Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Executive Vice President | February 28, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,237 |
Ending reported balance
After 2026-02-28 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-02-28 · Exercise / conversion · Acquired 678 · Balance 4,346 F1: Represents the vesting of previously awarded restricted stock units. Row 2 · 2026-02-28 · Tax withholding · Disposed 229 · Balance 4,117 F2: Represents shares withheld for the payment of taxes. Row 3 · 2026-02-28 · Exercise / conversion · Acquired 665 · Balance 4,782 F1: Represents the vesting of previously awarded restricted stock units. Row 4 · 2026-02-28 · Tax withholding · Disposed 225 · Balance 4,557 F2: Represents shares withheld for the payment of taxes. Row 5 · 2026-02-28 · Exercise / conversion · Acquired 1,041 · Balance 5,598 F1: Represents the vesting of previously awarded restricted stock units. Row 6 · 2026-02-28 · Tax withholding · Disposed 361 · Balance 5,237 F2: Represents shares withheld for the payment of taxes. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-28 · Exercise / conversion · Disposed 678 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 2024 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 666 |
Reported balance
After 2026-02-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-28 · Exercise / conversion · Disposed 665 · Balance 666 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| 2025 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,082 |
Reported balance
After 2026-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-28 · Exercise / conversion · Disposed 1,041 · Balance 2,082 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2025 Restricted Stock Units · Derivative | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · derivative · entry 9 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,082 Underlying: Common Stock · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · derivative · entry 8 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666 Underlying: Common Stock · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · derivative · entry 7 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 361 | $98.38 | $35,515.18 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 6 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,237 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 5 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 225 | $98.38 | $22,135.50 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 4 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,557 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 3 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 229 | $98.38 | $22,529.02 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 2 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,117 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 1 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Performance Shares · Derivative | 872 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000044 · form4.xml · derivative · entry 5 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Performance Shares · Derivative | 26,052 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000044 · form4.xml · derivative · entry 4 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,052 Underlying: Common Stock · 26,052 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Restricted Stock Units · Derivative | 8,684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000044 · form4.xml · derivative · entry 3 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,684 Underlying: Common Stock · 8,684 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 263 | $102.20 | $26,878.60 |
DisclosureSEC source: 0001137774-26-000044 · form4.xml · nonDerivative · entry 2 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,668 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000044 · form4.xml · nonDerivative · entry 1 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 22:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion1/10/23 Restricted Stock Unit · Derivative | 5,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000014 · form4.xml · derivative · entry 3 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units vested 1/2 per year beginning the last day of January 2025 F4 · derivative.expiration_date: The Restricted Stock Units vested 1/2 per year beginning the last day of January 2025 Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 22:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,872 | $111.11 | $207,997.92 |
DisclosureSEC source: 0001137774-26-000014 · form4.xml · nonDerivative · entry 2 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,161 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 22:44 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 5,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000014 · form4.xml · nonDerivative · entry 1 Walia Vicki · CIK 0002060786 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.