person · Reporting owner
Perotti Daniel Stanley
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Deputy CFO | February 20, 2018 | February 21, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Financial Officer | May 15, 2026 | May 18, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Financial Officer | March 12, 2026 | March 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date February 20, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 5,442 |
Reported balance
After 2018-02-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-20 · Exercise / conversion · Acquired 5,442 · Balance 5,442 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 0 |
Reported balance
After 2018-02-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-02-20 · Sale · Disposed 5,442 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 5,442 |
Reported balance
After 2018-02-20 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-02-20 · Exercise / conversion · Acquired 5,442 · Balance 5,442 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 0 |
Reported balance
After 2018-02-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-02-20 · Sale · Disposed 5,442 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 5,441 |
Reported balance
After 2018-02-20 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-02-20 · Exercise / conversion · Acquired 5,441 · Balance 5,441 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 0 |
Reported balance
After 2018-02-20 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-02-20 · Sale · Disposed 5,441 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Perotti Family Trust | 304,738 |
Reported balance
After 2018-02-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-20 · Exercise / conversion · Disposed 5,442 · Balance 304,738 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Perotti Family Trust | 299,296 |
Reported balance
After 2018-02-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-02-20 · Exercise / conversion · Disposed 5,442 · Balance 299,296 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Perotti Family Trust | 293,855 |
Reported balance
After 2018-02-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-02-20 · Exercise / conversion · Disposed 5,441 · Balance 293,855 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. |
| Class A Common StockSEC Table I · non-derivative | Direct | 11,405 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 11,405 F5: The reported amount consists of 9,002 restricted stock units and 2,403 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 2,523 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 2,523 F6: This nonstatutory stock option to purchase 2,523 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 16,881 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 16,881 F7: This nonstatutory stock option to purchase 16,881 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 16,481 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 16,481 F8: This nonstatutory stock option to purchase 16,481 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 16,615 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 16,615 F9: This nonstatutory stock option to purchase 16,615 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 22,506 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 22,506 F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC.
F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 9,002 restricted stock units and 2,403 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: This nonstatutory stock option to purchase 2,523 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 16,881 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 16,481 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F9: This nonstatutory stock option to purchase 16,615 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 210,625 |
Reported balance
After 2026-05-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-15 · Sale · Disposed 2,925 · Balance 210,625 F1: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 15,701 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,701 F2: The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025.
F2: The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 53,277 |
Reported balance
After 2026-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-12 · Tax withholding · Disposed 2,658 · Balance 53,277 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 34,372 restricted share units and 18,905 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 99,654 |
Reported balance
Holding disclosure · report date 2026-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 99,654 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 34,372 restricted share units and 18,905 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 18, 2026 18:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,925 | $87.50 | $255,937.50 |
DisclosureSEC source: 0001745916-26-000129 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 210,625 F1 · shares: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:40 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 2,658 | $11.89 | $31,603.62 |
DisclosureSEC source: 0001464423-26-000064 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,277 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 34,372 restricted share units and 18,905 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 23:47 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 2,929 | $12.26 | $35,909.54 |
DisclosureSEC source: 0001464423-26-000054 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,935 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 39,595 restricted share units and 16,340 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 23:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 849 | $91.93 | $78,048.57 |
DisclosureSEC source: 0001745916-26-000094 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,701 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2026 Filed Feb 27, 2026 01:30 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,908 | $12.15 | $23,182.20 |
DisclosureSEC source: 0001464423-26-000043 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,864 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 45,351 restricted share units and 13,513 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2026 Filed Feb 27, 2026 01:12 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 616 | $90.33 | $55,643.28 |
DisclosureSEC source: 0001745916-26-000086 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,550 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 12,077 restricted stock units and 4,473 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 5,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · derivative · entry 14 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 5,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 5,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · derivative · entry 13 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,142 Underlying: Common Shares of Beneficial Interest · 5,142 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 5,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · derivative · entry 12 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 5,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F2 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F2 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 5,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · derivative · entry 11 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,053 Underlying: Common Shares of Beneficial Interest · 5,053 shares Expires not disclosed F2 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F2 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F2 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 5,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · derivative · entry 10 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 5,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 5,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · derivative · entry 9 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,569 Underlying: Common Shares of Beneficial Interest · 5,569 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 18,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · nonDerivative · entry 7 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,772 F5 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of common stock upon vesting. F6 · balance_after: The reported amount consists of 50,666 restricted share units and 10,106 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,845 | $12.29 | $22,675.05 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · nonDerivative · entry 6 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,254 F4 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,814 | $12.29 | $22,294.06 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · nonDerivative · entry 5 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,099 F4 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,999 | $12.29 | $24,567.71 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · nonDerivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,913 F4 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 5,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted on February 24, 2025 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2025, 2026 and 2027. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 5,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This performance-based restricted share unit (PSU) award was granted on March 12, 2024 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2024, 2025 and 2026. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 23, 2026 Filed Feb 26, 2026 00:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 5,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001464423-26-000022 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on February 23, 2026 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2025 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2025 through December 31, 2025 resulting in a payout of 79.2%. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 3,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000066 · form4.xml · derivative · entry 5 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 3,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000066 · form4.xml · derivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,805 Underlying: Common Stock · 3,805 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,366 | $94.33 | $128,854.78 |
