Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2018 Filed Apr 9, 2018 19:32 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 21.6 | $59.61 | $1,287.58 |
DisclosureSEC source: 0001126328-18-000140 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,053.1 Underlying: Common Stock · 21.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 19:33 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 74.2 | $59.42 | $4,408.96 |
DisclosureSEC source: 0001126328-18-000138 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,031.5 Underlying: Common Stock · 74.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:26 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000136 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,481 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,624 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:30 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000137 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 42,675 Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:22 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantPhanton Stock Units · Derivative | 170.8 | $60.91 | $10,403.43 |
DisclosureSEC source: 0001126328-18-000134 · edgar.xml · derivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,568.2 Underlying: Common Stock · 170.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:24 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 10.9 | $60.91 | $663.92 |
DisclosureSEC source: 0001126328-18-000135 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312.3 Underlying: Common Stock · 10.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:20 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 42 | $60.91 | $2,558.22 |
DisclosureSEC source: 0001126328-18-000133 · edgar.xml · derivative · entry 2 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,055.5 Underlying: Common Stock · 42 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:20 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantCommon Stock | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000133 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,819 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 437 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:14 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 11.9 | $60.91 | $724.83 |
DisclosureSEC source: 0001126328-18-000132 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431.8 Underlying: Common Stock · 11.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:12 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000131 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,083 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,553 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:11 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000130 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,159 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,507 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:10 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 56.5 | $60.91 | $3,441.42 |
DisclosureSEC source: 0001126328-18-000129 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,957.3 Underlying: Common Stock · 56.5 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:10 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000129 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,791 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,895 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:45 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 56.6 | $60.91 | $3,447.51 |
DisclosureSEC source: 0001126328-18-000128 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,817.5 Underlying: Common Stock · 56.6 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:45 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000128 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,967 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:44 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000127 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,232 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:42 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000126 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:41 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 22 | $60.91 | $1,340.02 |
DisclosureSEC source: 0001126328-18-000125 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645.2 Underlying: Common Stock · 22 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:41 UTC |
Mills ScottDirector
|
GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000125 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,562 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:39 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 60.6 | $60.91 | $3,691.15 |
DisclosureSEC source: 0001126328-18-000124 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,296.3 Underlying: Common Stock · 60.6 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:39 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000124 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,427 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:38 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000123 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,391 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:37 UTC |
GELATT DANIELDirector · 10% owner
|
GrantCommon Stock | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000122 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,991 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:36 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 165.8 | $60.91 | $10,098.88 |
DisclosureSEC source: 0001126328-18-000121 · edgar.xml · derivative · entry 2 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971.6 Underlying: Common Stock · 165.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:36 UTC |
FERRO DENNIS HDirector
|
GrantCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000121 · edgar.xml · nonDerivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,228 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:34 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 126.8 | $60.91 | $7,723.39 |
DisclosureSEC source: 0001126328-18-000120 · edgar.xml · derivative · entry 3 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,265.4 Underlying: Common Stock · 126.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:34 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000120 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,636 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:32 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000119 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,563 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:30 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000118 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,932 F1 · price: Grant of restricted stock units. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 18:50 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.8 | $57.76 | $450.53 |
DisclosureSEC source: 0001126328-18-000117 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900.9 Underlying: Common Stock · 7.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 19:53 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 136.4 | $62.68 | $8,549.55 |
DisclosureSEC source: 0001126328-18-000116 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,893.1 Underlying: Common Stock · 136.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:01 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 3.9 | $63.05 | $245.90 |
DisclosureSEC source: 0001126328-18-000115 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,756.7 Underlying: Common Stock · 3.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:35 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,662 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001126328-18-000100 · edgar.xml · derivative · entry 3 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,661 Underlying: Common Stock · 27,662 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:35 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 27,662 | $64.02 | $1,770,921.24 |
DisclosureSEC source: 0001126328-18-000100 · edgar.xml · nonDerivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,319 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 - 64.09, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:35 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionCommon Stock | 27,662 | $37.38 | $1,034,005.56 |
DisclosureSEC source: 0001126328-18-000100 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. F2 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:15 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 51,810 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000110 · edgar.xml · derivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,810 Underlying: Common Stock · 51,810 shares Expires 2018-02-26 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:15 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 9,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000110 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,446 F1 · price: Settlement of performance-based restricted stock units granted February 23, 2015. F2 · balance_after: Includes 8,042 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 55,140 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000109 · edgar.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,140 Underlying: Common Stock · 55,140 shares Expires 2018-02-26 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 3,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000109 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 42,581 F3 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 6,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000109 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,534 F1 · price: Settlement of performance-based restricted stock units granted February 23, 2015. F2 · balance_after: Includes 1,477 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 32,465 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000108 · edgar.xml · derivative · entry 4 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,465 Underlying: Common Stock · 32,465 shares Expires 2018-02-26 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:14 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 9,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000108 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,300 F1 · price: Settlement of performance-based restricted stock units granted February 23, 2015. F2 · balance_after: Includes 8,551 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 81,665 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000106 · edgar.xml · derivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,665 Underlying: Common Stock · 81,665 shares Expires 2018-02-26 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantCommon Stock | 15,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000106 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,951 F1 · price: Settlement of performance-based restricted stock units granted February 23, 2015. F2 · balance_after: Includes 10,719 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 29,490 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000107 · edgar.xml · derivative · entry 4 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,490 Underlying: Common Stock · 29,490 shares Expires 2018-02-26 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantCommon Stock | 5,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000107 · edgar.xml · nonDerivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,261 F1 · price: Settlement of performance-based restricted stock units granted February 23, 2015. F2 · balance_after: Includes 12,497 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 9,430 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000105 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,430 Underlying: Common Stock · 9,430 shares Expires 2018-02-26 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantCommon Stock | 1,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000105 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,389 F3 · price: Grant of restricted stock units. F2 · balance_after: Includes 433 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantCommon Stock | 4,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000105 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,826 F1 · price: Settlement of performance-based restricted stock units granted February 23, 2015. F2 · balance_after: Includes 433 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:11 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 227,275 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000104 · edgar.xml · derivative · entry 3 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,275 Underlying: Common Stock · 227,275 shares Expires 2018-02-26 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.