Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2021 Filed Nov 23, 2021 21:41 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,332 | $3.81 | $35,532.52 |
DisclosureSEC source: 0001628280-21-024087 · wf-form4_163772162073877.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,840 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:41 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024087 · wf-form4_163772162073877.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:39 UTC |
Crowder RandallDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 7,777 | $3.81 | $29,611.71 |
DisclosureSEC source: 0001628280-21-024085 · wf-form4_163772154630654.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,281 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:38 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024084 · wf-form4_163772151618414.xml · derivative · entry 3 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:38 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 6,628 | $3.81 | $25,236.77 |
DisclosureSEC source: 0001628280-21-024084 · wf-form4_163772151618414.xml · nonDerivative · entry 2 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,661 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:38 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024084 · wf-form4_163772151618414.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:04 UTC |
Manlunas EricDirector
|
SaleCommon Stock | 55,983 | $4.10 | $229,530.30 |
DisclosureSEC source: 0001628280-21-023722 · wf-form4_163718664825254.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,173 F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 16:23 UTC |
MEWAWALLA RAHULDirector
|
GrantCommon Stock | 152,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-019900 · wf-form4_163372456709340.xml · nonDerivative · entry 1 MEWAWALLA RAHUL · CIK 0001869191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,176 F1 · shares: On October 6, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on January 1, 2022, and quarterly thereafter until the final vesting date of September 30, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 20:22 UTC |
Costello RyanDirector
|
GrantCommon Stock | 152,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-019899 · wf-form4_163372455125324.xml · nonDerivative · entry 1 Costello Ryan · CIK 0001884928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,176 F1 · shares: On October 6, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on January 1, 2022, and quarterly thereafter until the final vesting date of September 30, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:43 UTC |
Syllantavos GeorgiosDirector
|
SaleCommon Stock | 20,000 | $1.00 | $19,980.00 |
DisclosureSEC source: 0001628280-21-018851 · wf-form4_163191141627410.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,757 F1 · price: The price reported in Table I, box 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9983 to $1.0001. The Reporting Person undertakes to provide upon request to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 16:17 UTC |
Syllantavos GeorgiosDirector
|
SaleCommon Stock | 20,000 | $1.15 | $23,000.00 |
DisclosureSEC source: 0001628280-21-018229 · wf-form4_163113221221153.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,757 F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 16:32 UTC |
Dang LuanChief Technology Officer
|
Tax withholdingCommon Stock | 5,415 | $0.85 | $4,578.38 |
DisclosureSEC source: 0001628280-21-017425 · wf-form4_162949148797553.xml · nonDerivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662,667 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 16:32 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,788 | $0.85 | $8,275.75 |
DisclosureSEC source: 0001628280-21-017426 · wf-form4_162949153708356.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,672 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 20:31 UTC |
Crowder RandallDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 8,160 | $0.85 | $6,898.46 |
DisclosureSEC source: 0001628280-21-017424 · wf-form4_162949147209214.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,058 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 20:31 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 6,956 | $0.85 | $5,880.60 |
DisclosureSEC source: 0001628280-21-017422 · wf-form4_162949143192877.xml · nonDerivative · entry 2 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,539 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:32 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017425 · wf-form4_162949148797553.xml · derivative · entry 4 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,915 Underlying: Common Stock · 14,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:32 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionCommon Stock | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017425 · wf-form4_162949148797553.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:32 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017426 · wf-form4_162949153708356.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:32 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017426 · wf-form4_162949153708356.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,254,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:31 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017422 · wf-form4_162949143192877.xml · derivative · entry 3 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:31 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017422 · wf-form4_162949143192877.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:15 UTC |
Syllantavos GeorgiosDirector
|
SaleCommon Stock | 27,032 | $1.45 | $39,196.40 |
DisclosureSEC source: 0001628280-21-011726 · wf-form4_162309689152843.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,757 F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:28 UTC |
Manlunas EricDirector
|
SaleCommon Stock | 46,204 | $1.28 | $59,145.74 |
DisclosureSEC source: 0001628280-21-010822 · wf-form4_162155689438118.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,156 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.28 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:17 UTC |
Manlunas EricDirector
|
SaleCommon Stock | 30,000 | $1.35 | $40,542.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 4 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,360 F4 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.35 to $1.365. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:17 UTC |
Manlunas EricDirector
|
SaleCommon Stock | 3,700 | $1.38 | $5,106.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 3 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,360 F3 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:27 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010820 · wf-form4_162155683931816.xml · derivative · entry 4 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,498 Underlying: Common Stock · 14,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:27 UTC |
Dang LuanChief Technology Officer
|
Tax withholdingCommon Stock | 5,626 | $1.27 | $7,138.83 |
