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person · Reporting owner

Hendry Gregory L

Disclosed activity across 3 companies

Tapewire entity
900
SEC CIK
0001486334

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PNMAC Holdings, Inc.PFSI · Entity 162615MD, Chief Accounting OfficerApril 02, 2018April 04, 2018
PennyMac Financial Services, Inc.PFSI · Entity 4100MD, Chief Accounting OfficerJuly 01, 2026July 02, 2026
PennyMac Mortgage Investment TrustPMT · Entity 899Chief Accounting OfficerOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNMAC Holdings, Inc.

Report date April 02, 2018 · Filed April 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect11,182 Reported balance After 2018-04-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-04-02 · Exercise / conversion · Acquired 3,090 · Balance 11,182

F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.

F2: The reported amount consists of 3,057 restricted stock units and 8,125 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

Class A Common StockSEC Table I · non-derivativeDirect9,885 Reported balance After 2018-04-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-04-03 · Sale · Disposed 1,297 · Balance 9,885

F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.

F4: The price reported is the weighted average price of multiple transactions ranging from $22.25 to $22.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.

F5: The reported amount consists of 3,057 restricted stock units and 6,828 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,090 Reported balance After 2018-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-04-02 · Grant · Acquired 3,090 · Balance 3,090

F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.

Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-04-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-04-02 · Exercise / conversion · Disposed 3,090 · Balance 0

F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.

Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible securityDirect27,394 Reported balance Holding disclosure · report date 2018-04-02 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 27,394

F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12Direct2,018 Reported balance Holding disclosure · report date 2018-04-02 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,018

F7: This nonstatutory stock option to purchase 2,018 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25Direct3,077 Reported balance Holding disclosure · report date 2018-04-02 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 3,077

F8: This nonstatutory stock option to purchase 3,077 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02Direct3,032 Reported balance Holding disclosure · report date 2018-04-02 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 3,032

F9: This nonstatutory stock option to purchase 3,032 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06Direct3,530 Reported balance Holding disclosure · report date 2018-04-02 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 3,530

F10: This nonstatutory stock option to purchase 3,530 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05Direct2,943 Reported balance Holding disclosure · report date 2018-04-02 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 2,943

F11: This nonstatutory stock option to purchase 2,943 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08Direct2,177 Reported balance Holding disclosure · report date 2018-04-02 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 2,177

F12: This nonstatutory stock option to purchase 2,177 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

Filing footnotes · ownership attribution and instrument terms

F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.

F2: The reported amount consists of 3,057 restricted stock units and 8,125 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.

F4: The price reported is the weighted average price of multiple transactions ranging from $22.25 to $22.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.

F5: The reported amount consists of 3,057 restricted stock units and 6,828 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.

F7: This nonstatutory stock option to purchase 2,018 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

F8: This nonstatutory stock option to purchase 3,077 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

F9: This nonstatutory stock option to purchase 3,032 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

F10: This nonstatutory stock option to purchase 3,530 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

F11: This nonstatutory stock option to purchase 2,943 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

F12: This nonstatutory stock option to purchase 2,177 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

PennyMac Financial Services, Inc.

Report date July 01, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,145 Reported balance After 2026-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 2,177 · Balance 51,145

Common StockSEC Table I · non-derivativeDirect48,968 Reported balance After 2026-07-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-01 · Sale · Disposed 2,177 · Balance 48,968

F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

F2: The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08Direct0 Reported balance After 2026-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-01 · Exercise / conversion · Disposed 2,177 · Balance 0

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2033-02-23Direct1,028 Reported balance Holding disclosure · report date 2026-07-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,028

F3: This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.93 · Expires 2034-02-28Direct735 Reported balance Holding disclosure · report date 2026-07-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 735

F4: This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $101.76 · Expires 2035-02-13Direct626 Reported balance Holding disclosure · report date 2026-07-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 626

F5: This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.49 · Expires 2036-02-11Direct798 Reported balance Holding disclosure · report date 2026-07-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 798

F6: This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

F2: The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

F3: This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.

