Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,476 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 383 · Balance 8,476 F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 00:10 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000016 · wk-form4_1790885420.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,476 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 11, 2026 Filed Sep 14, 2026 21:09 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000014 · wk-form4_1789420189.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,093 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 20:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000012 · wk-form4_1782936391.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,071 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 345 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 20:21 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000010 · wk-form4_1781554898.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,726 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 20, 2026 Filed May 21, 2026 20:05 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000008 · wk-form4_1779393906.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,706 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 1,875 shares of common stock resulting in an accrual to her account of 1,875 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:03 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000006 · wk-form4_1775073807.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,831 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 323 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000004 · wk-form4_1773692265.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,377 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-26-000002 · wk-form4_1767388559.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,349 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 75 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 21:43 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-25-000009 · wk-form4_1765834995.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,274 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 20:15 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-25-000007 · wk-form4_1759349753.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,271 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 73 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:26 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0002038097-25-000005 · wk-form4_1757967962.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,198 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:41 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000123 · wk-form4_1751402400.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,195 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 90 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 20:24 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000105 · wk-form4_1750105454.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,105 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:25 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000102 · wk-form4_1748031918.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,102 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 20:14 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000070 · wk-form4_1743538454.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 100 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:38 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000054 · wk-form4_1742243881.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 404 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000002 · wk-form4_1735852922.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 85 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:15 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000187 · wk-form4_1734383718.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000166 · wk-form4_1727812966.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 8 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 18:25 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 304 | $287.51 | $87,403.04 |
DisclosureSEC source: 0001230245-24-000164 · wk-form4_1727202349.xml · nonDerivative · entry 1 Gallo Ann C · CIK 0002038097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304 F1 · price: The reporting person elected to defer receipt of an initial and annual equity grant of 304 shares of common stock, resulting in the accrual to her account of 304 shares of phantom stock. The shares of phantom stock will become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.