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Nasdaq · USD

PGC

PEAPACK GLADSTONE FINANCIAL CORP

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Tapewire entity
1354
SEC CIK
0001050743
Parsed reports
492

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202630
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2019 Filed Mar 13, 2019 19:13 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 130 $27.75 $3,607.50
Disclosure

SEC source: 0001209191-19-019098 · doc4.xml · nonDerivative · entry 4

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:13 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 325 $27.75 $9,018.75
Disclosure

SEC source: 0001209191-19-019098 · doc4.xml · nonDerivative · entry 3

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,986

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:13 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 200 $27.75 $5,550.00
Disclosure

SEC source: 0001209191-19-019098 · doc4.xml · nonDerivative · entry 2

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:13 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 334 $27.75 $9,268.50
Disclosure

SEC source: 0001209191-19-019098 · doc4.xml · nonDerivative · entry 1

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,141

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 165 $27.75 $4,578.75
Disclosure

SEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,031

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 457 $27.75 $12,681.75
Disclosure

SEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 3

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,698

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 810 $27.75 $22,477.50
Disclosure

SEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 2

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,770

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 1,693 $27.75 $46,980.75
Disclosure

SEC source: 0001209191-19-019090 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,123

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 10,804 shares held in trust.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:42 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 484 $26.83 $12,985.72
Disclosure

SEC source: 0001273412-18-000094 · edgar.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,816

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 10,804 shares held in trust

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:47 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
Tax withholdingCommon Stock 960 $26.83 $25,756.80
Disclosure

SEC source: 0001273412-18-000098 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,156

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:44 UTC
KENNEDY DOUGLAS LDirector · President & CEO
Tax withholdingCommon Stock 2,340 $26.83 $62,782.20
Disclosure

SEC source: 0001273412-18-000096 · edgar.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,208.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:30 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
Tax withholdingCommon Stock 79 $26.83 $2,119.57
Disclosure

SEC source: 0001273412-18-000090 · edgar.xml · nonDerivative · entry 1

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:39 UTC
Spero Vincent AEVP & Chief Lending Officer
Tax withholdingCommon Stock 258 $26.83 $6,922.14
Disclosure

SEC source: 0001273412-18-000092 · edgar.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,118.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 16:29 UTC
Waser Eric H.EVP, Head of Comm Banking
PurchaseCommon Stock 1,000 $27.15 $27,150.00
Disclosure

SEC source: 0001273412-18-000088 · edgar.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,762

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 50 $27.88 $1,394.00
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 8

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,548.749

F1 · ownership.direct: 18,284 shares held in trust

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 50 $27.99 $1,399.50
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,498.749

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 50 $27.90 $1,395.00
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,448.749

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 100 $27.92 $2,792.00
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 5

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,398.749

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 100 $27.86 $2,786.00
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 4

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,298.749

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 100 $27.91 $2,791.00
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 3

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,198.749

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 50 $27.99 $1,399.50
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 2

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,098.749

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
PurchaseCommon Stock 500 $28.00 $13,999.95
Disclosure

SEC source: 0001273412-18-000086 · edgar.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,048.749

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:39 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
PurchaseCommon Stock 1,500 $28.21 $42,321.90
Disclosure

SEC source: 0001273412-18-000084 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,116

Read SEC document
August 08, 2018 Filed Sep 18, 2018 16:07 UTC PurchaseCommon Stock 1,000 $33.25 $33,250.00
Disclosure

SEC source: 0001273412-18-000082 · edgar.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family partnership

Disclosed balance after: 1,000

Read SEC document
July 31, 2018 Filed Aug 7, 2018 16:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 Not disclosed Strike: $13.43 Not disclosed
Disclosure

SEC source: 0001273412-18-000080 · edgar.xml · derivative · entry 3

CONSI ANTHONY J · CIK 0001236746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Option grant has no purchase or sale price.

F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.

Read SEC document
July 31, 2018 Filed Aug 7, 2018 16:58 UTC Exercise / conversionCommon Stock 5,000 $13.43 $67,150.00
Disclosure

SEC source: 0001273412-18-000080 · edgar.xml · nonDerivative · entry 1

CONSI ANTHONY J · CIK 0001236746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,103.7408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
May 23, 2018 Filed May 30, 2018 16:34 UTC
Spero Vincent AEVP & Chief Lending Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,050 Not disclosed Strike: $27.01 Not disclosed
Disclosure

SEC source: 0001273412-18-000078 · edgar.xml · derivative · entry 8

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Option grant has no purchase or sale price.

