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PIPER SANDLER COMPANIES

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3863
SEC CIK
0001230245
Parsed reports
711

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202606
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2019 Filed Feb 20, 2019 21:02 UTC
Abraham Chad RDirector · Chief Executive Officer
Tax withholdingCommon Stock 907 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000017 · edgar.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,566

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:02 UTC
Abraham Chad RDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,441 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000017 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,473

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:02 UTC
Abraham Chad RDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,229 $0.00 $0.00
Disclosure

SEC source: 0001230245-19-000017 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,914

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:02 UTC
SORAN PHILIPDirector
GrantCommon Stock 397 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-19-000001 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,645

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 397 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:03 UTC GrantCommon Stock 265 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-19-000002 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,448

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 265 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:01 UTC GrantCommon Stock 21 $66.64 $1,399.44
Disclosure

SEC source: 0001230245-18-000118 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,333

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:03 UTC GrantCommon Stock 5 $66.64 $333.20
Disclosure

SEC source: 0001230245-18-000121 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,129

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:03 UTC
SORAN PHILIPDirector
GrantCommon Stock 25 $66.64 $1,666.00
Disclosure

SEC source: 0001230245-18-000120 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,248

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:01 UTC GrantCommon Stock 11 $66.64 $733.04
Disclosure

SEC source: 0001230245-18-000117 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,580

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:00 UTC GrantCommon Stock 85 $66.64 $5,664.40
Disclosure

SEC source: 0001230245-18-000116 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,183

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:02 UTC GrantCommon Stock 28 $66.64 $1,865.92
Disclosure

SEC source: 0001230245-18-000119 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,009

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 16:22 UTC GiftCommon Stock 21,769 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000115 · edgar.xml · nonDerivative · entry 1

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,967

F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 21:18 UTC
Geelan John WGeneral Counsel
GiftCommon Stock 689 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000113 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,875

F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:33 UTC
SORAN PHILIPDirector
GrantCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000104 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,223

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 350 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:32 UTC GrantCommon Stock 234 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000103 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,098

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 234 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 16:02 UTC GrantCommon Stock 18 $77.00 $1,386.00
Disclosure

SEC source: 0001230245-18-000093 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,312

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:06 UTC GrantCommon Stock 4 $77.00 $308.00
Disclosure

SEC source: 0001230245-18-000098 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,124

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:07 UTC GrantCommon Stock 1,091 $77.00 $84,007.00
Disclosure

SEC source: 0001230245-18-000100 · edgar.xml · nonDerivative · entry 1

SCHREIER THOMAS S JR · CIK 0001271525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:05 UTC
SORAN PHILIPDirector
GrantCommon Stock 20 $77.00 $1,540.00
Disclosure

SEC source: 0001230245-18-000097 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,873

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:04 UTC GrantCommon Stock 9 $77.00 $693.00
Disclosure

SEC source: 0001230245-18-000096 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,569

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 16:03 UTC GrantCommon Stock 73 $77.00 $5,621.00
Disclosure

SEC source: 0001230245-18-000094 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 16:04 UTC GrantCommon Stock 24 $77.00 $1,848.00
Disclosure

SEC source: 0001230245-18-000095 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,981

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:10 UTC GiftCommon Stock 1,768 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000083 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,560

F1 · kind: The reported transaction was a gift by the reporting person to a non-profit organization.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:38 UTC
SORAN PHILIPDirector
GrantCommon Stock 338 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000078 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 338 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 15:37 UTC GrantCommon Stock 226 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000077 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,791

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 226 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:07 UTC GrantCommon Stock 18 $80.10 $1,441.80
Disclosure

SEC source: 0001230245-18-000072 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,294

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:09 UTC GrantCommon Stock 4 $80.10 $320.40
Disclosure

SEC source: 0001230245-18-000074 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,120

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:06 UTC GrantCommon Stock 9 $80.10 $720.90
Disclosure

SEC source: 0001230245-18-000071 · edgar.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,328

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:10 UTC
SORAN PHILIPDirector
GrantCommon Stock 18 $80.10 $1,441.80
Disclosure

SEC source: 0001230245-18-000075 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,515

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:05 UTC GrantCommon Stock 68 $80.10 $5,446.80
Disclosure

SEC source: 0001230245-18-000070 · edgar.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,565

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:08 UTC GrantCommon Stock 23 $80.10 $1,842.30
Disclosure

SEC source: 0001230245-18-000073 · edgar.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,957

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 21, 2018 Filed May 23, 2018 12:23 UTC Exercise / conversionPerformance Share Unit · Derivative 13,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000068 · edgar.xml · derivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,743 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.the date of grant.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.the date of grant.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.the date of grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 12:23 UTC Tax withholdingCommon Stock 5,315 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000068 · edgar.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,394

Read SEC document
May 21, 2018 Filed May 23, 2018 12:23 UTC Exercise / conversionCommon Stock 11,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000068 · edgar.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.the date of grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 12:15 UTC Exercise / conversionPerformance Share Unit · Derivative 27,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000065 · edgar.xml · derivative · entry 4

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,486 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 12:15 UTC Tax withholdingCommon Stock 9,333 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000065 · edgar.xml · nonDerivative · entry 2

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,736

Read SEC document
May 21, 2018 Filed May 23, 2018 12:15 UTC Exercise / conversionCommon Stock 20,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000065 · edgar.xml · nonDerivative · entry 1

DUFF ANDREW S · CIK 0001185482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:21 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
Exercise / conversionPerformance Rights · Derivative 9,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · derivative · entry 5

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,162 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:21 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 3,933 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 42,488

F3 · ownership.nature: These shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting persons's spouse are beneficiaries.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:21 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
GiftCommon Stock 3,933 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,086

F2 · shares: The reporting person made a bona fide gift to a revocable living trust, as described in note 3 below.

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May 21, 2018 Filed May 23, 2018 16:21 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
Tax withholdingCommon Stock 3,837 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,019

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May 21, 2018 Filed May 23, 2018 16:21 UTC
LaRue R ScottDirector · Head Global IB and Cap Mkts
Exercise / conversionCommon Stock 7,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

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May 21, 2018 Filed May 23, 2018 16:20 UTC
Geelan John WGeneral Counsel
Exercise / conversionPerformance Share Unit · Derivative 4,581 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000066 · edgar.xml · derivative · entry 3

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,581 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

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May 21, 2018 Filed May 23, 2018 16:20 UTC
Geelan John WGeneral Counsel
Tax withholdingCommon Stock 1,189 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000066 · edgar.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,564

Read SEC document
May 21, 2018 Filed May 23, 2018 16:20 UTC
Geelan John WGeneral Counsel
Exercise / conversionCommon Stock 3,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000066 · edgar.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:14 UTC
Abraham Chad RDirector · Chief Executive Officer
Exercise / conversionPerformance Share Unit · Derivative 9,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000064 · edgar.xml · derivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,162 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:14 UTC
Abraham Chad RDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,544 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000064 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,143

Read SEC document
May 21, 2018 Filed May 23, 2018 16:14 UTC
Abraham Chad RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000064 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

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May 17, 2018 Filed May 18, 2018 11:34 UTC GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000057 · edgar.xml · nonDerivative · entry 1

PIPER ADDISON L · CIK 0001181279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,276

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May 17, 2018 Filed May 18, 2018 15:36 UTC GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000060 · edgar.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,116

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.