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NYSE · USD

PFSI

PennyMac Financial Services, Inc.

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Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 20, 2025 00:11 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005685 · form4.xml · nonDerivative · entry 1

Chandra Sunil · CIK 0002035079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,260

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 713 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 18:52 UTC
Follette JamesChief Digital Officer
GrantNonstatutory Stock Option (Right to Buy) · Derivative 8,770 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005659 · form4.xml · derivative · entry 2

Follette James · CIK 0001912289 · Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,770

Underlying: Common Stock · 8,770 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 8,770 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

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February 14, 2025 Filed Feb 19, 2025 18:52 UTC
Follette JamesChief Digital Officer
GrantCommon Stock 3,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005659 · form4.xml · nonDerivative · entry 1

Follette James · CIK 0001912289 · Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,228

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 13,236 restricted stock units and 992 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:27 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005711 · form4.xml · nonDerivative · entry 1

Tozer Theodore W · CIK 0001712649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,035

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 21,634 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:16 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005696 · form4.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,997

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 26,596 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:57 UTC
Hendry Gregory LMD, Chief Accounting Officer
GrantNonstatutory Stock Option (Right to Buy) · Derivative 626 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005663 · form4.xml · derivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626

Underlying: Common Stock · 626 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:57 UTC
Hendry Gregory LMD, Chief Accounting Officer
GrantCommon Stock 736 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005663 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,776

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 1,508 restricted stock units and 47,268 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:19 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005701 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,401

F1 · shares: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:18 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005698 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,559

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 100,158 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:04 UTC
STARK DEREKChief Legal Officer
GrantNonstatutory Stock Option (Right to Buy) · Derivative 7,204 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005671 · form4.xml · derivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,204

Underlying: Common Stock · 7,204 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 7,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:04 UTC
STARK DEREKChief Legal Officer
GrantCommon Stock 2,825 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005671 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,909

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 9,909 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:02 UTC
SPECTOR DAVIDDirector · Chairman & CEO
GrantNonstatutory Stock Option (Right to Buy) · Derivative 45,419 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005668 · form4.xml · derivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,419

Underlying: Common Stock · 45,419 shares

Expires 2035-02-13

F3 · derivative.exercise_price: This nonstatutory stock option to purchase 45,419 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date,

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:02 UTC
SPECTOR DAVIDDirector · Chairman & CEO
GrantCommon Stock 17,811 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005668 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652,423

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 62,393 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 18:41 UTC
Jones DougDirector · Director, President & CMBO
GrantNonstatutory Stock Option (Right to Buy) · Derivative 21,456 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005646 · form4.xml · derivative · entry 4

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,456

Underlying: Common Stock · 21,456 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 21,456 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 18:41 UTC
Jones DougDirector · Director, President & CMBO
GrantCommon Stock 8,414 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005646 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,306

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 32,306 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 18:38 UTC
Bailey Steven RichardChief Servicing Officer
GrantNonstatutory Stock Option (Right to Buy) · Derivative 4,385 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005641 · form4.xml · derivative · entry 2

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,385

Underlying: Common Stock · 4,385 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 4,385 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 18:38 UTC
Bailey Steven RichardChief Servicing Officer
GrantCommon Stock 1,719 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005641 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,389

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 8,181 restricted stock units and 8,208 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:21 UTC
NANJI FARHADDirector
GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005703 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,511

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 181,110 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:59 UTC
Perotti Daniel StanleyChief Financial Officer
GrantNonstatutory Stock Option (Right to Buy) · Derivative 12,529 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005665 · form4.xml · derivative · entry 3

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,529

Underlying: Common Stock · 12,529 shares

Expires 2035-02-13

F5 · derivative.exercise_date: This nonstatutory stock option to purchase 12,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:59 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 10,500 $101.49 $1,065,645.00
Disclosure

SEC source: 0001127602-25-005665 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 214,997

F3 · kind: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024.

F4 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $101.08 to $102.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:59 UTC
Perotti Daniel StanleyChief Financial Officer
GrantCommon Stock 4,913 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005665 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,414

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 17,462 restricted stock units and 24,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:25 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005708 · form4.xml · nonDerivative · entry 1

Shalett Lisa M · CIK 0001828587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,142

F1 · shares: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 7,741 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:23 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005706 · form4.xml · nonDerivative · entry 1

Perlowitz Jeffrey A. · CIK 0001768320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,007

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 14,606 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:07 UTC
White Donald J.Chief Risk Officer
GrantNonstatutory Stock Option (Right to Buy) · Derivative 1,409 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005678 · form4.xml · derivative · entry 2

White Donald J. · CIK 0001912290 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 1,409 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 1,409 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:07 UTC
White Donald J.Chief Risk Officer
GrantCommon Stock 552 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005678 · form4.xml · nonDerivative · entry 1

White Donald J. · CIK 0001912290 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,637

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 2,795 restricted stock units and 8,852 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 00:14 UTC GrantCommon Stock 292 $101.41 $29,611.72
Disclosure

SEC source: 0001127602-25-003473 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,012