F4: This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date.

F5: This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

F6: This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

PennyMac Mortgage Investment Trust

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect4,886 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 2,444 · Balance 4,886

F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 22:03 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 SaleCommon Shares of Beneficial Interest 2,444 $7.86 $19,209.84
Disclosure

SEC source: 0001464423-26-000085 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,886

F1 · shares: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 21:29 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 SaleCommon Shares of Beneficial Interest 2,444 $9.27 $22,655.88
Disclosure

SEC source: 0001464423-26-000083 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,330

F1 · shares: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 21:44 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 SaleCommon Shares of Beneficial Interest 2,444 $9.37 $22,900.28
Disclosure

SEC source: 0001464423-26-000081 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,774

F1 · shares: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:28 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 2,177 $0.00 Strike: $24.40 $0.00
Disclosure

SEC source: 0001745916-26-000135 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,177 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:28 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 2,177 $86.89 $189,159.53
Disclosure

SEC source: 0001745916-26-000135 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,968

F1 · shares: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

F2 · balance_after: The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:28 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 2,177 $24.40 $53,118.80
Disclosure

SEC source: 0001745916-26-000135 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 21:23 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 2,943 $0.00 Strike: $18.05 $0.00
Disclosure

SEC source: 0001745916-26-000133 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,943 shares

Expires 2027-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 21:23 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 2,943 $81.71 $240,472.53
Disclosure

SEC source: 0001745916-26-000133 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,968

F1 · shares: The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

F2 · balance_after: The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 21:23 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 2,943 $18.05 $53,121.15
Disclosure

SEC source: 0001745916-26-000133 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 23:16 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 32 $91.93 $2,941.76
Disclosure

SEC source: 0001745916-26-000096 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,968

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2026 Filed Feb 27, 2026 01:07 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 45 $90.33 $4,064.85
Disclosure

SEC source: 0001745916-26-000082 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,000

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 1,002 restricted stock units and 47,998 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 23:33 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000068 · form4.xml · derivative · entry 4

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 23:33 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantPerformance-Based Restricted Stock Units · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000068 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304

Underlying: Common Stock · 304 shares

Expires not disclosed

F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 23:33 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 126 $94.33 $11,885.58
Disclosure

SEC source: 0001745916-26-000068 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,045

F2 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

F3 · balance_after: The reported amount consists of 1,139 restricted stock units and 47,906 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 23:33 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000068 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

Read SEC document
February 14, 2026 Filed Feb 19, 2026 00:51 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 80 $92.01 $7,360.80
Disclosure

SEC source: 0001745916-26-000056 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,867

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 1,139 restricted stock units and 47,867 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:54 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 798 $0.00 Strike: $91.49 $0.00
Disclosure

SEC source: 0001745916-26-000038 · form4.xml · derivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798

Underlying: Common Stock · 798 shares

Expires 2036-02-11

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:54 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 314 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000038 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,947

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 1,383 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 22:36 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 3,530 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001745916-25-000039 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 3,530 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 22:36 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 3,530 $131.64 $464,689.20
Disclosure

SEC source: 0001745916-25-000039 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,633

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $131.61 to $131.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 1,069 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 22:36 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 3,530 $11.28 $39,818.40
Disclosure

SEC source: 0001745916-25-000039 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 1,069 restricted stock units and 51,094 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:33 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 32 $102.09 $3,266.88
Disclosure

SEC source: 0001127602-25-008072 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,633

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 1,069 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:48 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 45 $101.25 $4,556.25
Disclosure

SEC source: 0001127602-25-006681 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,665

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 1,167 restricted stock units and 47,498 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 22:48 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 66 $101.25 $6,682.50
Disclosure

SEC source: 0001127602-25-006681 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,710

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:57 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 626 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005663 · form4.xml · derivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626

