PIPR

SEC source: 0001230245-25-000123 · wk-form4_1751402400.xml · nonDerivative · entry 1

Gallo Ann C · CIK 0002038097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,195

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 90 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000125 · wk-form4_1751402642.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,703

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 90 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000127 · wk-form4_1751403018.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,365

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 90 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000105 · wk-form4_1750105454.xml · nonDerivative · entry 1

Gallo Ann C · CIK 0002038097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,105

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000107 · wk-form4_1750105704.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,311

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000113 · wk-form4_1750106098.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000115 · wk-form4_1750106258.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,613

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000120 · wk-form4_1750107537.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,517

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000111 · wk-form4_1750105989.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,831

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000117 · wk-form4_1750106384.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,275

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000109 · wk-form4_1750105897.xml · nonDerivative · entry 1

Mitchell Robbin · CIK 0001844599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,377

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000102 · wk-form4_1748031918.xml · nonDerivative · entry 1

Gallo Ann C · CIK 0002038097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000100 · wk-form4_1748031842.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,293

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000090 · wk-form4_1748031434.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,898

SEC source: 0001230245-25-000094 · wk-form4_1748031604.xml · nonDerivative · entry 1

SCHREIER THOMAS S JR · CIK 0001271525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,651

SEC source: 0001230245-25-000088 · wk-form4_1748031353.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,564

SEC source: 0001230245-25-000096 · wk-form4_1748031694.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,806

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000098 · wk-form4_1748031768.xml · nonDerivative · entry 1

Mitchell Robbin · CIK 0001844599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,368

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000092 · wk-form4_1748031520.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,268

SEC source: 0001230245-25-000082 · wk-form4_1747426582.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,867

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-25-000084 · wk-form4a_1747864063.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,867

F1 · kind: The transaction was originally reported with transaction code "A," which designates a grant, award, or other acquisition. As these shares were purchased by the reporting person in the open market, the transaction code should have been listed as "P," an open market purchase.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-25-000070 · wk-form4_1743538454.xml · nonDerivative · entry 1

Gallo Ann C · CIK 0002038097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 100 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000072 · wk-form4_1743538575.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,966

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 100 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000074 · wk-form4_1743538689.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,670

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 100 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000054 · wk-form4_1742243881.xml · nonDerivative · entry 1

Gallo Ann C · CIK 0002038097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000056 · wk-form4_1742243997.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,695

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000066 · wk-form4_1742244893.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,300

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000062 · wk-form4_1742244693.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,866

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000052 · wk-form4_1742243673.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,455

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000060 · wk-form4_1742244216.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,208

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000064 · wk-form4_1742244797.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,570

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000058 · wk-form4_1742244116.xml · nonDerivative · entry 1

Mitchell Robbin · CIK 0001844599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,770

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-25-000042 · wk-form4_1741036196.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,867

SEC source: 0001230245-25-000042 · wk-form4_1741036196.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,885

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.

SEC source: 0001230245-25-000050 · wk-form4_1741036758.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,774

SEC source: 0001230245-25-000050 · wk-form4_1741036758.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,837

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.

SEC source: 0001230245-25-000048 · wk-form4_1741036581.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,645

SEC source: 0001230245-25-000048 · wk-form4_1741036581.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,383

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.

SEC source: 0001230245-25-000046 · wk-form4_1741036463.xml · nonDerivative · entry 2

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,487

SEC source: 0001230245-25-000046 · wk-form4_1741036463.xml · nonDerivative · entry 1

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,830

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.

SEC source: 0001230245-25-000044 · wk-form4_1741036326.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,446

SEC source: 0001230245-25-000044 · wk-form4_1741036326.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,276

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.

SEC source: 0001230245-25-000040 · wk-form4_1741036028.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,558

SEC source: 0001230245-25-000040 · wk-form4_1741036028.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,987

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.

SEC source: 0001230245-25-000027 · wk-form4_1739999769.xml · nonDerivative · entry 2

Clune Katherine Patricia · CIK 0002002944 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,256

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,216

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,381

SEC source: 0001230245-25-000025 · wk-form4_1739999667.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,592

SEC source: 0001230245-25-000035 · wk-form4_1740000232.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,121

SEC source: 0001230245-25-000035 · wk-form4_1740000232.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,317