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PRUDENTIAL FINANCIAL INC

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148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2024 Filed Sep 16, 2024 21:21 UTC GrantNotional Shares - Mandatory · Derivative 85 $115.84 Strike: $0.00 $9,846.40
Disclosure

SEC source: 0001127602-24-024014 · form4.xml · derivative · entry 1

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:17 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024013 · form4.xml · derivative · entry 3

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:17 UTC GrantNotional Shares - Optional · Derivative 256 $115.84 Strike: $0.00 $29,655.04
Disclosure

SEC source: 0001127602-24-024013 · form4.xml · derivative · entry 2

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,113

Underlying: Common Stock · 256 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:17 UTC GrantNotional Shares - Mandatory · Derivative 154 $115.84 Strike: $0.00 $17,839.36
Disclosure

SEC source: 0001127602-24-024013 · form4.xml · derivative · entry 1

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,963

Underlying: Common Stock · 154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:13 UTC Grant7/1/24 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024012 · form4.xml · derivative · entry 1

Di Sibio Carmine · CIK 0002028185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:00 UTC
SULLIVAN ANDREW FExecutive Vice President
GrantDeferred Compensation Shares · Derivative 89 $115.84 Strike: $0.00 $10,309.76
Disclosure

SEC source: 0001127602-24-024010 · form4.xml · derivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,204

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:08 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024011 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:08 UTC GrantNotional Shares - Mandatory · Derivative 441 $115.84 Strike: $0.00 $51,085.44
Disclosure

SEC source: 0001127602-24-024011 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,768

Underlying: Common Stock · 441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 20:56 UTC
Axel RobertSVP and Controller
GrantDeferred Compensation Shares · Derivative 17 $115.84 Strike: $0.00 $1,969.28
Disclosure

SEC source: 0001127602-24-024009 · form4.xml · derivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,639

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
September 12, 2024 Filed Mar 21, 2025 20:11 UTC
Feeney CarolineExecutive Vice President
PurchaseCommon Stock 129.2 $113.01 $14,600.89
Disclosure

SEC source: 0001127602-25-010209 · form4.xml · nonDerivative · entry 2

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,428.78

F2 · shares: Inadvertent purchase of 129.20 shares at $113.01 per share through a broker-administered dividend reinvestment plan. On 9/3/2024 the reporting person had a sale of 1 share at $120.07, 1 share at $120.05, 2 shares at $120.04, and 125.20 shares at $120.03 per share. These purchase and sale transactions resulted in a short swing profit of $907.06, which has been disgorged in full by the reporting person to the issuer.

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September 03, 2024 Filed Sep 5, 2024 14:38 UTC
Feeney CarolineExecutive Vice President
SaleCommon Stock 1,110 $119.97 $133,166.70
Disclosure

SEC source: 0001127602-24-023525 · form4.xml · nonDerivative · entry 1

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,175

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.90 to $120.07 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 10,175 shares directly and 8,200 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,662 vested stock options, 79,293 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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August 21, 2024 Filed Aug 22, 2024 18:12 UTC
KAPPLER ANN MEVP and General Counsel
SaleCommon Stock 2,839 $113.43 $322,027.77
Disclosure

SEC source: 0001127602-24-022769 · form4.xml · nonDerivative · entry 1

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,535

F1 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,535 shares directly and 822 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 13,595 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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July 01, 2024 Filed Jul 2, 2024 19:44 UTC Grant7/1/24 Restricted Stock Units · Derivative 1,276 $117.53 Strike: $0.00 $149,968.28
Disclosure

SEC source: 0001127602-24-019798 · form4.xml · derivative · entry 1

Di Sibio Carmine · CIK 0002028185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 1,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:02 UTC
SULLIVAN ANDREW FExecutive Vice President
GrantDeferred Compensation Shares · Derivative 89 $113.97 Strike: $0.00 $10,143.33
Disclosure

SEC source: 0001127602-24-018872 · form4.xml · derivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,114

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:00 UTC
Axel RobertSVP and Controller
GrantDeferred Compensation Shares · Derivative 17 $113.97 Strike: $0.00 $1,937.49
Disclosure

SEC source: 0001127602-24-018870 · form4.xml · derivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:59 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018869 · form4.xml · derivative · entry 3

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:59 UTC GrantNotional Shares - Optional · Derivative 97 $113.97 Strike: $0.00 $11,055.09
Disclosure

SEC source: 0001127602-24-018869 · form4.xml · derivative · entry 2

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,685

Underlying: Common Stock · 97 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:59 UTC GrantNotional Shares - Mandatory · Derivative 134 $113.97 Strike: $0.00 $15,271.98
Disclosure

SEC source: 0001127602-24-018869 · form4.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,930

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:56 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018868 · form4.xml · derivative · entry 3

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:56 UTC GrantNotional Shares - Optional · Derivative 152 $113.97 Strike: $0.00 $17,323.44
Disclosure

