Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2018 Filed Jul 6, 2018 15:19 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $52.72 | $527,200.00 |
DisclosureSEC source: 0001126328-18-000209 · edgar.xml · nonDerivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,329 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.46 - $53.05, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 02, 2018 Filed Jul 6, 2018 15:19 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 10,000 | $30.70 | $307,000.00 |
DisclosureSEC source: 0001126328-18-000209 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:56 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 12.9 | $52.95 | $683.06 |
DisclosureSEC source: 0001126328-18-000206 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325.1 Underlying: Common Stock · 12.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:57 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000207 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,694 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,709 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:58 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000208 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 42,706 Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:56 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 49.7 | $52.95 | $2,631.62 |
DisclosureSEC source: 0001126328-18-000205 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,105.1 Underlying: Common Stock · 49.7 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:56 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000205 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,718 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 800 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:55 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 14.1 | $52.95 | $746.60 |
DisclosureSEC source: 0001126328-18-000204 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445.8 Underlying: Common Stock · 14.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:54 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000203 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,685 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,957 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:53 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000202 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,338 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,532 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:51 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 78 | $52.95 | $4,130.10 |
DisclosureSEC source: 0001126328-18-000201 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,169.7 Underlying: Common Stock · 78 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:51 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000201 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,356 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,293 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:49 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 67 | $52.95 | $3,547.65 |
DisclosureSEC source: 0001126328-18-000200 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,939.4 Underlying: Common Stock · 67 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:49 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000200 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,207 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:48 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000199 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,082 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:47 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000198 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:47 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 26 | $52.95 | $1,376.70 |
DisclosureSEC source: 0001126328-18-000197 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,461.9 Underlying: Common Stock · 26 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:47 UTC |
Mills ScottDirector
|
GrantCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000197 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,386 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:46 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 71.7 | $52.95 | $3,796.52 |
DisclosureSEC source: 0001126328-18-000196 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,290.5 Underlying: Common Stock · 71.7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:46 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000196 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,289 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:44 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000194 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,236 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:45 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000195 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,585 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:43 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 75 | $52.95 | $3,971.25 |
DisclosureSEC source: 0001126328-18-000193 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,146.9 Underlying: Common Stock · 75 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:43 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000193 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,784 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:42 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000192 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,778 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:41 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000191 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,126 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 6, 2018 15:19 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantPhantom Stock Units · Derivative | 202 | $52.95 | $10,695.90 |
DisclosureSEC source: 0001126328-18-000209 · edgar.xml · derivative · entry 5 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770.2 Underlying: Common Stock · 202 shares Expires not disclosed F4 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F5 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 20:40 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.9 | $56.40 | $445.56 |
DisclosureSEC source: 0001126328-18-000184 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,091.8 Underlying: Common Stock · 7.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:34 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 54.9 | $56.91 | $3,124.36 |
DisclosureSEC source: 0001126328-18-000179 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,872.4 Underlying: Common Stock · 54.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:33 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 790.7 | $56.91 | $44,998.74 |
DisclosureSEC source: 0001126328-18-000178 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,435.9 Underlying: Common Stock · 790.7 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:32 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 922.5 | $56.91 | $52,499.48 |
DisclosureSEC source: 0001126328-18-000177 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,218.8 Underlying: Common Stock · 922.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:34 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 439.3 | $56.91 | $25,000.56 |
DisclosureSEC source: 0001126328-18-000180 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,072 Underlying: Common Stock · 439.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · balance_after: Since the date of the reporting person's last ownership report, he transferred 7,633 phantom stock units and 19,826 shares of Princpal Financial Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person's ex-wife likewise transferred 5,000 shares of common stock to the reporting person pursuant to the same order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:35 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $30.70 | $0.00 |
DisclosureSEC source: 0001126328-18-000176 · edgar.xml · derivative · entry 4 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,630 Underlying: Common Stock · 10,000 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:35 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $56.31 | $563,100.00 |
DisclosureSEC source: 0001126328-18-000176 · edgar.xml · nonDerivative · entry 3 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,960 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F2 · balance_after: Includes 10,720 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:35 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $56.31 | $563,100.00 |
DisclosureSEC source: 0001126328-18-000176 · edgar.xml · nonDerivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,960 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F2 · balance_after: Includes 10,720 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:35 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 10,000 | $30.70 | $307,000.00 |
DisclosureSEC source: 0001126328-18-000176 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F2 · balance_after: Includes 10,720 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 13:04 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.9 | $56.45 | $445.96 |
DisclosureSEC source: 0001126328-18-000175 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,083.8 Underlying: Common Stock · 7.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:45 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000169 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,719 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:44 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000168 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,984 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:43 UTC |
Mills ScottDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000166 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,314 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:42 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000165 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,179 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:41 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000164 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,143 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:41 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000163 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,743 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:40 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000162 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,388 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:39 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000161 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,315 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:32 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000160 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,684 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 24, 2018 13:33 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000172 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,850 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2018 Filed May 22, 2018 15:14 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.6 | $58.80 | $446.88 |
DisclosureSEC source: 0001126328-18-000158 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,075.9 Underlying: Common Stock · 7.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| May 04, 2018 Filed May 7, 2018 18:54 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.8 | $57.15 | $445.77 |
DisclosureSEC source: 0001126328-18-000150 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,068.3 Underlying: Common Stock · 7.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 19:29 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.4 | $60.89 | $450.59 |
DisclosureSEC source: 0001126328-18-000146 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,060.5 Underlying: Common Stock · 7.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.