Shrestha Sanjay K

SEC source: 0001213900-26-077303 · ownership.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,200

F1 · shares: Represents restricted shares of Class A Common Stock granted to the reporting person pursuant to the Health in Tech Equity Incentive Plan. The shares of restricted stock vested as of their grant date.

SEC source: 0001213900-26-042698 · ownership.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,333

F1 · shares: Represents restricted shares of Class A Common Stock granted to the reporting person pursuant to the Health in Tech Equity Incentive Plan. The shares of restricted stock vested as of their grant date.

SEC source: 0001493152-25-019975 · ownership.xml · derivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,481

Underlying: Common stock · 39,481 shares

Expires 2033-02-08

F2 · shares: Pursuant to the Business Combination Agreement, each issued and outstanding option to purchase shares of Old Fusemachines common stock was converted into an option to purchase shares of New Fusemachines common stock, with the number of shares underlying the option and the exercise price of the option, each adjusted in accordance with the Conversion Ratio.

F3 · price: Represents options to purchase up to an aggregate of 39,481 shares of New Fusemachines common stock

SEC source: 0001493152-25-019975 · ownership.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,982

F1 · kind: Pursuant to the merger agreement dated January 22, 2024 and amended on August 27, 2024 between CSLM Acquisition Corp., a Cayman Islands exempted company ("CSLM"), CSLM Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of CSLM ("Merger Sub"), Fusemachines Inc., a Delaware company ("Old Fusemachines"), and CSLM Holdings, Inc. ("New Fusemachines") (as amended, the "Business Combination Agreement"), each issued and outstanding share of Old Fusemachines common stock was converted into shares of New Fusemachines common stock at a conversion ratio of 0.6580 (the "Conversion Ratio").

SEC source: 0001213900-25-098192 · ownership.xml · nonDerivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,735

F2 · shares: Represent restricted shares of Class A Common Stock granted to the reporting person pursuant to the Health in Tech Equity Incentive Plan. The shares of restricted stock vest quarterly commencing upon the date of grant, subject to the reporting person's continuous service through the vesting date.

F3 · balance_after: Includes 5,730 shares of restricted stock and 63,005 shares of Class A Common Stock.

SEC source: 0001213900-25-098192 · ownership.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,005

F1 · shares: Represent restricted shares of Class A Common Stock granted to the reporting person pursuant to the Health in Tech Equity Incentive Plan, which were subject to forfeiture on a pro-rata basis upon the issuer's annual stockholders meeting held on October 3, 2025.

SEC source: 0001213900-25-057984 · ownership.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,474

F1 · shares: Represent restricted shares of Class A Common Stock granted to the reporting person pursuant to the Health in Tech Equity Incentive Plan. The shares of restricted stock vest either (i) fully upon one year of service commencing on April 8, 2025, or (ii), if not vested upon such date, partially vest at the first shareholders' meeting, with the number of vested shares determined by multiplying the total number of restricted stock by a ratio with the numerator being the lesser of the period of time since April 8, 2025 and 12 months and the denominator being 12 months, subject to the reporting person's continuous service through the vesting date.

SEC source: 0001493152-26-001024 · ownership.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,982

F1 · shares: Restricted Stock Unit ("RSU") award under the issuer's 2025 Omnibus Equity Incentive Plan, which vest in two equal installments over a one-year period.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's common stock.

SEC source: 0001104659-24-054955 · tm2413131-3_4seq1.xml · derivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · CSO & GM, Energy Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2031-04-26

F1 · security: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.

F2 · derivative.exercise_date: The shares underlying this stock option shall vest in three equal annual installments following the grant date, subject to the Reporting Person's continued service on each such vesting date; provided, however, that 375,000 shares underlying such option shall vest only if the daily volume weighted average price of the Company's common stock during any 30 consecutive trading day period ("VWAP") equals or exceeds $7.50 prior to April 30, 2025.

SEC source: 0001104659-23-106508 · tm2327421-2_4seq1.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · CSO & GM, Energy Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,270

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.

F2 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023.

SEC source: 0001104659-23-066641 · tm2317471-1_4seq1.xml · derivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · GM, EnergySolutions, CSO & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2030-05-18

F1 · security: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.

F2 · derivative.exercise_date: Up to one-third (1/3) of the shares underlying the performance stock options will vest and become exercisable on each of the first three anniversaries of the grant date, provided that the daily volume weighted average price ("VWAP") of the Company's common stock during any 30 consecutive trading day period in the three year performance period following the grant date of the stock options equals or exceeds certain levels.

F3 · derivative.exercise_date: One-third (1/3) of the shares underlying the performance stock options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals $9.84; an additional one-third (1/3) of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals $11.81; and the remaining one-third (1/3) of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP during any 30 consecutive trading day period equals or exceeds $13.77.

