Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Executive Vice President | February 28, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,665 |
Reported balance
After 2026-02-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-02-28 · Exercise / conversion · Acquired 1,768 · Balance 67,665 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 67,121 |
Reported balance
After 2026-02-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-02-28 · Tax withholding · Disposed 544 · Balance 67,121 F2: Represents shares withheld for the payment of taxes. |
| Common StockSEC Table I · non-derivative | Direct | 68,487 |
Reported balance
After 2026-02-28 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2026-02-28 · Exercise / conversion · Acquired 1,924 · Balance 68,487 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 66,563 |
Reported balance
After 2026-02-28 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2026-02-28 · Tax withholding · Disposed 558 · Balance 66,563 F2: Represents shares withheld for the payment of taxes. |
| Common StockSEC Table I · non-derivative | Direct | 70,383 |
Reported balance
After 2026-02-28 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2026-02-28 · Exercise / conversion · Acquired 1,896 · Balance 70,383 |
| Common StockSEC Table I · non-derivative | Direct | 69,833 |
Reported balance
After 2026-02-28 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2026-02-28 · Tax withholding · Disposed 550 · Balance 69,833 F2: Represents shares withheld for the payment of taxes. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-28 · Exercise / conversion · Disposed 1,768 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 2024 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,925 |
Reported balance
After 2026-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-28 · Exercise / conversion · Disposed 1,924 · Balance 1,925 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| 2025 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,792 |
Reported balance
After 2026-02-28 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-28 · Exercise / conversion · Disposed 1,896 · Balance 3,792 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 350 |
Reported balance
Holding disclosure · report date 2026-02-28 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 350 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2025 Restricted Stock Units · Derivative | 1,896 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · derivative · entry 10 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,792 Underlying: Common Stock · 1,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2024 Restricted Stock Units · Derivative | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · derivative · entry 9 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,925 Underlying: Common Stock · 1,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · derivative · entry 8 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 550 | $98.38 | $54,109.00 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 6 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,833 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 5 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 558 | $98.38 | $54,896.04 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 4 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,563 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 3 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 544 | $98.38 | $53,518.72 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 2 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,121 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 22:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 1 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Performance Shares · Derivative | 12,371 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000043 · form4.xml · derivative · entry 6 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Performance Shares · Derivative | 15,411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000043 · form4.xml · derivative · entry 5 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,411 Underlying: Common Stock · 15,411 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2026 Restricted Stock Units · Derivative | 6,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000043 · form4.xml · derivative · entry 4 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,605 Underlying: Common Stock · 6,605 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 3,939 | $102.20 | $402,565.80 |
DisclosureSEC source: 0001137774-26-000043 · form4.xml · nonDerivative · entry 2 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,897 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 10,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-26-000043 · form4.xml · nonDerivative · entry 1 Waldeck George P Jr. · CIK 0002103938 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.