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person · Reporting owner

MAZZELLA JOSEPH F

Disclosed activity across 2 companies

Tapewire entity
49084
SEC CIK
0001196045

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PNMAC Holdings, Inc.PFSI · Entity 162615DirectorAugust 07, 2018August 07, 2018
PennyMac Financial Services, Inc.PFSI · Entity 4100DirectorMay 07, 2026May 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNMAC Holdings, Inc.

Report date August 07, 2018 · Filed August 07, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect56,649 Reported balance After 2018-08-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-08-07 · Grant · Acquired 1,220 · Balance 56,649

F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2: The reported amount consists of 10,128 restricted stock units and 46,521 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible securityDirect331,052 Reported balance Holding disclosure · report date 2018-08-07 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 331,052

F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement.

F4: N/A

Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible securityIndirectMazzella Family Irrevocable Trust407,031 Reported balance Holding disclosure · report date 2018-08-07 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 407,031

F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement.

F4: N/A

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2: The reported amount consists of 10,128 restricted stock units and 46,521 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement.

F4: N/A

PennyMac Financial Services, Inc.

Report date May 07, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,905 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 359 · Balance 81,905

F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

Common StockSEC Table I · non-derivativeIndirectMazzella Family Irrevocable Trust165,031 Reported balance Holding disclosure · report date 2026-05-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 165,031

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2026 Filed May 7, 2026 22:16 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 359 $93.03 $33,397.77
Disclosure

SEC source: 0001745916-26-000119 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,905

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:28 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 226 $147.37 $33,305.62
Disclosure

SEC source: 0001745916-26-000006 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,546

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 79,999 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 22:17 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001745916-25-000041 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,320

F1 · shares: Represents a bona fide gift of shares.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 79,773 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 23, 2025 Filed Oct 27, 2025 22:15 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 270 $116.57 $31,473.90
Disclosure

SEC source: 0001745916-25-000014 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,320

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 84,773 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 13, 2025 Filed Aug 14, 2025 21:39 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 7,107 $108.16 $768,693.12
Disclosure

SEC source: 0001127602-25-020473 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,050

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $107.68 to $108.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 84,503 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 24, 2025 Filed Jul 28, 2025 22:35 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 294 $100.92 $29,670.48
Disclosure

SEC source: 0001127602-25-019689 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,157

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 91,610 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 02, 2025 Filed May 6, 2025 23:40 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 1,624 $98.72 $160,321.28
Disclosure

SEC source: 0001127602-25-013512 · form4.xml · nonDerivative · entry 3

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,863

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $98.57 to $98.91. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 1,547 restricted stock units and 91,316 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 02, 2025 Filed May 6, 2025 23:40 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 9,376 $98.15 $920,254.40
Disclosure

SEC source: 0001127602-25-013512 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,487

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $97.53 to $98.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 02, 2025 Filed May 6, 2025 23:40 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 304 $97.36 $29,597.44
Disclosure

SEC source: 0001127602-25-013512 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,863

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:18 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005698 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,559

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 100,158 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 00:14 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 292 $101.41 $29,611.72
Disclosure

SEC source: 0001127602-25-003473 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,012

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 100,158 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 22:42 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000118 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,720

F1 · shares: Represents a bona fide gift of shares.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 99,866 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 01:31 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 274 $108.16 $29,635.84
Disclosure

SEC source: 0001127602-24-029996 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,720

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 103,866 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 21:22 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 11,396 $97.92 $1,115,907.72
Disclosure

SEC source: 0001127602-24-022263 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,446

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $97.43 to $97.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $98.00 to $98.615. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 1,854 restricted stock units and 103,592 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 21:34 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 296 $100.12 $29,635.52
Disclosure

SEC source: 0001127602-24-021050 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,842

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 114,988 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 03, 2024 Filed May 6, 2024 22:38 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 16,465 $90.73 $1,493,927.08
Disclosure

SEC source: 0001127602-24-014335 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,546

F1 · price: The price reported is the weighted average price of multiple transactions ranging from 90.35 to $91.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 114,692 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 23:43 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 337 $87.93 $29,632.41
Disclosure

SEC source: 0001127602-24-013684 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,011

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 131,157 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:38 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 1,854 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008273 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,674

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 130,820 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:46 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 342 $86.60 $29,617.20
Disclosure

SEC source: 0001127602-24-003770 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,820

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 128,433 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 22:53 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030415 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,478

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 128,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 18, 2023 Filed Dec 18, 2023 23:11 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 12,000 $88.70 $1,064,340.00
Disclosure

SEC source: 0001127602-23-029884 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 165,031

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $88.16 to $88.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $89.00 to $89.58. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 770 $80.15 $61,715.50
Disclosure

SEC source: 0001127602-23-029495 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,478

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the Second and Third quarters of 2023. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 137,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:26 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 421 $63.03 $26,535.63
Disclosure

SEC source: 0001127602-23-014364 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,708

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 136,321 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2023 Filed Mar 1, 2023 01:23 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007663 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,287

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 135,900 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:25 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 421 $63.09 $26,560.89
Disclosure

