PIPR

SEC source: 0001230245-25-000035 · wk-form4_1740000232.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,648

SEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 4

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,766

SEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 3

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,816

SEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,881

SEC source: 0001230245-25-000029 · wk-form4_1739999889.xml · nonDerivative · entry 4

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,501

SEC source: 0001230245-25-000029 · wk-form4_1739999889.xml · nonDerivative · entry 3

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,708

SEC source: 0001230245-25-000029 · wk-form4_1739999889.xml · nonDerivative · entry 2

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,093

SEC source: 0001230245-25-000031 · wk-form4_1739999994.xml · nonDerivative · entry 4

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,392

SEC source: 0001230245-25-000031 · wk-form4_1739999994.xml · nonDerivative · entry 3

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,777

SEC source: 0001230245-25-000031 · wk-form4_1739999994.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,473

SEC source: 0001230245-25-000023 · wk-form4_1739999563.xml · nonDerivative · entry 4

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,731

SEC source: 0001230245-25-000023 · wk-form4_1739999563.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,420

SEC source: 0001230245-25-000023 · wk-form4_1739999563.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,500

SEC source: 0001230245-25-000027 · wk-form4_1739999769.xml · nonDerivative · entry 1

Clune Katherine Patricia · CIK 0002002944 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,612

F1 · balance_after: Total shares reflects the tax withholding of 665 shares on November 18, 2024. This withholding was not previously reported due to an administrative oversight.

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,065

SEC source: 0001230245-25-000035 · wk-form4_1740000232.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,150

SEC source: 0001230245-25-000033 · wk-form4_1740000130.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,998

SEC source: 0001230245-25-000029 · wk-form4_1739999889.xml · nonDerivative · entry 1

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,641

SEC source: 0001230245-25-000031 · wk-form4_1739999994.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,864

SEC source: 0001230245-25-000023 · wk-form4_1739999563.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,536

SEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 3

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,079

F1 · shares: Represents shares of common stock that the reporting person donated as a gift to a donor advised fund.

SEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 2

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,479

SEC source: 0001230245-25-000021 · wk-form4_1739999441.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,716

SEC source: 0001230245-25-000019 · wk-form4_1739567530.xml · derivative · entry 7

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,667

Underlying: Common Stock · 15,000 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001230245-25-000019 · wk-form4_1739567530.xml · nonDerivative · entry 5

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,837

F4 · price: These shares were sold in multiple transactions at prices ranging from $300.1500 to $300.4450 inclusive.

SEC source: 0001230245-25-000019 · wk-form4_1739567530.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,143

F3 · price: These shares were sold in multiple transactions at prices ranging from $299.1001 to $300.1000 inclusive.

SEC source: 0001230245-25-000019 · wk-form4_1739567530.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,527

F2 · price: These shares were sold in multiple transactions at prices ranging from $298.0750 to $299.0200 inclusive.

SEC source: 0001230245-25-000019 · wk-form4_1739567530.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,992

F1 · price: The price reported in Column 4 for all sales transactions on this report is a weighted average price. The shares sold in footnotes (1) through (4) were sold in multiple transactions at the price ranges provided in footnotes (1) through (4). These shares in footnote (1) were sold in multiple transactions at prices ranging from $296.9800 to $297.9500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (4) upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-25-000019 · wk-form4_1739567530.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001230245-25-000012 · wk-form4_1737498867.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,532

SEC source: 0001230245-25-000002 · wk-form4_1735852922.xml · nonDerivative · entry 1

Gallo Ann C · CIK 0002038097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 85 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000009 · wk-form4_1735853598.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,187

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 93 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000004 · wk-form4_1735853096.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,598

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 85 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000006 · wk-form4_1735853210.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,533

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 85 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000203 · wk-form4_1734991851.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,095

F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund.

SEC source: 0001230245-24-000187 · wk-form4_1734383718.xml · nonDerivative · entry 1

Gallo Ann C · CIK 0002038097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000189 · wk-form4_1734383810.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,606

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000199 · wk-form4_1734384249.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,094

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000195 · wk-form4_1734384080.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,513

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000185 · wk-form4_1734383572.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,118

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000193 · wk-form4_1734383999.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,962

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000197 · wk-form4_1734384172.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,448

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000191 · wk-form4_1734383914.xml · nonDerivative · entry 1

Mitchell Robbin · CIK 0001844599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,730

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000183 · wk-form4_1731099898.xml · nonDerivative · entry 6

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,095

F6 · price: These shares were sold in multiple transactions at prices ranging from $337.8400 to $338.6000 inclusive.

SEC source: 0001230245-24-000183 · wk-form4_1731099898.xml · nonDerivative · entry 5

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,513

F5 · price: These shares were sold in multiple transactions at prices ranging from $336.8400 to $337.4600 inclusive.

SEC source: 0001230245-24-000183 · wk-form4_1731099898.xml · nonDerivative · entry 4

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,676

F4 · price: These shares were sold in multiple transactions at prices ranging from $335.8200 to $336.8100 inclusive.

SEC source: 0001230245-24-000183 · wk-form4_1731099898.xml · nonDerivative · entry 3

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,194

F3 · price: These shares were sold in multiple transactions at prices ranging from $334.7350 to $335.7216 inclusive.

SEC source: 0001230245-24-000183 · wk-form4_1731099898.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,094

F2 · price: These shares were sold in multiple transactions at prices ranging from $333.6800 to $334.6550 inclusive.

SEC source: 0001230245-24-000183 · wk-form4_1731099898.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,090

F1 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (6) were sold in multiple transactions at the price ranges provided in footnotes (1) through (6). These shares in footnote (1) were sold in multiple transactions at prices ranging from $332.6800 to $333.6050 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (6) upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-24-000181 · wk-form4_1731099780.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,565

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.7900 to $341.9300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.