Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | EVP and Vice Chairman | February 28, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,823 |
Reported balance
After 2025-02-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-02-28 · Exercise / conversion · Acquired 6,869 · Balance 242,823 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 239,483 |
Reported balance
After 2025-02-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-02-28 · Tax withholding · Disposed 3,340 · Balance 239,483 F2: Represents shares withheld for the payment of taxes. |
| Common StockSEC Table I · non-derivative | Direct | 247,875 |
Reported balance
After 2025-02-28 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-02-28 · Exercise / conversion · Acquired 8,392 · Balance 247,875 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 243,792 |
Reported balance
After 2025-02-28 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2025-02-28 · Tax withholding · Disposed 4,083 · Balance 243,792 F2: Represents shares withheld for the payment of taxes. |
| Common StockSEC Table I · non-derivative | Direct | 248,345 |
Reported balance
After 2025-02-28 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2025-02-28 · Exercise / conversion · Acquired 8,868 · Balance 248,345 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 239,477 |
Reported balance
After 2025-02-28 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2025-02-28 · Tax withholding · Disposed 4,315 · Balance 239,477 F2: Represents shares withheld for the payment of taxes. |
| 2022 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-02-28 · Exercise / conversion · Disposed 6,869 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,393 |
Reported balance
After 2025-02-28 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-02-28 · Exercise / conversion · Disposed 8,392 · Balance 8,393 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 2024 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,738 |
Reported balance
After 2025-02-28 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-02-28 · Exercise / conversion · Disposed 8,868 · Balance 17,738 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 692 |
Reported balance
Holding disclosure · report date 2025-02-28 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 692 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,580 |
Reported balance
Holding disclosure · report date 2025-02-28 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 3,580 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 8,868 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · derivative · entry 11 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,738 Underlying: Common Stock · 8,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 8,392 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · derivative · entry 10 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,393 Underlying: Common Stock · 8,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 6,869 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · derivative · entry 9 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,315 | $115.10 | $496,656.50 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,477 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 8,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,083 | $115.10 | $469,953.30 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,792 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 8,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 3,340 | $115.10 | $384,434.00 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,483 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 6,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007726 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Performance Shares · Derivative | 61,815 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004430 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Performance Shares · Derivative | 81,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004430 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,631 Underlying: Common Stock · 81,631 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Restricted Stock Units · Derivative | 27,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004430 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,211 Underlying: Common Stock · 27,211 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 24,457 | $112.09 | $2,741,385.13 |
DisclosureSEC source: 0001127602-25-004430 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,954 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 50,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004430 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 20:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2018 Employee Stock Option (Right to Buy) · Derivative | 26,008 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-24-026820 · form4.xml · derivative · entry 8 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,008 shares Expires 2028-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 20:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2017 Employee Stock Option (Right to Buy) · Derivative | 29,445 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-24-026820 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,445 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 20:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 24,587 | $128.26 | $3,153,528.62 |
DisclosureSEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,031 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.25 to $128.39 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 210,031 shares directly and 692 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 20:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 26,008 | $106.89 | $2,779,995.12 |
DisclosureSEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 20:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 28,150 | $128.26 | $3,610,519.00 |
DisclosureSEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,610 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.25 to $128.39 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 20:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 29,445 | $110.45 | $3,252,200.25 |
DisclosureSEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative | 74,325 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-24-015485 · form4.xml · derivative · entry 8 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,325 shares Expires 2030-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative | 66,199 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-24-015485 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,199 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 69,093 | $118.57 | $8,192,357.01 |
DisclosureSEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,315 F1 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 207,315 shares directly and 687 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 55,453 vested stock options, 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 74,325 | $95.87 | $7,125,537.75 |
DisclosureSEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 60,999 | $118.57 | $7,232,651.43 |
DisclosureSEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,083 Read SEC document |
| May 13, 2024 Filed May 15, 2024 20:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 66,199 | $93.36 | $6,180,338.64 |
DisclosureSEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 8,392 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · derivative · entry 11 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,785 Underlying: Common Stock · 8,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 6,868 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · derivative · entry 10 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,869 Underlying: Common Stock · 6,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 9,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · derivative · entry 9 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,082 | $108.99 | $444,897.18 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,883 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 8,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 3,338 | $108.99 | $363,808.62 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,573 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 6,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,482 | $108.99 | $488,493.18 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,043 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 9,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Performance Shares · Derivative | 82,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005257 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Performance Shares · Derivative | 79,818 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005257 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,818 Underlying: Common Stock · 79,818 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Restricted Stock Units · Derivative | 26,606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005257 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,606 Underlying: Common Stock · 26,606 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 38,773 | $105.24 | $4,080,470.52 |
DisclosureSEC source: 0001127602-24-005257 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,314 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 78,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005257 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 6,868 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008323 · form4.xml · derivative · entry 8 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,737 Underlying: Common Stock · 6,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 9,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008323 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,211 Underlying: Common Stock · 9,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 3,338 | $100.00 | $333,800.00 |
DisclosureSEC source: 0001127602-23-008323 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,116 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 6,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008323 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,481 | $100.00 | $448,100.00 |
DisclosureSEC source: 0001127602-23-008323 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,635 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 9,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008323 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2020 Performance Share · Derivative | 41,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005552 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Performance Shares · Derivative | 75,531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005552 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,531 Underlying: Common Stock · 75,531 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Restricted Stock Units · Derivative | 25,177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005552 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,177 Underlying: Common Stock · 25,177 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 17,525 | $103.27 | $1,809,806.75 |
DisclosureSEC source: 0001127602-23-005552 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,243 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.