SEC source: 0001127602-23-004089 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,900

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 133,361 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 27, 2022 Filed Feb 8, 2023 01:59 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003885 · form5.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,479

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 132,940 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 02:07 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 40,000 $58.67 $2,346,800.00
Disclosure

SEC source: 0001127602-22-027495 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 177,031

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $57.74 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $58.01 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $59.00 to $59.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:07 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 30,000 $57.56 $1,726,800.00
Disclosure

SEC source: 0001127602-22-027495 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,479

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $57.28 to $58.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 2,539 restricted stock units and 142,940 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:27 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 588 $45.16 $26,554.08
Disclosure

SEC source: 0001127602-22-024809 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,479

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 172,940 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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September 15, 2022 Filed Sep 20, 2022 00:20 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 7,000 $54.87 $384,078.80
Disclosure

SEC source: 0001127602-22-022728 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 217,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $54.00 to $54.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F7 · price: The price reported is the weighted average price of multiple transactions ranging from $55.00 to $55.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $55.90 to $56.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

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September 15, 2022 Filed Sep 20, 2022 00:20 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 13,000 $54.87 $713,289.20
Disclosure

SEC source: 0001127602-22-022728 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,891

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.00 to $54.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $55.00 to $55.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $55.90 to $56.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 2,539 restricted stock units and 172,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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August 15, 2022 Filed Aug 18, 2022 01:53 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 7,000 $58.50 $409,465.70
Disclosure

SEC source: 0001127602-22-021261 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 224,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $57.58 to $59.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

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August 15, 2022 Filed Aug 18, 2022 01:53 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 13,000 $58.50 $760,436.30
Disclosure

SEC source: 0001127602-22-021261 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,891

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $57.58 to $59.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 2,539 restricted stock units and 185,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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August 04, 2022 Filed Aug 5, 2022 21:20 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 560 $47.38 $26,532.80
Disclosure

SEC source: 0001127602-22-020608 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,891

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 198,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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July 20, 2022 Filed Jul 21, 2022 23:05 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 6,303 $50.29 $316,952.03
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 4

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 106,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

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July 20, 2022 Filed Jul 21, 2022 23:05 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 11,705 $50.29 $588,596.46
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 3

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,331

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · balance_after: The reported amount consists of 2,539 restricted stock units and 322,792 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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July 19, 2022 Filed Jul 21, 2022 23:05 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 7,697 $50.10 $385,611.23
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 112,334

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

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July 19, 2022 Filed Jul 21, 2022 23:05 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 14,295 $50.10 $716,163.78
Disclosure

SEC source: 0001127602-22-019613 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,036

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 334,497 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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May 26, 2022 Filed May 31, 2022 23:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 7,000 $50.12 $350,858.90
Disclosure

SEC source: 0001127602-22-016070 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 120,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $50.00 to $50.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

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May 26, 2022 Filed May 31, 2022 23:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 13,000 $50.12 $651,595.10
Disclosure

SEC source: 0001127602-22-016070 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,331

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $50.00 to $50.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 2,539 restricted stock units and 348,792 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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May 09, 2022 Filed May 11, 2022 21:50 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 556 $47.71 $26,526.76
Disclosure

SEC source: 0001127602-22-014184 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,331

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2022. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,539 restricted stock units and 361,792 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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February 23, 2022 Filed Feb 26, 2022 01:34 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 2,539 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006902 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,775

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 4,663 restricted stock units and 359,112 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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February 11, 2022 Filed Feb 16, 2022 01:22 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 1,752 $61.46 $107,684.23
Disclosure

SEC source: 0001127602-22-005190 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 127,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $61.42 to $61.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

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February 11, 2022 Filed Feb 16, 2022 01:22 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 23,248 $60.74 $1,412,030.05
Disclosure

SEC source: 0001127602-22-005190 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 128,783

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $60.4200 to $61.4150. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

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February 07, 2022 Filed Feb 10, 2022 00:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 381 $69.56 $26,502.36
Disclosure

SEC source: 0001127602-22-004064 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,236

F3 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2021. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F4 · balance_after: The reported amount consists of 2,124 restricted stock units and 359,112 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 20, 2021 Filed Feb 10, 2022 00:58 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004064 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,855

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 2,124 restricted stock units and 358,731 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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November 08, 2021 Filed Nov 10, 2021 22:53 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 372 $67.03 $24,935.16
Disclosure

SEC source: 0001127602-21-028847 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,855

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2021. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 3,449 restricted stock units and 363,406 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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August 09, 2021 Filed Aug 11, 2021 22:50 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 421 $58.89 $24,792.69
Disclosure

SEC source: 0001127602-21-023537 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,483

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2021. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 3,449 restricted stock units and 363,034 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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May 10, 2021 Filed May 11, 2021 21:13 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 419 $59.19 $24,800.61
Disclosure

SEC source: 0001127602-21-016261 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,062

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2021. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 3,449 restricted stock units and 362,613 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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February 25, 2021 Filed Mar 1, 2021 23:15 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 2,124 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008494 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,643

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 6,360 restricted stock units and 359,283 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.