SEC source: 0001127602-24-018868 · form4.xml · derivative · entry 2

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,496

Underlying: Common Stock · 152 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:56 UTC GrantNotional Shares - Mandatory · Derivative 84 $113.97 Strike: $0.00 $9,573.48
Disclosure

SEC source: 0001127602-24-018868 · form4.xml · derivative · entry 1

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:54 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018867 · form4.xml · derivative · entry 3

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:54 UTC GrantNotional Shares - Optional · Derivative 42 $113.97 Strike: $0.00 $4,786.74
Disclosure

SEC source: 0001127602-24-018867 · form4.xml · derivative · entry 2

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 42 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:54 UTC GrantNotional Shares - Mandatory · Derivative 139 $113.97 Strike: $0.00 $15,841.83
Disclosure

SEC source: 0001127602-24-018867 · form4.xml · derivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,382

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:51 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018866 · form4.xml · derivative · entry 3

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:51 UTC GrantNotional Shares - Optional · Derivative 40 $113.97 Strike: $0.00 $4,558.80
Disclosure

SEC source: 0001127602-24-018866 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Common Stock · 40 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:51 UTC GrantNotional Shares - Mandatory · Derivative 185 $113.97 Strike: $0.00 $21,084.45
Disclosure

SEC source: 0001127602-24-018866 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,457

Underlying: Common Stock · 185 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:46 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018865 · form4.xml · derivative · entry 2

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:46 UTC GrantNotional Shares - Mandatory · Derivative 85 $113.97 Strike: $0.00 $9,687.45
Disclosure

SEC source: 0001127602-24-018865 · form4.xml · derivative · entry 1

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,576

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:44 UTC Grant9/11/23 Restricted Stock Units · Derivative 18 $113.97 Strike: $0.00 $2,051.46
Disclosure

SEC source: 0001127602-24-018864 · form4.xml · derivative · entry 2

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,630

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F3 · derivative.exercise_date: The restricted stock units vest in one year on September 11, 2024 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: The restricted stock units vest in one year on September 11, 2024 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:44 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018864 · form4.xml · derivative · entry 1

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:41 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018863 · form4.xml · derivative · entry 3

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:41 UTC GrantNotional Shares - Optional · Derivative 257 $113.97 Strike: $0.00 $29,290.29
Disclosure

SEC source: 0001127602-24-018863 · form4.xml · derivative · entry 2

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,856

Underlying: Common Stock · 257 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:41 UTC GrantNotional Shares - Mandatory · Derivative 155 $113.97 Strike: $0.00 $17,665.35
Disclosure

SEC source: 0001127602-24-018863 · form4.xml · derivative · entry 1

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,809

Underlying: Common Stock · 155 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:39 UTC Grant2024 Restricted Stock Units · Derivative 14 $113.97 Strike: $0.00 $1,595.58
Disclosure

SEC source: 0001127602-24-018862 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:39 UTC GrantNotional Shares - Mandatory · Derivative 443 $113.97 Strike: $0.00 $50,488.71
Disclosure

SEC source: 0001127602-24-018862 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,327

Underlying: Common Stock · 443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 13, 2024 Filed Mar 21, 2025 20:11 UTC
Feeney CarolineExecutive Vice President
PurchaseCommon Stock 124.58 $115.90 $14,438.82
Disclosure

SEC source: 0001127602-25-010209 · form4.xml · nonDerivative · entry 1

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,409.58

F1 · shares: Inadvertent purchase of 124.58 shares at $115.90 per share through a broker-administered dividend reinvestment plan. On 9/3/2024 the reporting person had a sale of 124.58 shares at $120.03 per share. These purchase and sale transactions resulted in a short swing profit of $514.52, which has been disgorged in full by the reporting person to the issuer.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:03 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015637 · form4.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:59 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015625 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:54 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015615 · form4.xml · derivative · entry 1

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:49 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015610 · form4.xml · derivative · entry 1

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:44 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015607 · form4.xml · derivative · entry 1

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:40 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015601 · form4.xml · derivative · entry 1

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:36 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015596 · form4.xml · derivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:31 UTC Grant2024 Restricted Stock Units · Derivative 1,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015593 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 1,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:45 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative 74,325 $0.00 Strike: $95.87 $0.00
Disclosure

SEC source: 0001127602-24-015485 · form4.xml · derivative · entry 8

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,325 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:45 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative 66,199 $0.00 Strike: $93.36 $0.00
Disclosure

SEC source: 0001127602-24-015485 · form4.xml · derivative · entry 7

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,199 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:45 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 69,093 $118.57 $8,192,357.01
Disclosure

SEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 4

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,315

F1 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 207,315 shares directly and 687 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 55,453 vested stock options, 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
May 13, 2024 Filed May 15, 2024 20:45 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 74,325 $95.87 $7,125,537.75
Disclosure

SEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 3

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 13, 2024 Filed May 15, 2024 20:45 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 60,999 $118.57 $7,232,651.43
Disclosure

SEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 2

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,083

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.