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person · Reporting owner

WILLIS GARY K

Disclosed activity across 2 companies

Tapewire entity
37837
SEC CIK
0001121475

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PLUG POWER INCPLUG · Entity 4258DirectorJune 11, 2026June 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PLUG POWER INC

Report date June 11, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect730,107 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 39,753 · Balance 730,107

F1: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.83 · Expires 2036-06-11Direct39,753 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Grant · Acquired 39,753 · Balance 39,753

F2: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3: The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

F2: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3: The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ROFIN SINAR TECHNOLOGIES INC

Report date November 07, 2016 · Filed November 07, 2016

Section 16 reporting ended · disclosed 2016-11-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
RSTI Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-11-07 transaction · row 1
1 source row

Row 1 · 2016-11-07 · Other · Disposed 54,000 · Balance 0

F1: Reflects disposition on November 7, 2016 pursuant to a merger agreement by and among Coherent, Inc., Rembrandt Merger Sub Corp., a wholly owned subsidiary of Coherent Inc., and Rofin-Sinar Technologies Inc. dated as of March 16, 2016 (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the Merger, each share of RSTI common stock was automatically converted into a right to receive $32.50 per share in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition on November 7, 2016 pursuant to a merger agreement by and among Coherent, Inc., Rembrandt Merger Sub Corp., a wholly owned subsidiary of Coherent Inc., and Rofin-Sinar Technologies Inc. dated as of March 16, 2016 (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the Merger, each share of RSTI common stock was automatically converted into a right to receive $32.50 per share in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 16, 2026 22:45 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 39,753 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001104659-26-074763 · tm2617957-7_4seq1.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,753

Underlying: Common Stock · 39,753 shares

Expires 2036-06-11

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
June 11, 2026 Filed Jun 16, 2026 22:45 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 39,753 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-074763 · tm2617957-7_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 730,107

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 02:00 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 16,497 $1.97 $32,499.09
Disclosure

SEC source: 0001104659-26-001509 · tm261957-1_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690,354

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:31 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 13,948 $2.33 $32,498.84
Disclosure

SEC source: 0001104659-25-096687 · tm2527965-2_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,857

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
July 03, 2025 Filed Jul 24, 2025 20:15 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 76,531 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001104659-25-070378 · tm2521653-1_4seq1.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,531

Underlying: Common Stock · 76,531 shares

Expires 2035-07-03

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest in full on the earlier of (i) first anniversary of the grant date or (ii) the date of the next annual meeting which is at least fifty (50) weeks after the immediately preceding year's annual meeting.

Read SEC document
July 03, 2025 Filed Jul 24, 2025 20:15 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 76,531 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-070378 · tm2521653-1_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,909

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the earlier of (i) first anniversary of the grant date or (ii) the date of the next annual meeting which is at least fifty (50) weeks after the immediately preceding year's annual meeting.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 21,812 $1.49 $32,499.88
Disclosure

SEC source: 0001104659-25-065809 · tm2519809-7_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,378

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:07 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 24,074 $1.35 $32,499.90
Disclosure

SEC source: 0001104659-25-031663 · tm2511426-3_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,566

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:05 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 15,258 $2.13 $32,499.54
Disclosure

SEC source: 0001104659-25-001301 · tm252002-8_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,492

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:04 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 14,381 $2.26 $32,501.06
Disclosure

SEC source: 0001104659-24-105835 · tm2425494-8_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,234

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:08 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 13,948 $2.33 $32,498.84
Disclosure

SEC source: 0001104659-24-077778 · tm2418785-6_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,853

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 37,375 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001104659-24-069690 · tm2416747-7_4seq1.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,375

Underlying: Common Stock · 37,375 shares

Expires 2034-06-05

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 37,375 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069690 · tm2416747-7_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,905

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest (100%) on the first anniversary of the grant date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:24 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 9,448 $3.44 $32,501.12
Disclosure

SEC source: 0001104659-24-043217 · tm2411034-2_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,530

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 3,611 $4.50 $16,249.50
Disclosure

SEC source: 0001104659-24-001336 · tm241909-3_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,082

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:19 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 2,138 $7.60 $16,248.80
Disclosure

SEC source: 0001104659-23-106821 · tm2327421-13_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,471

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:28 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 1,444 $10.39 $15,003.16
Disclosure

SEC source: 0001104659-23-078828 · tm2320769-7_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,333

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 12,149 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001104659-23-076303 · tm2320164-8_4seq1.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,149