F8 · derivative.exercise_date: The options are exercisable in five equal annual installments on June 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
May 23, 2018 Filed May 30, 2018 16:34 UTC
Spero Vincent AEVP & Chief Lending Officer
Tax withholdingCommon Stock 833 $34.01 $28,330.33
Disclosure

SEC source: 0001273412-18-000078 · edgar.xml · nonDerivative · entry 2

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,325.5397

Read SEC document
May 23, 2018 Filed May 30, 2018 16:34 UTC
Spero Vincent AEVP & Chief Lending Officer
Exercise / conversionCommon Stock 1,050 $27.01 $28,360.50
Disclosure

SEC source: 0001273412-18-000078 · edgar.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,158.5397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2018 Filed May 22, 2018 13:33 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 668 $32.78 $21,897.04
Disclosure

SEC source: 0001273412-18-000076 · edgar.xml · nonDerivative · entry 1

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,604

Read SEC document
May 03, 2018 Filed May 4, 2018 20:32 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GiftCommon Stock 4,875 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000074 · edgar.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,548.749

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

F2 · ownership.direct: 18,284 shares held in trust

Read SEC document
March 26, 2018 Filed Mar 28, 2018 16:53 UTC
KENNEDY DOUGLAS LDirector · President & CEO
Disposition to issuerCommon Stock 35,491 $33.50 $1,188,948.50
Disclosure

SEC source: 0001273412-18-000066 · edgar.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,423.749

F1 · shares: On December 4, 2013, 35,491 shares of restricted stock were granted subject to reaching certain performance conditions over the 5 year vesting period. On March 26, 2018 these shares were forfeited due to those certain performance conditions not being satisfied.

F2 · ownership.direct: 18,284 shares held in trust

Read SEC document
March 26, 2018 Filed Mar 28, 2018 16:37 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
Disposition to issuerCommon Stock 14,559 $33.50 $487,726.50
Disclosure

SEC source: 0001273412-18-000064 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,616

F1 · shares: On December 4, 2013, 14,559 shares of restricted stock were granted subject to reaching certain performance conditions over the 5 year vesting period. On March 26, 2018 these shares were forfeited due to those certain performance conditions not being satisfied.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 16:33 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Disposition to issuerCommon Stock 25,681 $33.50 $860,313.50
Disclosure

SEC source: 0001273412-18-000062 · edgar.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,299.67

F1 · shares: On March 11, 2014, 25,681 shares of restricted stock were granted subject to reaching certain performance conditions over the 5 year vesting period. On March 26, 2018 these shares were forfeited due to those certain performance conditions not being satisfied.

F2 · ownership.direct: 10,804 shares held in trust

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:54 UTC
Chalkan LisaEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,432 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000060 · edgar.xml · derivative · entry 5

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432

Underlying: Common Stock · 1,432 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:54 UTC
Chalkan LisaEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 4,298 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000060 · edgar.xml · derivative · entry 3

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,865

Underlying: Common Stock · 4,298 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:50 UTC
Spero Vincent AEVP & Chief Lending Officer
GrantRestricted Stock Units · Derivative 2,080 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000058 · edgar.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Common Stock · 2,080 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:50 UTC
Spero Vincent AEVP & Chief Lending Officer
GrantRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000058 · edgar.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,182

Underlying: Common Stock · 1,415 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:50 UTC
Spero Vincent AEVP & Chief Lending Officer
GrantRestricted Stock Units · Derivative 6,241 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000058 · edgar.xml · derivative · entry 4

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404

Underlying: Common Stock · 6,241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:47 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 2,228 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000056 · edgar.xml · derivative · entry 2

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

Underlying: Common Stock · 2,228 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F4 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F4 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:47 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 6,686 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000056 · edgar.xml · derivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,686

Underlying: Common Stock · 6,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:44 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Unit · Derivative 10,614 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000054 · edgar.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,614

Underlying: Common Stock · 10,614 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:44 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Unit · Derivative 10,614 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000054 · edgar.xml · derivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,069

Underlying: Common Stock · 10,614 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2018 Filed Mar 22, 2018 20:43 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,708 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000052 · edgar.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,708

Underlying: Common Stock · 6,708 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2018 Filed Mar 22, 2018 20:43 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,708 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000052 · edgar.xml · derivative · entry 4

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036

Underlying: Common Stock · 6,708 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2018 Filed Mar 22, 2018 20:41 UTC
Waser Eric H.EVP, Head of Comm Banking
GrantRestricted Stock Units · Derivative 2,228 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000050 · edgar.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

Underlying: Common Stock · 2,228 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2018 Filed Mar 22, 2018 20:41 UTC
Waser Eric H.EVP, Head of Comm Banking
GrantRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000050 · edgar.xml · derivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,808

Underlying: Common Stock · 5,393 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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March 20, 2018 Filed Mar 22, 2018 20:41 UTC
Waser Eric H.EVP, Head of Comm Banking
GrantRestricted Stock Units · Derivative 6,686 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000050 · edgar.xml · derivative · entry 4

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,234

Underlying: Common Stock · 6,686 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2018 Filed Mar 22, 2018 20:40 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GrantRestricted Stock Units · Derivative 14,010 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000048 · edgar.xml · derivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,010

Underlying: Common Stock · 14,010 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2018 Filed Mar 22, 2018 20:40 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GrantRestricted Stock Units · Derivative 14,010 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000048 · edgar.xml · derivative · entry 5

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,875

Underlying: Common Stock · 14,010 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.