:04 UTC GrantCommon Stock 393 $28.61 $11,243.73
Disclosure

SEC source: 0001104659-22-042738 · tm2211637-8_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,548

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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April 01, 2022 Filed Apr 5, 2022 20:03 UTC GrantCommon Stock 428 $28.61 $12,245.08
Disclosure

SEC source: 0001104659-22-042734 · tm2211637-5_4seq1.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,894

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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April 01, 2022 Filed Apr 5, 2022 20:03 UTC GrantCommon Stock 284 $28.61 $8,125.24
Disclosure

SEC source: 0001104659-22-042735 · tm2211637-6_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,232

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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April 01, 2022 Filed Apr 5, 2022 20:02 UTC GrantCommon Stock 350 $28.61 $10,013.50
Disclosure

SEC source: 0001104659-22-042732 · tm2211637-3_4seq1.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,539

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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April 01, 2022 Filed Apr 5, 2022 20:01 UTC GrantCommon Stock 371 $28.61 $10,614.31
Disclosure

SEC source: 0001104659-22-042731 · tm2211637-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,890

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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April 01, 2022 Filed Apr 5, 2022 20:01 UTC
Harriman KimDirector
GrantCommon Stock 328 $28.61 $9,384.08
Disclosure

SEC source: 0001104659-22-042729 · tm2211637-1_4seq1.xml · nonDerivative · entry 1

Harriman Kim · CIK 0001847319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,905

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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February 24, 2022 Filed Dec 2, 2022 23:42 UTC
Hoefelmann Dirk OleGM, Electrolyzers & Exec VP
Tax withholdingCommon Stock 34,942 $19.81 $692,201.02
Disclosure

SEC source: 0001104659-22-124239 · tm2231922-3_4seq1.xml · nonDerivative · entry 1

Hoefelmann Dirk Ole · CIK 0001893776 · GM, Electrolyzers & Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,058

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · price: Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, each share was tendered to Issuer at the price per share on the closing date of February 23, 2022, which is the date prior to the date withholding was effected.

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January 03, 2022 Filed Jan 5, 2022 21:31 UTC GrantCommon Stock 576 $28.23 $16,260.48
Disclosure

SEC source: 0001104659-22-001505 · tm221646-4_4seq1.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,012

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.