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person · Reporting owner

Schneider Lucas P

Disclosed activity across 2 companies

Tapewire entity
114669
SEC CIK
0001702795

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ITERIS, INC.ITI · Entity 86402DirectorSeptember 09, 2021September 13, 2021
PLUG POWER INCPLUG · Entity 4258DirectorApril 03, 2023April 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ITERIS, INC.

Report date September 09, 2021 · Filed September 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,569 Reported balance After 2021-09-09 transaction · row 1
1 source row

Row 1 · 2021-09-09 · Exercise / conversion · Acquired 9,569 · Balance 9,569

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-09-09Direct0 Reported balance After 2021-09-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-09-09 · Exercise / conversion · Disposed 9,569 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F2: The RSU's vested on the date of the 2021 stockholder meeting on 09/09/2021.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F2: The RSU's vested on the date of the 2021 stockholder meeting on 09/09/2021.

PLUG POWER INC

Report date April 03, 2023 · Filed April 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect135,302 Reported balance After 2023-04-03 transaction · row 1
1 source row

Row 1 · 2023-04-03 · Grant · Acquired 747 · Balance 135,302

F1: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2023 Filed Apr 5, 2023 20:06 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 747 $11.72 $8,754.84
Disclosure

SEC source: 0001104659-23-042155 · tm2311865-7_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,302

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:01 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 657 $12.37 $8,127.09
Disclosure

SEC source: 0001104659-23-001392 · tm231720-5_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,555

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:30 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 387 $21.01 $8,130.87
Disclosure

SEC source: 0001104659-22-106333 · tm2227516-6_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,898

F1 · kind: Compensation awarded to directors pursuant to the Plug Power Inc. Non-Employee Director Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 490 $16.57 $8,119.30
Disclosure

SEC source: 0001104659-22-080196 · tm2220704-9_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,722

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:14 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082783 · tm2221594-8_4seq1.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:14 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082783 · tm2221594-8_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,511

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 284 $28.61 $8,125.24
Disclosure

SEC source: 0001104659-22-042735 · tm2211637-6_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,232

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 288 $28.23 $8,130.24
Disclosure

SEC source: 0001104659-22-001513 · tm221646-7_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,948

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 318 $25.54 $8,121.72
Disclosure

SEC source: 0001104659-21-123069 · tm2129304-6_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,660

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:05 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Units · Derivative 9,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-018513 · wf-form4_163157071986024.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,569 shares

Expires 2021-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date.

F2 · derivative.exercise_date: The RSU's vested on the date of the 2021 stockholder meeting on 09/09/2021.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 18:05 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionCommon Stock 9,569 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-018513 · wf-form4_163157071986024.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 22:54 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 4,482 $0.00 Strike: $25.10 $0.00
Disclosure

SEC source: 0001104659-21-107841 · tm2125370d6_4seq1.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,482

Underlying: Common Stock · 4,482 shares

Expires 2031-08-16

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 22:54 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 4,482 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-107841 · tm2125370d6_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,342

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
July 15, 2021 Filed Jul 22, 2021 01:22 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 238 $34.19 $8,137.22
Disclosure

SEC source: 0001104659-21-094570 · tm2122379-4_4seq1.xml · nonDerivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,860

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan (the "Plan"). The issuance of common stock pursuant to the Plan was delayed due to the Issuer being delinquent in filing its periodic reports under the Securities Exchange Act of 1934, as amended, which reports have now been filed.

Read SEC document
July 15, 2021 Filed Jul 22, 2021 01:22 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 227 $35.84 $8,135.68
Disclosure

SEC source: 0001104659-21-094570 · tm2122379-4_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,622

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan (the "Plan"). The issuance of common stock pursuant to the Plan was delayed due to the Issuer being delinquent in filing its periodic reports under the Securities Exchange Act of 1934, as amended, which reports have now been filed.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 4

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,395

F5 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:03 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 312 $33.88 $10,571.53
Disclosure

SEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 3

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,229

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:03 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 827 $32.59 $26,951.10
Disclosure

SEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,541

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.295 to $33.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:03 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 2,361 $31.85 $75,189.59
Disclosure

SEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,368

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.255 to $32.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 18:06 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Unit · Derivative 9,569 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010527 · edgar.xml · derivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,569

Underlying: Common Stock · 9,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date

F2 · derivative.exercise_date: The RSUs shall vest on the earlier of (a) the first anniversary of the Grant Date or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date;

F3 · derivative.expiration_date: The RSU's expiration will be on the earlier of (a) the first anniversary of the Grant Date or (b) the date of the next annual meeting of the Company stockholders occurring after the Grant Date;

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:48 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 419 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-112295 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,729

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2020 Filed May 13, 2021 13:19 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 3,500 $13.83 $48,395.20
Disclosure