F4 · derivative.exercise_date: There will be no interpolation for the performance stock option if the VWAP falls between any two stock price hurdles. Failure to achieve any of the stock price hurdles applicable to a performance stock option during the three-year performance period will result in applicable options being un-exercisable. The performance-based stock options have a maximum term of seven years from the grant date.

SEC source: 0001104659-22-124247 · tm2231922-8_4seq1.xml · nonDerivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · CSO & GM, Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,033

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F5 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected.

SEC source: 0001104659-22-124247 · tm2231922-8_4seq1.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · CSO & GM, Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,146

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.

F2 · kind: The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.

F3 · price: Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of May 6, 2022, which is the date prior to the date withholding was effected.

F4 · balance_after: The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 50,000 shares of the restricted stock award that was previously inadvertently reported on Table II as part of a grant of 150,000 restricted stock units on the Form 4 filed on May 13, 2019.

SEC source: 0001104659-22-054641 · tm2214070-7_4seq1.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,146

F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award. The initial grant of the restricted stock award was reported on a Form 4 filed on September 30, 2020, but was inadvertently described in the accompanying footnote as a restricted stock unit award instead of a restricted stock award.

SEC source: 0001104659-21-136342 · tm2131018-5_4seq1.xml · derivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2028-09-22

F1 · security: Awarded pursuant to Plug Power's 2021 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: Up to one-third (1/3) of the shares underlying the performance stock options will vest and become exercisable on each of the first three anniversaries of the grant date, provided that the daily volume weighted average price of the Company's common stock during any 30 consecutive trading day period in the three year performance period following the grant date of the stock options ("VWAP") equals or exceeds certain levels. 25% of the shares underlying the performance stock options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP equals $35; an additional 25% of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP equals $50; and the remaining 50% of the shares underlying the options will be deemed to have satisfied the performance-based vesting and will be eligible to vest over time if the VWAP equals or exceeds $100.

F3 · derivative.exercise_date: If the VWAP falls between two of the stock price hurdles, an incremental number of shares underlying the options will become exercisable based on linear interpolation in $1 increments. Failure to achieve any of the stock price hurdles applicable to a performance stock option during the three-year performance period will result in applicable options being un-exercisable. The performance-based stock options have a maximum term of seven years from the grant date.

SEC source: 0001104659-21-094883 · tm2122379-1_4seq1.xml · nonDerivative · entry 3

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,146

F4 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person in connection with the Reporting Person's restricted stock unit award.

SEC source: 0001104659-21-094883 · tm2122379-1_4seq1.xml · nonDerivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,300

F2 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.19 to $28.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001104659-21-094883 · tm2122379-1_4seq1.xml · derivative · entry 4

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F5 · derivative.exercise_date: On May 9, 2019, the Reporting Person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F5 · derivative.expiration_date: On May 9, 2019, the Reporting Person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

SEC source: 0001104659-21-094883 · tm2122379-1_4seq1.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

SEC source: 0001104659-20-110509 · a4.xml · derivative · entry 3

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2030-09-28

F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 112,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.

SEC source: 0001104659-20-110509 · a4.xml · derivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2030-09-28

F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 112,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.

SEC source: 0001104659-20-110509 · a4.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date.

SEC source: 0001104659-20-092707 · a4.xml · derivative · entry 3

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 20,000 shares

Expires 2029-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 50,000 options vested on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022.

SEC source: 0001104659-20-092707 · a4.xml · nonDerivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001104659-20-092707 · a4.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-20-083081 · a4.xml · derivative · entry 3

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 30,000 shares

Expires 2029-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 50,000 options vested on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022.

SEC source: 0001104659-20-083081 · a4.xml · nonDerivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001104659-20-083081 · a4.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-20-061650 · a4.xml · derivative · entry 3

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On May 9, 2019, the Reporting Person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On May 9, 2019, the Reporting Person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date.

SEC source: 0001104659-20-061650 · a4.xml · nonDerivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,825

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person in connection with the vesting of the Reporting Person's restricted stock unit awards.

SEC source: 0001104659-20-061650 · a4.xml · nonDerivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

SEC source: 0001104659-19-029023 · a4.xml · derivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 50,000 restricted stock units vest on May 9, 2020, 50,000 restricted stock units vest on May 9, 2021 and 50,000 restricted stock units vest on May 9, 2022.

F4 · derivative.expiration_date: 50,000 restricted stock units vest on May 9, 2020, 50,000 restricted stock units vest on May 9, 2021 and 50,000 restricted stock units vest on May 9, 2022.

SEC source: 0001104659-19-029023 · a4.xml · derivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-09

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 50,000 options vest on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022.