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NYSE · USD

PFSI

PennyMac Financial Services, Inc.

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Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2026 Filed Feb 17, 2026 23:43 UTC
SPECTOR DAVIDDirector · Chairman & CEO
GrantCommon Stock 19,810 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000030 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,669

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of the grant, are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 18:47 UTC
Jones DougDirector · Director, President & CMBO
GrantNonstatutory Stock Option (Right to Buy) · Derivative 23,771 $0.00 Strike: $91.49 $0.00
Disclosure

SEC source: 0001745916-26-000032 · form4.xml · derivative · entry 4

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,771

Underlying: Common Stock · 23,771 shares

Expires 2036-02-11

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 23,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029 subject to the Reporting Person's continued services through each date.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 18:47 UTC
Jones DougDirector · Director, President & CMBO
GrantCommon Stock 9,358 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000032 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,414

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 28,414 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:57 UTC
Perotti Daniel StanleyChief Financial Officer
GrantNonstatutory Stock Option (Right to Buy) · Derivative 13,881 $0.00 Strike: $91.49 $0.00
Disclosure

SEC source: 0001745916-26-000040 · form4.xml · derivative · entry 3

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,881

Underlying: Common Stock · 13,881 shares

Expires 2036-02-11

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 13,881 shares of Common Stock of Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:57 UTC
Perotti Daniel StanleyChief Financial Officer
GrantCommon Stock 5,465 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000040 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,429

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 15,429 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 20:16 UTC GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000028 · form4.xml · nonDerivative · entry 1

JACOBSON JONATHON S · CIK 0001080168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,579

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,510 restricted stock units and 7,069 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 23:06 UTC GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000010 · form4.xml · nonDerivative · entry 1

Chandra Sunil · CIK 0002035079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,435

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,510 restricted stock units and 925 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 18:32 UTC GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000022 · form4.xml · nonDerivative · entry 1

Tozer Theodore W · CIK 0001712649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,998

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,510 restricted stock units and 23,488 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 18:22 UTC GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000013 · form4.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,960

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 18:24 UTC GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000015 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,510

F1 · shares: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number shares of Common Stock upon vesting.

F2 · balance_after: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 23:26 UTC
NANJI FARHADDirector
GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000017 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,499

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,510 restricted stock units and 183,989 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 23:47 UTC GrantCommon Stock 2,295 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000026 · form4.xml · nonDerivative · entry 1

Perlowitz Jeffrey A. · CIK 0001768320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,302

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,842 restricted stock units and 16,460 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 23:30 UTC GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001745916-26-000020 · form4.xml · nonDerivative · entry 1

Shalett Lisa M · CIK 0001828587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,105

F1 · shares: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 3,510 restricted stock units and 9,595 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:25 UTC GrantCommon Stock 212 $147.37 $31,242.44
Disclosure

SEC source: 0001745916-26-000004 · form4.xml · nonDerivative · entry 1

Chandra Sunil · CIK 0002035079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,472

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 925 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:28 UTC GrantCommon Stock 226 $147.37 $33,305.62
Disclosure

SEC source: 0001745916-26-000006 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,546

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 79,999 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 22:30 UTC
NANJI FARHADDirector
GrantCommon Stock 213 $147.37 $31,389.81
Disclosure

SEC source: 0001745916-26-000008 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,536

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 183,989 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
January 13, 2026 Filed Jan 14, 2026 22:46 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 48 $146.30 $7,022.16
Disclosure

SEC source: 0001745916-26-000002 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 100,604

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2025.

Read SEC document
January 13, 2026 Filed Jan 14, 2026 22:46 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 5,080 $145.54 $739,343.20
Disclosure

SEC source: 0001745916-26-000002 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 100,652

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2025.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $145.13 to $146.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 13, 2026 Filed Jan 14, 2026 22:46 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 4,872 $144.81 $705,514.32
Disclosure

SEC source: 0001745916-26-000002 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 105,732

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2025.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $144.13 to $145.125. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 22:17 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001745916-25-000041 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,320

F1 · shares: Represents a bona fide gift of shares.

F2 · balance_after: The reported amount consists of 1,547 restricted stock units and 79,773 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 22:36 UTC
Hendry Gregory LMD, Chief Accounting Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 3,530 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001745916-25-000039 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 3,530 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 22:36 UTC
Hendry Gregory LMD, Chief Accounting Officer
SaleCommon Stock 3,530 $131.64 $464,689.20
Disclosure

SEC source: 0001745916-25-000039 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,633

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $131.61 to $131.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 1,069 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 22:36 UTC
Hendry Gregory LMD, Chief Accounting Officer
Exercise / conversionCommon Stock 3,530 $11.28 $39,818.40
Disclosure

SEC source: 0001745916-25-000039 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 1,069 restricted stock units and 51,094 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 22:35 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 538 $130.68 $70,305.84
Disclosure

SEC source: 0001745916-25-000037 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 110,604

F1 · shares: The sales reported occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $130.595 to $130.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 22:35 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 2,763 $130.07 $359,383.41
Disclosure

SEC source: 0001745916-25-000037 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 111,142

F1 · shares: The sales reported occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $129.58 to $130.55. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 22:35 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 1,699 $129.10 $219,340.90
Disclosure