Underlying: Common Stock · 12,149 shares

Expires 2033-06-27

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 12,149 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-076303 · tm2320164-8_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,889

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:00 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 1,280 $11.72 $15,001.60
Disclosure

SEC source: 0001104659-23-042134 · tm2311865-1_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,740

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 909 $12.37 $11,244.33
Disclosure

SEC source: 0001104659-23-001396 · tm231720-7_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,460

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:32 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 535 $21.01 $11,240.35
Disclosure

SEC source: 0001104659-22-106340 · tm2227516-8_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,551

F1 · kind: Compensation awarded to directors pursuant to the Plug Power Inc. Non-Employee Director Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:04 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 679 $16.57 $11,251.03
Disclosure

SEC source: 0001104659-22-080199 · tm2220704d10_4seq.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,227

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:40 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082810 · tm2221594-10_4seq1.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:40 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082810 · tm2221594-10_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,016

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:04 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 393 $28.61 $11,243.73
Disclosure

SEC source: 0001104659-22-042738 · tm2211637-8_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,548

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:33 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 399 $28.23 $11,263.77
Disclosure

SEC source: 0001104659-22-001512 · tm221646-6_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,155

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 440 $25.54 $11,237.60
Disclosure

SEC source: 0001104659-21-123070 · tm2129304-7_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,756

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 22:55 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 4,482 $0.00 Strike: $25.10 $0.00
Disclosure

SEC source: 0001104659-21-107844 · tm2125370-8_4seq1.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,482

Underlying: Common Stock · 4,482 shares

Expires 2031-08-16

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 22:55 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 4,482 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-107844 · tm2125370-8_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,316

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
July 15, 2021 Filed Jul 22, 2021 01:25 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 329 $34.19 $11,248.51
Disclosure

SEC source: 0001104659-21-094580 · tm2122379-2_4seq1.xml · nonDerivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,834

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan (the "Plan"). The issuance of common stock pursuant to the Plan was delayed due to the Issuer being delinquent in filing its periodic reports under the Securities Exchange Act of 1934, as amended, which reports have now been filed.

Read SEC document
July 15, 2021 Filed Jul 22, 2021 01:25 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 314 $35.84 $11,253.76
Disclosure

SEC source: 0001104659-21-094580 · tm2122379-2_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,505

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan (the "Plan"). The issuance of common stock pursuant to the Plan was delayed due to the Issuer being delinquent in filing its periodic reports under the Securities Exchange Act of 1934, as amended, which reports have now been filed.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:00 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 258 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001680 · tm211870-5_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,191

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · derivative · entry 10

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · derivative · entry 9

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · derivative · entry 8

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2021-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · derivative · entry 7

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2021-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: This option was previously reported as covering 12,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011.

F4 · shares: This option was previously reported as covering 12,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011.

F5 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.

F4 · derivative.underlying_shares: This option was previously reported as covering 12,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011.

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December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 14,300 $27.46 $392,733.77
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · nonDerivative · entry 6

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,933

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of November 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.24 to $27.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 75,900 $26.75 $2,029,953.09
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · nonDerivative · entry 5

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,233

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of November 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.24 to $27.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionCommon Stock 12,000 $0.38 $4,560.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · nonDerivative · entry 4

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionCommon Stock 12,000 $1.22 $14,640.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · nonDerivative · entry 3

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionCommon Stock 65,000 $1.93 $125,450.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · nonDerivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 11, 2020 Filed Dec 15, 2020 21:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionCommon Stock 1,200 $5.10 $6,120.00
Disclosure

SEC source: 0001104659-20-135725 · tm2038534-1_4seq1.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2020 Filed Oct 5, 2020 21:45 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 652 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-112288 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,933

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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July 01, 2020 Filed Jul 6, 2020 20:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 1,066 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-081193 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,281

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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June 05, 2020 Filed Jun 9, 2020 21:50 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071532 · a4.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F2 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date .

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June 05, 2020 Filed Jun 9, 2020 21:50 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 12,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071532 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,215

F1 · shares: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

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April 01, 2020 Filed Apr 3, 2020 20:30 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,472 $3.54 $8,750.88
Disclosure

SEC source: 0001104659-20-043133 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,408

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2020 Filed Jan 6, 2020 21:59 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,769 $3.16 $8,750.04
Disclosure

SEC source: 0001104659-20-001593 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,936

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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October 01, 2019 Filed Oct 3, 2019 20:20 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 3,327 $2.63 $8,750.01
Disclosure

SEC source: 0001104659-19-052986 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,167

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.