Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | Director | May 07, 2025 | May 15, 2025 |
| CION Ares Diversified Credit FundCADXX · Entity 31546 | Director | November 04, 2020 | November 16, 2020 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director | February 11, 2026 | February 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date May 07, 2025 · Filed May 15, 2025
This filing explicitly reported no securities owned.
CION Ares Diversified Credit Fund
Report date November 04, 2020 · Filed November 16, 2020
This filing explicitly reported no securities owned.
PennyMac Financial Services, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,302 |
Reported balance
After 2026-02-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 2,295 · Balance 20,302 F1: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2: The reported amount consists of 3,842 restricted stock units and 16,460 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.
F2: The reported amount consists of 3,842 restricted stock units and 16,460 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2026 Filed Feb 13, 2026 23:47 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001745916-26-000026 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,302 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 3,842 restricted stock units and 16,460 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-005706 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,007 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 3,401 restricted stock units and 14,606 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:45 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008280 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,460 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 14,606 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 01:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007669 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,606 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 12,219 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 01:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006908 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,219 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 4,663 restricted stock units and 7,556 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 23:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008503 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,680 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 5,035 restricted stock units and 4,645 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 02:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008247 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,556 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 7,361 restricted stock units and 195 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 14:51 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011715 · form4.xml · nonDerivative · entry 1 Perlowitz Jeffrey A. · CIK 0001768320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,645 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 4,645 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.