SEC source: 0001745916-25-000037 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 113,905

F1 · shares: The sales reported occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $128.58 to $129.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 18:01 UTC
Jones DougDirector · Director, President & CMBO
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001745916-25-000035 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 410,000

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 17:17 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 12,579 $132.82 $1,670,742.78
Disclosure

SEC source: 0001745916-25-000033 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 430,000

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $132.605 to $133.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 17:17 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 7,421 $132.30 $981,798.30
Disclosure

SEC source: 0001745916-25-000033 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 442,579

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $131.605 to $132.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 22:34 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 3,525 $126.98 $447,604.50
Disclosure

SEC source: 0001745916-25-000031 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 216,475

F1 · shares: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 22:34 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 5,250 $126.46 $663,915.00
Disclosure

SEC source: 0001745916-25-000031 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 220,000

F1 · shares: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025.

F2 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $125.76 to $126.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:28 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 196 $129.86 $25,452.56
Disclosure

SEC source: 0001745916-25-000029 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 115,604

F1 · shares: The sales reported occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $129.655 to $130.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:28 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 4,804 $129.24 $620,868.96
Disclosure

SEC source: 0001745916-25-000029 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 115,800

F1 · shares: The sales reported occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $128.57 to $129.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 17:16 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 23,453 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001745916-25-000027 · form4.xml · derivative · entry 5

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,453 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 17:16 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 23,453 $127.56 $2,991,664.68
Disclosure

SEC source: 0001745916-25-000027 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,056

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $126.535 to $127.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $127.54 to $128.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

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November 10, 2025 Filed Nov 12, 2025 17:16 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionCommon Stock 23,453 $11.28 $264,549.84
Disclosure

SEC source: 0001745916-25-000027 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 19,056 restricted stock units and 23,453 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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November 05, 2025 Filed Nov 7, 2025 18:36 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 4,318 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001745916-25-000025 · form4.xml · derivative · entry 5

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,453

Underlying: Common Stock · 4,318 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

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November 05, 2025 Filed Nov 7, 2025 18:36 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 4,318 $126.09 $544,456.62
Disclosure

SEC source: 0001745916-25-000025 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,056

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $126.00 to $126.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

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November 05, 2025 Filed Nov 7, 2025 18:36 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionCommon Stock 4,318 $11.28 $48,707.04
Disclosure

SEC source: 0001745916-25-000025 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 19,056 restricted stock units and 4,318 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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October 29, 2025 Filed Oct 30, 2025 23:29 UTC
SPECTOR DAVIDDirector · Chairman & CEO
OtherCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001745916-25-000023 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,859

F1 · shares: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares.

F2 · balance_after: The reported amount consists of 36,299 restricted stock units and 516,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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October 24, 2025 Filed Oct 28, 2025 21:32 UTC Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 27,771 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001745916-25-000019 · form4.xml · derivative · entry 5

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,771 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

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October 24, 2025 Filed Oct 28, 2025 21:32 UTC SaleCommon Stock 7,227 $130.06 $939,943.62
Disclosure

SEC source: 0001745916-25-000019 · form4.xml · nonDerivative · entry 3

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,547

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $132.75 to $133.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 1,547 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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October 24, 2025 Filed Oct 28, 2025 21:32 UTC SaleCommon Stock 20,544 $132.08 $2,713,451.52
Disclosure

SEC source: 0001745916-25-000019 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,774

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $131.75 to $132.74. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

Read SEC document
October 24, 2025 Filed Oct 28, 2025 21:32 UTC Exercise / conversionCommon Stock 27,771 $11.28 $313,256.88
Disclosure

SEC source: 0001745916-25-000019 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 1,547 restricted stock units and 27,771 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:34 UTC
Perotti Daniel StanleyChief Financial Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 14,159 $0.00 Strike: $18.05 $0.00
Disclosure

SEC source: 0001745916-25-000021 · form4.xml · derivative · entry 11

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,159 shares

Expires 2027-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.underlying_shares: This nonstatutory stock option to purchase 14,159 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

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October 24, 2025 Filed Oct 29, 2025 01:34 UTC
Perotti Daniel StanleyChief Financial Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 11,852 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001745916-25-000021 · form4.xml · derivative · entry 10

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,852 shares

Expires 2026-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.underlying_shares: This nonstatutory stock option to purchase 11,852 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:34 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 1,320 $132.21 $174,517.20
Disclosure

SEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 8

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,964

F8 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $132.09 to $132.62 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F9 · balance_after: The reported amount consists of 9,964 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:34 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 1,859 $131.41 $244,291.19
Disclosure

SEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 7

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,284

F7 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $131.06 to $132.01 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:34 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 10,980 $130.60 $1,433,988.00
Disclosure

SEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 6

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,143

F6 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $130.05 to $131.02 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 01:34 UTC
Perotti Daniel StanleyChief Financial Officer
Exercise / conversionCommon Stock 14,159 $18.05 $255,569.95
Disclosure

SEC source: 0001745916-25-000021 · form4.xml · nonDerivative · entry 5

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: The reported amount consists of 9,964 restricted stock units and 14,159 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.