Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | SVP and Controller | March 13, 2025 | March 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date March 13, 2025 · Filed March 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,677 |
Reported balance
After 2025-03-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-13 · Grant · Acquired 20 · Balance 1,677 F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2025 Filed Mar 17, 2025 20:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 20 | $105.04 Strike: $0.00 | $2,100.80 |
DisclosureSEC source: 0001127602-25-009662 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,677 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · derivative · entry 10 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,331 Underlying: Common Stock · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 678 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · derivative · entry 9 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678 Underlying: Common Stock · 678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · derivative · entry 8 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 225 | $115.10 | $25,897.50 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,545 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 229 | $115.10 | $26,357.90 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,770 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 3 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 195 | $115.10 | $22,444.50 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,321 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007720 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:18 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Performance Shares · Derivative | 4,039 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004422 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:18 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Performance Shares · Derivative | 4,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004422 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,372 Underlying: Common Stock · 4,372 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:18 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Restricted Stock Units · Derivative | 1,874 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004422 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,874 Underlying: Common Stock · 1,874 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:18 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,254 | $112.09 | $140,560.86 |
DisclosureSEC source: 0001127602-25-004422 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,939 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:18 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004422 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 17 | $120.61 Strike: $0.00 | $2,050.37 |
DisclosureSEC source: 0001127602-24-029497 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,656 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 20:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 17 | $115.84 Strike: $0.00 | $1,969.28 |
DisclosureSEC source: 0001127602-24-024009 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,639 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 23:00 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 17 | $113.97 Strike: $0.00 | $1,937.49 |
DisclosureSEC source: 0001127602-24-018870 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,621 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 18 | $111.74 Strike: $0.00 | $2,011.32 |
DisclosureSEC source: 0001127602-24-010479 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,603 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 19:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 1,116 | $111.87 | $124,846.92 |
DisclosureSEC source: 0001127602-24-010085 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,901 F2 · balance_after: Following the transactions reported on this Form 4, Mr. Axel continues to hold 7,901 shares directly and 1,336 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 1,585 Deferred Compensation shares, 11,429 vested stock options, 3,929 restricted stock units, and 13,441 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 19:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 5,320 | $111.86 | $595,095.20 |
DisclosureSEC source: 0001127602-24-010085 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,017 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $111.86 to $111.89, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 678 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · derivative · entry 10 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,356 Underlying: Common Stock · 678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · derivative · entry 9 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577 Underlying: Common Stock · 577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · derivative · entry 8 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 229 | $108.99 | $24,958.71 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,082 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 195 | $108.99 | $21,253.05 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,311 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 3 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 290 | $108.99 | $31,607.10 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,506 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Performance Shares · Derivative | 6,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005255 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Performance Shares · Derivative | 4,657 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005255 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,657 Underlying: Common Stock · 4,657 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Restricted Stock Units · Derivative | 1,996 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005255 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,996 Underlying: Common Stock · 1,996 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 2,110 | $105.24 | $222,056.40 |
DisclosureSEC source: 0001127602-24-005255 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,936 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 5,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005255 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 17:14 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 18 | $105.21 Strike: $0.00 | $1,893.78 |
DisclosureSEC source: 0001127602-23-029778 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,585 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 20:31 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 19 | $99.14 Strike: $0.00 | $1,883.66 |
DisclosureSEC source: 0001127602-23-024312 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,567 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 21 | $86.76 Strike: $0.00 | $1,821.96 |
DisclosureSEC source: 0001127602-23-018982 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,547 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 20:29 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 22 | $82.19 Strike: $0.00 | $1,808.18 |
DisclosureSEC source: 0001127602-23-010857 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008322 · form4.xml · derivative · entry 7 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154 Underlying: Common Stock · 577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008322 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common Stock · 860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 219 | $100.00 | $21,900.00 |
DisclosureSEC source: 0001127602-23-008322 · form4.xml · nonDerivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,340 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008322 · form4.xml · nonDerivative · entry 3 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 283 | $100.00 | $28,300.00 |
DisclosureSEC source: 0001127602-23-008322 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,982 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008322 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2020 Performance Share · Derivative | 4,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005547 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Performance Shares · Derivative | 4,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005547 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,745 Underlying: Common Stock · 4,745 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Restricted Stock Units · Derivative | 2,034 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005547 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,034 Underlying: Common Stock · 2,034 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,337 | $103.27 | $138,071.99 |
DisclosureSEC source: 0001127602-23-005547 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,405 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005547 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.