Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | EVP and General Counsel | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,407 |
Reported balance
After 2026-08-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-14 · Sale · Disposed 7,652 · Balance 14,407 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.10 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,407 shares directly and 909 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 909 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 909 F3: Amount reported has been adjusted to include 10 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2026, and June 30, 2026, based on a plan statement dated June 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.10 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,407 shares directly and 909 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3: Amount reported has been adjusted to include 10 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2026, and June 30, 2026, based on a plan statement dated June 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 18, 2026 21:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 7,652 | $125.01 | $956,576.52 |
DisclosureSEC source: 0001137774-26-000192 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,407 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.10 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,407 shares directly and 909 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| May 14, 2026 Filed May 18, 2026 19:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 13,580 | $103.25 | $1,402,135.00 |
DisclosureSEC source: 0001137774-26-000126 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,059 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.25 to $103.29 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 22,059 shares directly and 899 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2025 Restricted Stock Units · Derivative | 2,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · derivative · entry 10 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,699 Underlying: Common Stock · 2,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 2,502 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · derivative · entry 9 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,503 Underlying: Common Stock · 2,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 2,220 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · derivative · entry 8 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,098 | $98.38 | $108,021.24 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,639 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,165 | $98.38 | $114,612.70 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,388 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 3 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,034 | $98.38 | $101,724.92 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,051 F2 · kind: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Performance Shares · Derivative | 19,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000039 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Performance Shares · Derivative | 24,731 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000039 · form4.xml · derivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,731 Underlying: Common Stock · 24,731 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Restricted Stock Units · Derivative | 8,244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000039 · form4.xml · derivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,244 Underlying: Common Stock · 8,244 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 7,277 | $102.20 | $743,709.40 |
DisclosureSEC source: 0001137774-26-000039 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,865 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 17,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000039 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 18:08 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 4,000 | $109.65 | $438,600.00 |
DisclosureSEC source: 0001127602-25-021117 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,506 F1 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 21,506 shares directly and 863 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 14,273 restricted stock units and 63,636 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 2,502 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · derivative · entry 10 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,005 Underlying: Common Stock · 2,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 2,219 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · derivative · entry 9 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,220 Underlying: Common Stock · 2,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 1,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · derivative · entry 8 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,156 | $115.10 | $133,055.60 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,506 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,019 | $115.10 | $117,286.90 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,160 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 3 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 757 | $115.10 | $87,130.70 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,960 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 19:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Performance Shares · Derivative | 14,836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004444 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Performance Shares · Derivative | 21,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004444 · form4.xml · derivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,144 Underlying: Common Stock · 21,144 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2025 Restricted Stock Units · Derivative | 7,048 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004444 · form4.xml · derivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,048 Underlying: Common Stock · 7,048 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,559 | $112.09 | $511,018.31 |
DisclosureSEC source: 0001127602-25-004444 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,068 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:30 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 12,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004444 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 18:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 2,839 | $113.43 | $322,027.77 |
DisclosureSEC source: 0001127602-24-022769 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,535 F1 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,535 shares directly and 822 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 13,595 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 10,067 | $110.42 | $1,111,598.14 |
DisclosureSEC source: 0001127602-24-009987 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,374 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.40 to $110.51 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 17,374 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 13,595 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 2,219 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · derivative · entry 10 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,439 Underlying: Common Stock · 2,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 1,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · derivative · entry 9 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,649 Underlying: Common Stock · 1,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · derivative · entry 8 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,019 | $108.99 | $111,060.81 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · nonDerivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,441 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · nonDerivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 757 | $108.99 | $82,505.43 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · nonDerivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,241 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · nonDerivative · entry 3 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 823 | $108.99 | $89,698.77 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,349 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008287 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 6,941 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-24-007798 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,941 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion10/13/15 Employee Stock Option (Right to Buy) · Derivative | 1,070 | $0.00 Strike: $77.15 | $0.00 |
DisclosureSEC source: 0001127602-24-007798 · form4.xml · derivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,070 shares Expires 2025-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on October 13, 2016. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 7,222 | $108.39 | $782,792.58 |
DisclosureSEC source: 0001127602-24-007798 · form4.xml · nonDerivative · entry 3 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,381 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.39 to $108.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 24,381 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 19,254 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 6,941 | $63.59 | $441,378.19 |
DisclosureSEC source: 0001127602-24-007798 · form4.xml · nonDerivative · entry 2 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,070 | $77.15 | $82,550.50 |
DisclosureSEC source: 0001127602-24-007798 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Performance Shares · Derivative | 16,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005265 · form4.xml · derivative · entry 6 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Performance Shares · Derivative | 22,520 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005265 · form4.xml · derivative · entry 5 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,520 Underlying: Common Stock · 22,520 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Restricted Stock Units · Derivative | 7,507 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005265 · form4.xml · derivative · entry 4 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,507 Underlying: Common Stock · 7,507 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.