Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Director · Chief Executive Officer · Chairman of the Board | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,559 |
Reported balance
After 2026-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 143 · Balance 12,559 F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 14, 2026 21:41 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 143 | $118.48 Strike: $0.00 | $16,942.64 |
DisclosureSEC source: 0001137774-26-000204 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,559 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 18:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 158 | $106.51 Strike: $0.00 | $16,828.58 |
DisclosureSEC source: 0001137774-26-000140 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,415 Underlying: Common Stock · 158 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 19:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 145 | $92.34 Strike: $0.00 | $13,389.30 |
DisclosureSEC source: 0001137774-26-000082 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,256 Underlying: Common Stock · 145 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 15:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 2,329 | $97.12 Strike: $0.00 | $226,192.48 |
DisclosureSEC source: 0001137774-26-000071 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,111 Underlying: Common Stock · 2,329 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2025 Restricted Stock Units · Derivative | 3,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · derivative · entry 10 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,435 Underlying: Common Stock · 3,717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 3,959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · derivative · entry 9 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,960 Underlying: Common Stock · 3,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 4,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · derivative · entry 8 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,798 | $98.38 | $176,887.24 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 6 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,216 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 5 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,916 | $98.38 | $188,496.08 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 4 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,297 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 3 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,954 | $98.38 | $192,234.52 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,254 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Performance Shares · Derivative | 36,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000042 · form4.xml · derivative · entry 6 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Performance Shares · Derivative | 96,869 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000042 · form4.xml · derivative · entry 5 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,869 Underlying: Common Stock · 96,869 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Restricted Stock Units · Derivative | 32,290 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000042 · form4.xml · derivative · entry 4 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,290 Underlying: Common Stock · 32,290 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 14,964 | $102.20 | $1,529,320.80 |
DisclosureSEC source: 0001137774-26-000042 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,173 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 32,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000042 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 109 | $117.05 Strike: $0.00 | $12,758.45 |
DisclosureSEC source: 0001137774-25-000223 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,781 Underlying: Common Stock · 109 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 118 | $106.99 Strike: $0.00 | $12,624.82 |
DisclosureSEC source: 0001137774-25-000151 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,672 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 23:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 119 | $104.90 Strike: $0.00 | $12,483.10 |
DisclosureSEC source: 0001127602-25-017598 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,554 Underlying: Common Stock · 119 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:11 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 104 | $105.04 Strike: $0.00 | $10,924.16 |
DisclosureSEC source: 0001127602-25-009668 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,434 Underlying: Common Stock · 104 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 17:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 6,000 | $105.98 | $635,880.00 |
DisclosureSEC source: 0001127602-25-009409 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,072 F1 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 27,072 shares directly and 425 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 6,956 vested stock options, 23,106 restricted stock units, 9,330 deferred compensation shares, and 105,402 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 18:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 1,039 | $111.24 Strike: $0.00 | $115,578.36 |
DisclosureSEC source: 0001127602-25-009020 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,330 Underlying: Common Stock · 1,039 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 3,959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · derivative · entry 10 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,919 Underlying: Common Stock · 3,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 4,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · derivative · entry 9 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,035 Underlying: Common Stock · 4,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 3,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · derivative · entry 8 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 2,012 | $115.10 | $231,581.20 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 6 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,072 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 5 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 2,051 | $115.10 | $236,070.10 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 4 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,125 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 3 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,487 | $115.10 | $171,153.70 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,141 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 3,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Performance Shares · Derivative | 27,199 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004451 · form4.xml · derivative · entry 6 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,199 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Performance Shares · Derivative | 33,456 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004451 · form4.xml · derivative · entry 5 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,456 Underlying: Common Stock · 33,456 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Restricted Stock Units · Derivative | 11,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004451 · form4.xml · derivative · entry 4 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,152 Underlying: Common Stock · 11,152 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 9,686 | $112.09 | $1,085,703.74 |
DisclosureSEC source: 0001127602-25-004451 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,605 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 22,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004451 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:50 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 86 | $120.61 Strike: $0.00 | $10,372.46 |
DisclosureSEC source: 0001127602-24-029498 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,290 Underlying: Common Stock · 86 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 20:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative | 24,776 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-24-026975 · form4.xml · derivative · entry 7 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,776 shares Expires 2030-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 20:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative | 2,341 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-24-026975 · form4.xml · derivative · entry 6 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,341 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 20:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 2,817 | $124.68 | $351,223.56 |
DisclosureSEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 4 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,123 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.56 to $124.79 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F3 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 15,123 shares directly and 425 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 6,956 vested stock options, 22,971 restricted stock units, 8,204 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 20:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 22,868 | $124.03 | $2,836,318.04 |
DisclosureSEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 3 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,940 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.45 to $124.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 20:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 24,776 | $95.87 | $2,375,275.12 |
DisclosureSEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 20:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,341 | $93.36 | $218,555.76 |
DisclosureSEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 21:00 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 89 | $115.84 Strike: $0.00 | $10,309.76 |
DisclosureSEC source: 0001127602-24-024010 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,204 Underlying: Common Stock · 89 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 23:02 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 89 | $113.97 Strike: $0.00 | $10,143.33 |
DisclosureSEC source: 0001127602-24-018872 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,114 Underlying: Common Stock · 89 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantDeferred Compensation Shares · Derivative | 79 | $111.74 Strike: $0.00 | $8,827.46 |
DisclosureSEC source: 0001127602-24-010482 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,025 Underlying: Common Stock · 79 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 18:59 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 7,018 | $111.57 | $782,998.26 |
DisclosureSEC source: 0001127602-24-010081 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,691 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.54 to $111.63 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 13,691 shares directly and 412 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 34,073 vested stock options, 22,971 restricted stock units, 7,945 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 18:59 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 667 | $111.57 | $74,417.19 |
DisclosureSEC source: 0001127602-24-010081 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,709 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.