DisclosureSEC source: 0001628280-21-010820 · wf-form4_162155683931816.xml · nonDerivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653,499 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:27 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionCommon Stock | 14,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010820 · wf-form4_162155683931816.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,659,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:28 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010821 · wf-form4_162155686791426.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:28 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,174 | $1.27 | $12,903.68 |
DisclosureSEC source: 0001628280-21-010821 · wf-form4_162155686791426.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216,960 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:28 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010821 · wf-form4_162155686791426.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:27 UTC |
Crowder RandallDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 25,414 | $1.27 | $32,247.82 |
DisclosureSEC source: 0001628280-21-010819 · wf-form4_162155681303008.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,218 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:26 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010818 · wf-form4_162155678731351.xml · derivative · entry 3 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:26 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 7,228 | $1.27 | $9,166.55 |
DisclosureSEC source: 0001628280-21-010818 · wf-form4_162155678731351.xml · nonDerivative · entry 2 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,745 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:26 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010818 · wf-form4_162155678731351.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:17 UTC |
Manlunas EricDirector
|
SaleCommon Stock | 50,000 | $1.27 | $63,740.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 2 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,060 F2 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.27 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:17 UTC |
Manlunas EricDirector
|
SaleCommon Stock | 30,000 | $1.32 | $39,618.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,060 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.32 to $1.335. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 17:14 UTC |
Dang LuanChief Technology Officer
|
GrantCommon Stock | 642,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001560 · wf-form4_161256325172116.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644,541 F1 · security: On February 4, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-quarter of the RSUs vest on May 9, 2022 and 1/12 of the RSUs will vest quarterly in equal installments beginning on August 8, 2022 with the final vesting date occurring on May 8, 2025. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 17:14 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
GrantCommon Stock | 747,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001561 · wf-form4_161256327530611.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189,634 F1 · security: On February 4, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-quarter of the RSUs vest on May 9, 2022 and 1/12 of the RSUs will vest quarterly in equal installments beginning on August 8, 2022 with the final vesting date occurring on May 8, 2025. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 22:14 UTC |
Crowder RandallDirector · Chief Operating Officer
|
GrantCommon Stock | 378,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001558 · wf-form4_161256322708291.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,632 F1 · security: On February 4, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-quarter of the RSUs vest on May 9, 2022 and 1/12 of the RSUs will vest quarterly in equal installments beginning on August 8, 2022 with the final vesting date occurring on May 8, 2025. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 22:13 UTC |
Aune MattChief Financial Officer
|
GrantCommon Stock | 264,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001557 · wf-form4_161256320729114.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,223 F1 · security: On February 4, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-quarter of the RSUs vest on May 9, 2022 and 1/12 of the RSUs will vest quarterly in equal installments beginning on August 8, 2022 with the final vesting date occurring on May 8, 2025. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 00:02 UTC |
COWAN KEITH ODirector
|
GrantCommon Stock | 16,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000266 · wf-form4_161006412276688.xml · nonDerivative · entry 2 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,844 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 00:02 UTC |
COWAN KEITH ODirector
|
GrantCommon Stock | 108,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000266 · wf-form4_161006412276688.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,120 F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:02 UTC |
Manlunas EricDirector
|
GrantCommon Stock | 15,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000267 · wf-form4_161006414691577.xml · nonDerivative · entry 2 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,060 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:02 UTC |
Manlunas EricDirector
|
GrantCommon Stock | 108,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000267 · wf-form4_161006414691577.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,265 F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:03 UTC |
Mayor KathyDirector
|
GrantCommon Stock | 15,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000270 · wf-form4_161006421267204.xml · nonDerivative · entry 2 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,339 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:03 UTC |
Mayor KathyDirector
|
GrantCommon Stock | 108,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000270 · wf-form4_161006421267204.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,287 F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:04 UTC |
Syllantavos GeorgiosDirector
|
GrantCommon Stock | 13,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000271 · wf-form4_161006423471987.xml · nonDerivative · entry 2 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,789 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:04 UTC |
Syllantavos GeorgiosDirector
|
GrantCommon Stock | 108,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000271 · wf-form4_161006423471987.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,781 F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 00:03 UTC |
MARCUS LORI TAUBERDirector
|
GrantCommon Stock | 15,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000268 · wf-form4_161006417125554.xml · nonDerivative · entry 2 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,509 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.