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 100,158 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 00:16 UTC
NANJI FARHADDirector
GrantCommon Stock 273 $101.41 $27,684.93
Disclosure

SEC source: 0001127602-25-003475 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,964

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 181,110 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 22:55 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 736 $99.87 $73,504.32
Disclosure

SEC source: 0001127602-25-001077 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 165,604

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $99.80 to $99.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 22:55 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 4,264 $99.30 $423,415.20
Disclosure

SEC source: 0001127602-25-001077 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 166,340

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $98.64 to $99.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 22:42 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000118 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,720

F1 · shares: Represents a bona fide gift of shares.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 99,866 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 16:52 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 7,882 $103.16 $813,107.12
Disclosure

SEC source: 0001127602-24-030117 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 450,000

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $102.67 to $103.54. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 23,229 $0.00 Strike: $17.52 $0.00
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · derivative · entry 9

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,229 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.underlying_shares: This nonstatutory stock option to purchase 23,229 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 21,044 $101.71 $2,140,385.24
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · nonDerivative · entry 7

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 457,882

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $101.50 to $102.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 23,229 $101.51 $2,357,975.79
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · nonDerivative · entry 6

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,892

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $101.50 to $102.08. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 23,892 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionCommon Stock 23,229 $17.52 $406,972.08
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · nonDerivative · entry 5

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: The reported amount consists of 23,892 restricted stock units and 23,229 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 24, 2024 Filed Dec 27, 2024 16:42 UTC GiftCommon Stock 219,760 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-030111 · form4.xml · nonDerivative · entry 1

JACOBSON JONATHON S · CIK 0001080168 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Highline Investments LLC

Disclosed balance after: 0

F1 · kind: These shares were transferred from Highline Investments LLC through certain intermediary vehicles, each wholly-owned by the Reporting Person, as part of a transaction in which the Reporting Person gifted these shares to his private charitable foundation. The Reporting Person has no "pecuniary interest" as such term is defined in Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended, in any shares held by such private foundation.

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December 20, 2024 Filed Dec 24, 2024 01:31 UTC GrantCommon Stock 274 $108.16 $29,635.84
Disclosure

SEC source: 0001127602-24-029996 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,720

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 103,866 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2024 Filed Dec 24, 2024 01:37 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 61,120 $0.00 Strike: $17.52 $0.00
Disclosure

SEC source: 0001127602-24-030002 · form4.xml · derivative · entry 5

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,120 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 61,120 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.

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December 20, 2024 Filed Dec 24, 2024 01:37 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 4,349 $102.10 $444,032.90
Disclosure

SEC source: 0001127602-24-030002 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,612

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $102.01 to $102.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2024 Filed Dec 24, 2024 01:37 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 56,771 $101.69 $5,773,042.99
Disclosure

SEC source: 0001127602-24-030002 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638,961

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $101.01 to $102.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 20, 2024 Filed Dec 24, 2024 01:37 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Exercise / conversionCommon Stock 61,120 $17.52 $1,070,822.40
Disclosure

SEC source: 0001127602-24-030002 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 44,582 restricted stock units and 651,150 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2024 Filed Dec 24, 2024 01:33 UTC
NANJI FARHADDirector
GrantCommon Stock 256 $108.16 $27,688.96
Disclosure

SEC source: 0001127602-24-030000 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,691

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 180,837 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2024 Filed Dec 24, 2024 01:41 UTC
Perotti Daniel StanleyChief Financial Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 16,481 $0.00 Strike: $17.52 $0.00
Disclosure

SEC source: 0001127602-24-030004 · form4.xml · derivative · entry 5

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,481 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 16,481 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

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December 20, 2024 Filed Dec 24, 2024 01:41 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 100 $101.99 $10,199.00
Disclosure

SEC source: 0001127602-24-030004 · form4.xml · nonDerivative · entry 3

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,501

F3 · balance_after: The reported amount consists of 12,549 restricted stock units and 24,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2024 Filed Dec 24, 2024 01:41 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 16,381 $101.56 $1,663,654.36
Disclosure

SEC source: 0001127602-24-030004 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,601

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $100.97 to $101.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 20, 2024 Filed Dec 24, 2024 01:41 UTC
Perotti Daniel StanleyChief Financial Officer
Exercise / conversionCommon Stock 16,481 $17.52 $288,747.12
Disclosure

SEC source: 0001127602-24-030004 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 12,549 restricted stock units and 41,433 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 600 $0.00 Strike: $17.52 $0.00
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · derivative · entry 8

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,229

Underlying: Common Stock · 600 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.underlying_shares: This nonstatutory stock option to purchase 600 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

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December 20, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 1,074 $102.03 $109,580.22
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · nonDerivative · entry 4

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 478,926

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $102.02 to $102.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 20, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 600 $102.04 $61,224.00
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · nonDerivative · entry 3

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,892

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $102.02 to $102.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 20, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionCommon Stock 600 $17.52 $10,512.00
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reported amount consists of 23,892 restricted stock units and 600 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.