Underlying: Common Stock · 626 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:57 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 736 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005663 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,776

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 1,508 restricted stock units and 47,268 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 00:18 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 3,032 $0.00 Strike: $17.52 $0.00
Disclosure

SEC source: 0001127602-24-027857 · form4.xml · derivative · entry 8

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,032 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 00:18 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 3,032 $102.09 $309,546.89
Disclosure

SEC source: 0001127602-24-027857 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,040

F2 · balance_after: The reported amount consists of 772 restricted stock units and 47,268 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 00:18 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 3,032 $17.52 $53,120.64
Disclosure

SEC source: 0001127602-24-027857 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 772 restricted stock units and 50,300 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:59 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 1,261 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008235 · form4.xml · derivative · entry 6

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:59 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantPerformance-Based Restricted Stock Units · Derivative 1,261 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008235 · form4.xml · derivative · entry 5

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:59 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 735 $0.00 Strike: $84.93 $0.00
Disclosure

SEC source: 0001127602-24-008235 · form4.xml · derivative · entry 4

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735

Underlying: Common Stock · 735 shares

Expires 2034-02-28

F4 · derivative.exercise_date: This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:59 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 517 $83.87 $43,360.79
Disclosure

SEC source: 0001127602-24-008235 · form4.xml · nonDerivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,040

F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:59 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 1,261 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008235 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:59 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008235 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,557

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 02:00 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 46 $87.06 $4,004.76
Disclosure

SEC source: 0001127602-24-007499 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,002

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 478 restricted stock units and 46,524 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 02:00 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 66 $87.06 $5,745.96
Disclosure

SEC source: 0001127602-24-007499 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,048

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 615 restricted stock units and 46,433 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 22:31 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 68 $86.77 $5,900.36
Disclosure

SEC source: 0001127602-24-007274 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,114

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 813 restricted stock units and 46,301 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:11 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 3,077 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-23-029509 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,077 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 3,077 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:11 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 3,077 $79.26 $243,875.02
Disclosure

SEC source: 0001127602-23-029509 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,182

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $79.11 to $79.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 1,017 restricted stock units and 46,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:11 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 3,077 $17.26 $53,109.02
Disclosure

SEC source: 0001127602-23-029509 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 1,017 restricted stock units and 49,242 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:11 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 2,018 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001127602-23-011993 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,018 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 2,018 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:11 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 2,018 $57.92 $116,882.56
Disclosure

SEC source: 0001127602-23-011993 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,182

F2 · balance_after: The reported amount consists of 1,017 restricted stock units and 46,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:11 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 2,018 $21.03 $42,438.54
Disclosure

SEC source: 0001127602-23-011993 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 1,017 restricted stock units and 48,183 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting

Read SEC document
February 27, 2023 Filed Mar 2, 2023 02:24 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 263 $60.74 $15,974.62
Disclosure

SEC source: 0001127602-23-008052 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,182

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 1,017 restricted stock units and 46,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2023 Filed Mar 1, 2023 02:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007698 · form4.xml · derivative · entry 6

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

Read SEC document
February 24, 2023 Filed Mar 1, 2023 02:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantPerformance-Based Restricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007698 · form4.xml · derivative · entry 5

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995

Underlying: Common Stock · 2,995 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

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February 24, 2023 Filed Mar 1, 2023 02:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 1,028 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0001127602-23-007698 · form4.xml · derivative · entry 4

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028

Underlying: Common Stock · 1,028 shares

Expires 2033-02-23

F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.

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February 24, 2023 Filed Mar 1, 2023 02:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 1,142 $61.81 $70,587.02
Disclosure

SEC source: 0001127602-23-007698 · form4.xml · nonDerivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,445

F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

F6 · balance_after: The reported amount consists of 1,805 restricted stock units and 45,640 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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February 24, 2023 Filed Mar 1, 2023 02:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007698 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F4 · balance_after: The reported amount consists of 1,805 restricted stock units and 46,782 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.