Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nikola CorpNKLA · Entity 85360 | President, Energy | December 04, 2024 | December 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nikola Corp
Report date December 04, 2024 · Filed December 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,597 |
Reported balance
After 2024-12-04 transaction · row 1
1 source rowRow 1 · 2024-12-04 · Sale · Disposed 546 · Balance 49,597 F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is required under the Issuer's equity incentive plan to satisfy the Reporting Person's tax withholding obligations and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is required under the Issuer's equity incentive plan to satisfy the Reporting Person's tax withholding obligations and does not represent a discretionary trade by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PLUG POWER INC
Report date October 17, 2022 · Filed April 27, 2023 · Amendment
Section 16 reporting ended · disclosed 2023-04-27. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.62 · Expires 2032-10-17 | Direct | 100,000 |
Reported balance
After 2022-10-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-10-17 · Grant · Acquired 100,000 · Balance 100,000 F1: Awarded pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended. F2: This option shall vest in three substantially equal installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Awarded pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended.
F2: This option shall vest in three substantially equal installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2024 Filed Dec 6, 2024 17:24 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 546 | $1.68 | $918.43 |
DisclosureSEC source: 0001731289-24-000267 · wk-form4_1733523855.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · President, Energy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,597 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is required under the Issuer's equity incentive plan to satisfy the Reporting Person's tax withholding obligations and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 16:15 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 352 | $6.18 | $2,174.16 |
DisclosureSEC source: 0001731289-24-000235 · wk-form4_1725653699.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · President, Energy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,143 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is required under the Issuer's equity incentive plan to satisfy the Reporting Person's tax withholding obligations and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Reflects the one-for-thirty (1-for-30) reverse stock split that became effective on June 24, 2024. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 18:40 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 17,030 | $0.51 | $8,709.14 |
DisclosureSEC source: 0001731289-24-000187 · wk-form4_1717627217.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · President, Energy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,514,870 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is required under the Issuer's equity incentive plan to satisfy the Reporting Person's tax withholding obligations and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 20:46 UTC | Nikola Corp NKLA · Entity 85360 | GrantCommon Stock | 1,237,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001731289-24-000116 · wk-form4_1714437991.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · President, Energy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,531,900 F1 · security: Shares issuable upon settlement of restricted stock unit awards, subject to continued service with the Issuer through the vesting dates. The awards consist of (i) 100,000 shares that will vest in six equal semi-annual installments beginning on September 3, 2024, and (ii) 1,137,000 shares that will vest in three equal annual installments beginning on March 3, 2025. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 18:59 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 5,100 | $0.68 | $3,471.06 |
DisclosureSEC source: 0001731289-24-000088 · wk-form4_1709855967.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · President, Energy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,900 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 03, 2023 Filed Apr 13, 2023 21:18 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 34,994 | $13.33 | $466,470.02 |
DisclosureSEC source: 0001104659-23-045092 · tm2312823-1_4seq1.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · GM, Electrolyzers & Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,064 F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. F2 · price: Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, each share was tendered to Issuer at the price per share on the closing date of March 2, 2023, which is the date prior to the date withholding was effected. Read SEC document |
| October 17, 2022 Filed Oct 20, 2022 01:18 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $23.28 | $0.00 |
DisclosureSEC source: 0001104659-22-110067 · tm2228606-1_4seq1.xml · derivative · entry 3 Hoefelmann Dirk Ole · CIK 0001893776 · GM, Electrolyzers & Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-10-17 F3 · security: Awarded pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended. F4 · derivative.exercise_date: This option shall vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| October 17, 2022 Filed Oct 20, 2022 01:18 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-110067 · tm2228606-1_4seq1.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · GM, Electrolyzers & Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended. The restricted stock vests in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| October 17, 2022 Filed Apr 27, 2023 23:39 UTC Amendment | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $18.62 | $0.00 |
DisclosureSEC source: 0001104659-23-051754 · tm2314036-1_4aseq1.xml · derivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · GM, Electrolyzers & Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-10-17 F1 · security: Awarded pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended. F2 · derivative.exercise_date: This option shall vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2022 Filed Dec 2, 2022 23:42 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingCommon Stock | 34,942 | $19.81 | $692,201.02 |
DisclosureSEC source: 0001104659-22-124239 · tm2231922-3_4seq1.xml · nonDerivative · entry 1 Hoefelmann Dirk Ole · CIK 0001893776 · GM, Electrolyzers & Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,058 F1 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award. F2 · price: Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, each share was tendered to Issuer at the price per share on the closing date of February 23, 2022, which is the date prior to the date withholding was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.