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PFH

PRUDENTIAL FINANCIAL INC

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148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 2,502 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 3

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Tax withholdingCommon Stock 1,034 $98.38 $101,724.92
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 2

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,051

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 1

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:45 UTC
Case ScottExecutive Vice President
Exercise / conversion2025 Restricted Stock Units · Derivative 2,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000063 · form4.xml · derivative · entry 3

Case Scott · CIK 0001730625 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,435

Underlying: Common Stock · 2,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:45 UTC
Case ScottExecutive Vice President
Tax withholdingCommon Stock 951 $98.38 $93,559.38
Disclosure

SEC source: 0001137774-26-000063 · form4.xml · nonDerivative · entry 2

Case Scott · CIK 0001730625 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,766

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:45 UTC
Case ScottExecutive Vice President
Exercise / conversionCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000063 · form4.xml · nonDerivative · entry 1

Case Scott · CIK 0001730625 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Exercise / conversion2025 Restricted Stock Units · Derivative 2,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · derivative · entry 10

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,759

Underlying: Common Stock · 2,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Exercise / conversion2024 Restricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · derivative · entry 9

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 951

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Exercise / conversion2023 Restricted Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · derivative · entry 8

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Tax withholdingCommon Stock 844 $98.38 $83,032.72
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 6

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,794

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Exercise / conversionCommon Stock 2,379 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 5

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Tax withholdingCommon Stock 328 $98.38 $32,268.64
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 4

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,259

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Exercise / conversionCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 3

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Tax withholdingCommon Stock 230 $98.38 $22,627.40
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 2

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,637

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:48 UTC
Frias YanelaEVP and CFO
Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000064 · form4.xml · nonDerivative · entry 1

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Exercise / conversion2025 Restricted Stock Units · Derivative 780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · derivative · entry 10

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,562

Underlying: Common Stock · 780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 832 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · derivative · entry 9

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832

Underlying: Common Stock · 832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 899 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · derivative · entry 8

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Tax withholdingCommon Stock 249 $98.38 $24,496.62
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · nonDerivative · entry 6

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,125

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Exercise / conversionCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · nonDerivative · entry 5

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Tax withholdingCommon Stock 267 $98.38 $26,267.46
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · nonDerivative · entry 4

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,594

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Exercise / conversionCommon Stock 832 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · nonDerivative · entry 3

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Tax withholdingCommon Stock 289 $98.38 $28,431.82
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · nonDerivative · entry 2

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,029

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:42 UTC
Boyle Robert ESenior Vice President
Exercise / conversionCommon Stock 899 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000062 · form4.xml · nonDerivative · entry 1

Boyle Robert E · CIK 0002061395 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 15:03 UTC PurchaseCommon Stock 250 $102.97 $25,742.50
Disclosure

SEC source: 0001137774-26-000061 · form4.xml · nonDerivative · entry 1

Stoddard Thomas D · CIK 0002076280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Read SEC document
February 11, 2026 Filed Feb 12, 2026 14:44 UTC PurchaseCommon Stock 400 $105.32 $42,128.00
Disclosure

SEC source: 0001137774-26-000046 · form4.xml · nonDerivative · entry 1

Wolk Joseph J · CIK 0001744564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:51 UTC
Walia VickiExecutive Vice President
Exercise / conversion2023 Performance Shares · Derivative 872 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000044 · form4.xml · derivative · entry 5

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:51 UTC
Walia VickiExecutive Vice President
Grant2026 Performance Shares · Derivative 26,052 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000044 · form4.xml · derivative · entry 4

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,052

Underlying: Common Stock · 26,052 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:51 UTC
Walia VickiExecutive Vice President
Grant2026 Restricted Stock Units · Derivative 8,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000044 · form4.xml · derivative · entry 3

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,684

Underlying: Common Stock · 8,684 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:51 UTC
Walia VickiExecutive Vice President
Tax withholdingCommon Stock 263 $102.20 $26,878.60
Disclosure

SEC source: 0001137774-26-000044 · form4.xml · nonDerivative · entry 2

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,668

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:51 UTC
Walia VickiExecutive Vice President
Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000044 · form4.xml · nonDerivative · entry 1

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:48 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversion2023 Performance Shares · Derivative 12,371 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000043 · form4.xml · derivative · entry 6

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:48 UTC
Waldeck George P Jr.Executive Vice President
Grant2026 Performance Shares · Derivative 15,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000043 · form4.xml · derivative · entry 5

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,411

Underlying: Common Stock · 15,411 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:48 UTC
Waldeck George P Jr.Executive Vice President
Grant2026 Restricted Stock Units · Derivative 6,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000043 · form4.xml · derivative · entry 4

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,605

Underlying: Common Stock · 6,605 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:48 UTC
Waldeck George P Jr.Executive Vice President
Tax withholdingCommon Stock 3,939 $102.20 $402,565.80
Disclosure

SEC source: 0001137774-26-000043 · form4.xml · nonDerivative · entry 2

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,897

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:48 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversionCommon Stock 10,924 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000043 · form4.xml · nonDerivative · entry 1

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:46 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversion2023 Performance Shares · Derivative 36,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000042 · form4.xml · derivative · entry 6

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

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February 09, 2026 Filed Feb 11, 2026 21:46 UTC
SULLIVAN ANDREW FChief Executive Officer
Grant2026 Performance Shares · Derivative 96,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000042 · form4.xml · derivative · entry 5

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,869

Underlying: Common Stock · 96,869 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

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February 09, 2026 Filed Feb 11, 2026 21:46 UTC
SULLIVAN ANDREW FChief Executive Officer
Grant2026 Restricted Stock Units · Derivative 32,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000042 · form4.xml · derivative · entry 4

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,290

Underlying: Common Stock · 32,290 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:46 UTC
SULLIVAN ANDREW FChief Executive Officer
Tax withholdingCommon Stock 14,964 $102.20 $1,529,320.80
Disclosure

SEC source: 0001137774-26-000042 · form4.xml · nonDerivative · entry 2

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,173

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:46 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversionCommon Stock 32,065 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000042 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2023 Performance Shares · Derivative 11,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · derivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC
SCHMIDT TIMOTHY LSenior Vice President
Grant2026 Performance Shares · Derivative 10,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · derivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,480

Underlying: Common Stock · 10,480 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC
SCHMIDT TIMOTHY LSenior Vice President
Grant2026 Restricted Stock Units · Derivative 4,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · derivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 3,796 $102.20 $387,951.20
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,815

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 10,176 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:41 UTC
Lowrey Charles FDirector · Chairman of the Board
Exercise / conversion2023 Performance Shares · Derivative 94,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000040 · form4.xml · derivative · entry 6

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:41 UTC
Lowrey Charles FDirector · Chairman of the Board
Grant2026 Performance Shares · Derivative 14,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000040 · form4.xml · derivative · entry 5

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,678

Underlying: Common Stock · 14,678 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:41 UTC
Lowrey Charles FDirector · Chairman of the Board
Grant2026 Restricted Stock Units · Derivative 4,893 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000040 · form4.xml · derivative · entry 4

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,893

Underlying: Common Stock · 4,893 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:41 UTC
Lowrey Charles FDirector · Chairman of the Board
Tax withholdingCommon Stock 44,703 $102.20 $4,568,646.60
Disclosure

SEC source: 0001137774-26-000040 · form4.xml · nonDerivative · entry 2

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,228

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.