DisclosureSEC source: 0001745916-26-000066 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,166 F2 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F3 · balance_after: The reported amount consists of 13,792 restricted stock units and 3,374 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 3,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000066 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 00:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,925 | $93.30 | $272,902.50 |
DisclosureSEC source: 0001745916-26-000046 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 213,550 Read SEC document |
| February 14, 2026 Filed Feb 19, 2026 00:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantDeferred Unit · Derivative | 71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000046 · form4.xml · derivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71 Underlying: Common Stock · 71 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Deferred Units represents a right to receive one share of Common Stock. F5 · derivative.exercise_date: The Deferred Units become payable upon the Reporting Person's termination of employment with the Company. F5 · derivative.expiration_date: The Deferred Units become payable upon the Reporting Person's termination of employment with the Company. Read SEC document |
| February 14, 2026 Filed Feb 19, 2026 00:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Disposition to issuerCommon Stock | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000046 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,727 F2 · price: Upon the partial vesting of restricted stock units granted to the Reporting Person February 14, 2025, the Reporting Person deferred the receipt of 71 shares of Common Stock and received instead 71 shares of Deferred Units pursuant to the Company's Executive Deferred Compensation Plan. As a result, the Reporting Person is reporting the disposition of 71 shares of Common Stock in exchange for an equal number of shares of Deferred Units. F3 · balance_after: The reported amount consists of 13,792 restricted stock units and 935 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 14, 2026 Filed Feb 19, 2026 00:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 631 | $92.01 | $58,058.31 |
DisclosureSEC source: 0001745916-26-000046 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,798 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 13,881 | $0.00 Strike: $91.49 | $0.00 |
DisclosureSEC source: 0001745916-26-000040 · form4.xml · derivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,881 Underlying: Common Stock · 13,881 shares Expires 2036-02-11 F3 · derivative.exercise_date: This nonstatutory stock option to purchase 13,881 shares of Common Stock of Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 5,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000040 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,429 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 15,429 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 22:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,525 | $126.98 | $447,604.50 |
DisclosureSEC source: 0001745916-25-000031 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 216,475 F1 · shares: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 22:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,250 | $126.46 | $663,915.00 |
DisclosureSEC source: 0001745916-25-000031 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 220,000 F1 · shares: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025. F2 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $125.76 to $126.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 14,159 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · derivative · entry 11 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,159 shares Expires 2027-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.underlying_shares: This nonstatutory stock option to purchase 14,159 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 11,852 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · derivative · entry 10 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,852 shares Expires 2026-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.underlying_shares: This nonstatutory stock option to purchase 11,852 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,320 | $132.21 | $174,517.20 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 8 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,964 F8 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $132.09 to $132.62 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F9 · balance_after: The reported amount consists of 9,964 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,859 | $131.41 | $244,291.19 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 7 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,284 F7 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $131.06 to $132.01 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,980 | $130.60 | $1,433,988.00 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 6 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,143 F6 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $130.05 to $131.02 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 14,159 | $18.05 | $255,569.95 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 5 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: The reported amount consists of 9,964 restricted stock units and 14,159 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,959 | $133.46 | $261,448.14 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,964 F4 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $133.32 to $133.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,072 | $132.93 | $541,290.96 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,923 F3 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $132.32 to $133.28. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,821 | $130.76 | $761,153.96 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,995 F2 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $130.30 to $132.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 01:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 11,852 | $11.28 | $133,690.56 |
DisclosureSEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 9,964 restricted stock units and 11,852 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 8,347 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · derivative · entry 13 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,159 Underlying: Common Stock · 8,347 shares Expires 2027-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.underlying_shares: This nonstatutory stock option to purchase 8,347 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 4,763 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · derivative · entry 12 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,852 Underlying: Common Stock · 4,763 shares Expires 2026-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.underlying_shares: This nonstatutory stock option to purchase 4,763 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 304 | $133.99 | $40,732.96 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · nonDerivative · entry 10 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,964 F10 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $133.992 to $134.00 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F11 · balance_after: The reported amount consists of 9,964 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,195 | $132.38 | $158,194.10 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · nonDerivative · entry 9 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,268 F9 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $132.13 to $132.652 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 379 | $131.54 | $49,853.66 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · nonDerivative · entry 8 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,463 F8 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $131.04 to $131.882 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,469 | $130.19 | $842,199.11 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · nonDerivative · entry 7 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,842 F7 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 8,347 | $18.05 | $150,663.35 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · nonDerivative · entry 6 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · balance_after: The reported amount consists of 9,964 restricted stock units and 8,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 141 | $133.99 | $18,892.59 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · nonDerivative · entry 5 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,964 F5 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $133.996 to $134.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 23:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 41 | $132.91 | $5,449.31 |
DisclosureSEC source: 0001745916-25-000010 · form4.xml · nonDerivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,105 F4 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $132.47 to $133.363. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.