SEC source: 0001104659-21-065586 · tm2115861-1_4seq1.xml · nonDerivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,729

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.58 to $13.985, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Represents the number of shares held by the Reporting Person as of each Transaction Date. As of the date hereof, the Reporting Person beneficially owns 120,395 shares of the Issuer's common stock.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 18:22 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Unit · Derivative 1,309 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009695 · edgar.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,309 shares

Expires 2020-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date

F2 · derivative.exercise_date: The RSU's vested on the date of the 2020 stockholder meeting 09/10/2020

Read SEC document
September 10, 2020 Filed Sep 11, 2020 18:22 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionCommon Stock 1,309 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009695 · edgar.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 15, 2020 20:34 UTC ITERIS, INC. ITI · Entity 86402 Exercise / conversionRestricted Stock Unit · Derivative 1,309 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008277 · edgar.xml · derivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

Underlying: Common Stock · 1,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date

F2 · derivative.exercise_date: The RSU's are exercisable on the vesting date and shall vest upon the earlier of September 12, 2020 (the anniversary of the 2019 Annual Meeting of Stockholders) or the convening of the 2020 Annual meeting od stockholders, prorated from June 18, 2020, to September 12, 2020

F3 · derivative.expiration_date: The RSU's expiration will be on the date of the 2020 annual stockholder meeting or no later than September 12, 2020

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 685 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-081197 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,310

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2020 Filed May 13, 2021 13:19 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 3,500 $8.96 $31,375.40
Disclosure

SEC source: 0001104659-21-065586 · tm2115861-1_4seq1.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,810

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.66 to $9.165, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Represents the number of shares held by the Reporting Person as of each Transaction Date. As of the date hereof, the Reporting Person beneficially owns 120,395 shares of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:49 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071528 · a4.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F2 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:49 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 12,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071528 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,625

F1 · shares: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:30 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 1,589 $3.54 $5,625.06
Disclosure

SEC source: 0001104659-20-043135 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,818

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:59 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 1,780 $3.16 $5,624.80
Disclosure

SEC source: 0001104659-20-001595 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,229

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:18 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,139 $2.63 $5,625.57
Disclosure

SEC source: 0001104659-19-052978 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,449

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:19 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,500 $2.25 $5,625.00
Disclosure

SEC source: 0001104659-19-039295 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,310

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:01 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038783 · a4.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:01 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038783 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,810

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:45 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,344 $2.40 $5,625.60
Disclosure

SEC source: 0001104659-19-019682 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,754

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 4,536 $1.24 $5,624.64
Disclosure

SEC source: 0001104659-19-000813 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,410

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:50 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,930 $1.92 $5,625.60
Disclosure

SEC source: 0001104659-18-060349 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,874

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:28 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,785 $2.02 $5,625.70
Disclosure

SEC source: 0001104659-18-044031 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,944

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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May 16, 2018 Filed May 18, 2018 23:39 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock Options · Derivative 29,621 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001104659-18-034577 · a4.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,621

Underlying: Common Stock · 29,621 shares

Expires 2028-05-16

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 16, 2019.

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May 16, 2018 Filed May 18, 2018 23:39 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 29,621 $2.11 $62,500.31
Disclosure

SEC source: 0001104659-18-034577 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,159

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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April 02, 2018 Filed Apr 4, 2018 19:30 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,976 $1.89 $5,624.64
Disclosure

SEC source: 0001104659-18-022402 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,538

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2018 Filed Jan 4, 2018 21:00 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,383 $2.36 $5,623.88
Disclosure

SEC source: 0001104659-18-000764 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,562

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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October 02, 2017 Filed Oct 10, 2017 20:30 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,155 $2.61 $5,624.55
Disclosure

SEC source: 0001104659-17-061584 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,179

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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July 03, 2017 Filed Sep 5, 2017 16:46 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 2,681 $2.04 $5,469.24
Disclosure

SEC source: 0001104659-17-055359 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,024

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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June 28, 2017 Filed Jun 30, 2017 22:12 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock Options · Derivative 29,343 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001104659-17-043058 · a4.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,343

Underlying: Common Stock · 29,343 shares

Expires 2027-06-28

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018.

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June 28, 2017 Filed Jun 30, 2017 22:12 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 29,343 $2.13 $62,500.59
Disclosure

SEC source: 0001104659-17-043058 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,343

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
March 29, 2017 Filed Apr 5, 2017 10:06 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock Options · Derivative 101,352 $1.48 Strike: $1.48 $150,000.96
Disclosure

SEC source: 0001104659-17-021522 · a4.xml · derivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,352

Underlying: Common Stock · 101,352 shares

Expires 2027-03-29

F1 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Director Compensation Plan

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.