Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLUG POWER INCPLUG · Entity 4258 | GM New Mkts & Pres New Prd Dv | September 29, 2023 | October 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLUG POWER INC
Report date September 29, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 474,776 |
Reported balance
After 2023-09-29 transaction · row 1
1 source rowRow 1 · 2023-09-29 · Tax withholding · Disposed 30,056 · Balance 474,776 F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. F2: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 46,205 |
Reported balance
Holding disclosure · report date 2023-09-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,205 F3: The Reporting Person holds 46,205 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 28, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.
F2: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023.
F3: The Reporting Person holds 46,205 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 28, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2023 Filed Oct 3, 2023 23:39 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 30,056 | $7.73 | $232,332.88 |
DisclosureSEC source: 0001104659-23-106510 · tm2327421-6_4seq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,776 F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. F2 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023. Read SEC document |
| September 15, 2023 Filed Sep 21, 2023 20:16 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001104659-23-102824 · tm2326674-1_4seq1.xml · derivative · entry 4 Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2023-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| September 15, 2023 Filed Sep 21, 2023 20:16 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 13,139 | $8.52 | $111,944.28 |
DisclosureSEC source: 0001104659-23-102824 · tm2326674-1_4seq1.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504,832 F1 · kind: Represents shares tendered to the Issuer as payment of the exercise price of stock options and tax liability, based on the closing price of the Issuer's common stock on September 15, 2023 of $8.52 per share. Read SEC document |
| September 15, 2023 Filed Sep 21, 2023 20:16 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 100,000 | $0.57 | $57,000.00 |
DisclosureSEC source: 0001104659-23-102824 · tm2326674-1_4seq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 31, 2023 20:41 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPerformance Stock Option (Right to Buy) · Derivative | 345,000 | $0.00 Strike: $7.87 | $0.00 |
DisclosureSEC source: 0001104659-23-066649 · tm2317471-3_4seq1.xml · derivative · entry 1 Schmid Keith · CIK 0001590336 · EVP, Special Projects 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,000 Underlying: Common Stock · 345,000 shares Expires 2030-05-18 F1 · security: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended. F2 · derivative.exercise_date: Up to one-third (1/3) of the shares underlying the performance stock options will vest and become exercisable on each of the first three anniversaries of the grant date, provided that the daily volume weighted average price ("VWAP") of the Company's common stock during any 30 consecutive trading day period in the three year performance period following the grant date of the stock options equals or exceeds certain levels. F3 · derivative.exercise_date: One-third (1/3) of the shares underlying the performance stock options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals $9.84; an additional one-third (1/3) of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals $11.81; and the remaining one-third (1/3) of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals or exceeds $13.77. F4 · derivative.exercise_date: There will be no interpolation for the performance stock option if the VWAP falls between any two stock price hurdles. Failure to achieve any of the stock price hurdles applicable to a performance stock option during the three-year performance period will result in applicable options being un-exercisable. The performance-based stock options have a maximum term of seven years from the grant date. Read SEC document |
| September 28, 2022 Filed May 30, 2023 20:15 UTC Amendment | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 29,667 | $21.85 | $648,223.95 |
DisclosureSEC source: 0001104659-23-066033 · tm2317325-1_4aseq1.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,971 F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award. F5 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected. Read SEC document |
| August 19, 2022 Filed May 30, 2023 20:15 UTC Amendment | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 39,274 | $28.43 | $1,116,559.82 |
DisclosureSEC source: 0001104659-23-066033 · tm2317325-1_4aseq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · GM New Mkts & Pres New Prd Dv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,638 F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award. F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award. F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected. F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 83,333 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 250,000 restricted stock units on the Form 4 filed on August 21, 2019. Read SEC document |
| September 28, 2021 Filed May 2, 2022 20:03 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 35,421 | $28.40 | $1,005,956.40 |
DisclosureSEC source: 0001104659-22-054638 · tm2214070-6_4seq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,579 F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award. The initial grant of the restricted stock award was reported on a Form 4 filed on September 30, 2020, but was inadvertently described in the accompanying footnote as a restricted stock unit award instead of a restricted stock award. Read SEC document |
| September 22, 2021 Filed Nov 9, 2021 22:01 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPerformance Stock Option (Right to Buy) · Derivative | 1,300,000 | $0.00 Strike: $26.92 | $0.00 |
DisclosureSEC source: 0001104659-21-136339 · tm2131018-4_4seq1.xml · derivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 Underlying: Common Stock · 1,300,000 shares Expires 2028-09-22 F1 · security: Awarded pursuant to Plug Power's 2021 Stock Option and Incentive Plan. F2 · derivative.exercise_date: Up to one-third (1/3) of the shares underlying the performance stock options will vest and become exercisable on each of the first three anniversaries of the grant date, provided that the daily volume weighted average price of the Company's common stock during any 30 consecutive trading day period in the three year performance period following the grant date of the stock options ("VWAP") equals or exceeds certain levels. 25% of the shares underlying the performance stock options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP equals $35; an additional 25% of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP equals $50; and the remaining 50% of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP equals or exceeds $100. F3 · derivative.exercise_date: If the VWAP falls between two of the stock price hurdles, an incremental number of shares underlying the options will become exercisable based on linear interpolation in $1 increments. Failure to achieve any of the stock price hurdles applicable to a performance stock option during the three-year performance period will result in applicable options being un-exercisable. The performance-based stock options have a maximum term of seven years from the grant date. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 20:03 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionRestricted Stock Unit · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-111566 · tm2126655-5_4seq1.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 20:03 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 44,275 | $26.60 | $1,177,715.00 |
