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Frias Yanela

Disclosed activity across 1 company

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63503
SEC CIK
0002016229

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CompanyLast reported asReport datePublished
PRUDENTIAL FINANCIAL INCPRU · Entity 148EVP and CFOFebruary 28, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRUDENTIAL FINANCIAL INC

Report date February 28, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,794 Ending reported balance After 2026-02-28 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-02-28 · Exercise / conversion · Acquired 678 · Balance 20,867

F1: Represents the vesting of previously awarded restricted stock units.

Row 2 · 2026-02-28 · Tax withholding · Disposed 230 · Balance 20,637

F2: Represents shares withheld for the payment of taxes.

Row 3 · 2026-02-28 · Exercise / conversion · Acquired 950 · Balance 21,587

F1: Represents the vesting of previously awarded restricted stock units.

Row 4 · 2026-02-28 · Tax withholding · Disposed 328 · Balance 21,259

F2: Represents shares withheld for the payment of taxes.

Row 5 · 2026-02-28 · Exercise / conversion · Acquired 2,379 · Balance 23,638

F1: Represents the vesting of previously awarded restricted stock units.

Row 6 · 2026-02-28 · Tax withholding · Disposed 844 · Balance 22,794

F2: Represents shares withheld for the payment of taxes.

2023 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-28 · Exercise / conversion · Disposed 678 · Balance 0

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

2024 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect951 Reported balance After 2026-02-28 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-28 · Exercise / conversion · Disposed 950 · Balance 951

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

2025 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,759 Reported balance After 2026-02-28 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-28 · Exercise / conversion · Disposed 2,379 · Balance 4,759

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Common StockSEC Table I · non-derivativeIndirectBy 401(K)4 Reported balance Holding disclosure · report date 2026-02-28 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 4

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2025 Restricted Stock Units · Derivative 2,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · derivative · entry 10

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,759

Underlying: Common Stock · 2,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2024 Restricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · derivative · entry 9

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 951

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Restricted Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · derivative · entry 8

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 844 $98.38 $83,032.72
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 6

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,794

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,379 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 5

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 328 $98.38 $32,268.64
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 4

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,259

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 3

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 230 $98.38 $22,627.40
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 2

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,637

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 1

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Performance Shares · Derivative 4,745 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000038 · form4.xml · derivative · entry 6

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2026 Performance Shares · Derivative 49,903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000038 · form4.xml · derivative · entry 5

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,903

Underlying: Common Stock · 49,903 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2026 Restricted Stock Units · Derivative 16,635 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000038 · form4.xml · derivative · entry 4

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,635

Underlying: Common Stock · 16,635 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,567 $102.20 $160,147.40
Disclosure

SEC source: 0001137774-26-000038 · form4.xml · nonDerivative · entry 2

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,189

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 4,190 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000038 · form4.xml · nonDerivative · entry 1

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2024 Restricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · derivative · entry 10

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,901

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Restricted Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · derivative · entry 9

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Restricted Stock Units · Derivative 577 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · derivative · entry 8

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 330 $115.10 $37,983.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 6

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,566

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 5

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 232 $115.10 $26,703.20
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 4

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,946

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 3

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 195 $115.10 $22,444.50
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 2

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 1

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:27 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Performance Shares · Derivative 4,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004438 · form4.xml · derivative · entry 6

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:27 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2025 Performance Shares · Derivative 21,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004438 · form4.xml · derivative · entry 5

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:27 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2025 Restricted Stock Units · Derivative 7,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004438 · form4.xml · derivative · entry 4

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,138

Underlying: Common Stock · 7,138 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:27 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,238 $112.09 $138,767.42
Disclosure

SEC source: 0001127602-25-004438 · form4.xml · nonDerivative · entry 2

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,118

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:27 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 3,292 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004438 · form4.xml · nonDerivative · entry 1

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.