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NYSE · USD

PFH

PRUDENTIAL FINANCIAL INC

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Tapewire entity
148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Tax withholdingCommon Stock 195 $115.10 $22,444.50
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 2

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Exercise / conversionCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 1

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 3,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · derivative · entry 10

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,890

Underlying: Common Stock · 3,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 2,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · derivative · entry 9

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,986

Underlying: Common Stock · 2,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Exercise / conversion2022 Restricted Stock Units · Derivative 2,226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · derivative · entry 8

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Tax withholdingCommon Stock 1,667 $115.10 $191,871.70
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 6

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,145

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Exercise / conversionCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 5

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Tax withholdingCommon Stock 1,444 $115.10 $166,204.40
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 4

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,368

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Exercise / conversionCommon Stock 2,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 3

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Tax withholdingCommon Stock 1,073 $115.10 $123,502.30
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 2

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,826

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:30 UTC
Feeney CarolineExecutive Vice President
Exercise / conversionCommon Stock 2,226 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007727 · form4.xml · nonDerivative · entry 1

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2024 Restricted Stock Units · Derivative 8,868 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · derivative · entry 11

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,738

Underlying: Common Stock · 8,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2023 Restricted Stock Units · Derivative 8,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · derivative · entry 10

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,393

Underlying: Common Stock · 8,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2022 Restricted Stock Units · Derivative 6,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · derivative · entry 9

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Tax withholdingCommon Stock 4,315 $115.10 $496,656.50
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 6

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,477

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 8,868 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 5

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Tax withholdingCommon Stock 4,083 $115.10 $469,953.30
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 4

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,792

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 8,392 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 3

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Tax withholdingCommon Stock 3,340 $115.10 $384,434.00
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 2

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,483

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 6,869 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 1

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Exercise / conversion2024 Restricted Stock Units · Derivative 665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · derivative · entry 10

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,331

Underlying: Common Stock · 665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Exercise / conversion2023 Restricted Stock Units · Derivative 678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · derivative · entry 9

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Exercise / conversion2022 Restricted Stock Units · Derivative 577 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · derivative · entry 8

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Tax withholdingCommon Stock 225 $115.10 $25,897.50
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 6

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,545

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Exercise / conversionCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 5

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Tax withholdingCommon Stock 229 $115.10 $26,357.90
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 4

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,770

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 3

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Tax withholdingCommon Stock 195 $115.10 $22,444.50
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 2

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,321

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:20 UTC
Axel RobertSVP and Controller
Exercise / conversionCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 2,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · derivative · entry 9

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,356

Underlying: Common Stock · 2,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 2,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · derivative · entry 8

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock · 2,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Exercise / conversion2022 Restricted Stock Units · Derivative 1,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · derivative · entry 7

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Tax withholdingCommon Stock 1,061 $115.10 $122,121.10
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 6

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,007

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Exercise / conversionCommon Stock 2,177 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Tax withholdingCommon Stock 1,081 $115.10 $124,423.10
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,891

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Exercise / conversionCommon Stock 2,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Tax withholdingCommon Stock 837 $115.10 $96,338.70
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,753

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Alziari LucienExecutive Vice President
Exercise / conversionCommon Stock 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 20:37 UTC PurchaseCommon Stock 200 $111.04 $22,208.00
Disclosure

SEC source: 0001127602-25-006347 · form4.xml · nonDerivative · entry 1

Di Sibio Carmine · CIK 0002028185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

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February 10, 2025 Filed Feb 12, 2025 22:39 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversion2022 Performance Shares · Derivative 27,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004451 · form4.xml · derivative · entry 6

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

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February 10, 2025 Filed Feb 12, 2025 22:39 UTC
SULLIVAN ANDREW FExecutive Vice President
Grant2025 Performance Shares · Derivative 33,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004451 · form4.xml · derivative · entry 5

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,456

Underlying: Common Stock · 33,456 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

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February 10, 2025 Filed Feb 12, 2025 22:39 UTC
SULLIVAN ANDREW FExecutive Vice President
Grant2025 Restricted Stock Units · Derivative 11,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004451 · form4.xml · derivative · entry 4

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,152

Underlying: Common Stock · 11,152 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

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February 10, 2025 Filed Feb 12, 2025 22:39 UTC
SULLIVAN ANDREW FExecutive Vice President
Tax withholdingCommon Stock 9,686 $112.09 $1,085,703.74
Disclosure

SEC source: 0001127602-25-004451 · form4.xml · nonDerivative · entry 2

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,605

F2 · shares: Represents shares withheld for the payment of taxes.

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February 10, 2025 Filed Feb 12, 2025 22:39 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversionCommon Stock 22,168 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004451 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

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February 10, 2025 Filed Feb 12, 2025 22:36 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2022 Performance Shares · Derivative 9,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · derivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

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February 10, 2025 Filed Feb 12, 2025 22:36 UTC
SCHMIDT TIMOTHY LSenior Vice President
Grant2025 Performance Shares · Derivative 10,617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · derivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,617

Underlying: Common Stock · 10,617 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

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February 10, 2025 Filed Feb 12, 2025 22:36 UTC
SCHMIDT TIMOTHY LSenior Vice President
Grant2025 Restricted Stock Units · Derivative 4,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · derivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

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February 10, 2025 Filed Feb 12, 2025 22:36 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 2,939 $112.09 $329,432.51
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,108

F2 · shares: Represents shares withheld for the payment of taxes.

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February 10, 2025 Filed Feb 12, 2025 22:36 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 7,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

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February 10, 2025 Filed Feb 12, 2025 22:33 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2022 Performance Shares · Derivative 77,269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004445 · form4.xml · derivative · entry 6

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.