DisclosureSEC source: 0001104659-21-111566 · tm2126655-5_4seq1.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,000 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 20:03 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-111566 · tm2126655-5_4seq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionRestricted Stock Unit · Derivative | 83,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-108698 · tm2125715-4_4seq1.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F3 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 39,612 | $25.06 | $992,676.72 |
DisclosureSEC source: 0001104659-21-108698 · tm2125715-4_4seq1.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,942 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-108698 · tm2125715-4_4seq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:05 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001104659-20-138048 · tm2039033-2_4seq1.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 200,000 shares Expires 2023-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:05 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 200,000 | $30.00 | $6,000,000.00 |
DisclosureSEC source: 0001104659-20-138048 · tm2039033-2_4seq1.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective November 12, 2020. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:05 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 200,000 | $0.57 | $114,000.00 |
DisclosureSEC source: 0001104659-20-138048 · tm2039033-2_4seq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · derivative · entry 8 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 83,333 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 83,333 options vested on August 28, 2019, 83,333 options vested on August 28, 2020 and 83,334 options vest on August 28, 2021. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 83,333 | $27.04 | $2,253,040.99 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · nonDerivative · entry 5 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective November 12, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,333 | $1.96 | $163,332.68 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · nonDerivative · entry 4 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · derivative · entry 7 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 83,333 options vested on August 28, 2019, 83,333 options vested on August 28, 2020 and 83,334 options vest on August 28, 2021. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 166,667 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · derivative · entry 6 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,667 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 250,000 | $26.23 | $6,557,500.00 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · nonDerivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective November 12, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,333 | $1.96 | $163,332.68 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:46 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 166,667 | $1.72 | $286,667.24 |
DisclosureSEC source: 0001104659-20-136354 · tm2038684-1_4seq1.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 14:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-125493 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 14:07 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 83,333 | $22.84 | $1,903,325.72 |
DisclosureSEC source: 0001104659-20-125493 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective November 10, 2020. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 14:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,333 | $1.72 | $143,332.76 |
DisclosureSEC source: 0001104659-20-125493 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-113897 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650,000 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 650,000 | $18.00 | $11,702,925.00 |
DisclosureSEC source: 0001104659-20-113897 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 650,000 | $2.14 | $1,391,000.00 |
DisclosureSEC source: 0001104659-20-113897 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:00 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 83,334 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · derivative · entry 6 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,334 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:00 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 83,334 | $16.04 | $1,336,677.36 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 4 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:00 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,334 | $2.43 | $202,501.62 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · derivative · entry 5 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 83,333 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 83,333 | $15.00 | $1,249,995.00 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,333 | $2.43 | $202,499.19 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:47 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-112293 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:47 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 83,333 | $14.00 | $1,166,662.00 |
DisclosureSEC source: 0001104659-20-112293 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:47 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 83,333 | $2.43 | $202,499.19 |
DisclosureSEC source: 0001104659-20-112293 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001104659-20-110507 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 100,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001104659-20-110507 · a4.xml · derivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 100,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-110507 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:04 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001104659-20-107371 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:04 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 200,000 | $13.00 | $2,600,000.00 |
DisclosureSEC source: 0001104659-20-107371 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:04 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionCommon Stock | 200,000 | $5.39 | $1,078,000.00 |
DisclosureSEC source: 0001104659-20-107371 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionRestricted Stock Unit · Derivative | 83,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · derivative · entry 6 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F4 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingPlug Power Common Stock | 39,710 | $13.07 | $519,009.70 |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 4 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,220 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 83,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101457 · a4.xml · nonDerivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.