Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2018 Filed Nov 19, 2018 19:33 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 10.5 | $48.24 | $506.52 |
DisclosureSEC source: 0001126328-18-000291 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,322 Underlying: Common Stock · 10.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:22 UTC |
GELATT DANIELDirector
|
PurchaseCommon Stock | 25,000 | $48.10 | $1,202,500.00 |
DisclosureSEC source: 0001126328-18-000279 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,694 Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 20:17 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 10.6 | $47.56 | $504.14 |
DisclosureSEC source: 0001126328-18-000278 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,311.5 Underlying: Common Stock · 10.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 16:20 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 9.4 | $53.56 | $503.46 |
DisclosureSEC source: 0001126328-18-000274 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300.9 Underlying: Common Stock · 9.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:56 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,700 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-18-000268 · edgar.xml · derivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,700 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:56 UTC |
Friedrich Amy ChristinePresident - USIS
|
SaleCommon Stock | 1,700 | $61.00 | $103,700.00 |
DisclosureSEC source: 0001126328-18-000268 · edgar.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,894 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. F2 · balance_after: Includes 5,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:56 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionCommon Stock | 1,700 | $11.07 | $18,819.00 |
DisclosureSEC source: 0001126328-18-000268 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. F2 · balance_after: Includes 5,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:52 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 8.4 | $60.00 | $504.00 |
DisclosureSEC source: 0001126328-18-000267 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,291.5 Underlying: Common Stock · 8.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:31 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000266 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 42,810 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:30 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000265 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,892 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,788 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:29 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 12 | $58.59 | $703.08 |
DisclosureSEC source: 0001126328-18-000264 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337.1 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:28 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 46.2 | $58.59 | $2,706.86 |
DisclosureSEC source: 0001126328-18-000263 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151.3 Underlying: Common Stock · 46.2 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:28 UTC |
LAWLER JULIA MSVP & Chief Risk Officer
|
GrantCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000263 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,222 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 807 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:28 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 13.1 | $58.59 | $767.53 |
DisclosureSEC source: 0001126328-18-000262 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458.9 Underlying: Common Stock · 13.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:27 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000261 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,066 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:24 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000260 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,894 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:24 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000259 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,504 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,555 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:23 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 65.2 | $58.59 | $3,820.07 |
DisclosureSEC source: 0001126328-18-000258 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,283.1 Underlying: Common Stock · 65.2 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:23 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000258 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,550 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,332 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:19 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 62.8 | $58.59 | $3,679.45 |
DisclosureSEC source: 0001126328-18-000257 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,002.1 Underlying: Common Stock · 62.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:19 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000257 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,660 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:19 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000256 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,173 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:18 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000255 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,923 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:17 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 31.3 | $58.59 | $1,833.87 |
DisclosureSEC source: 0001126328-18-000254 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,493.2 Underlying: Common Stock · 31.3 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:17 UTC |
Mills ScottDirector
|
GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000254 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,453 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:17 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 75 | $58.59 | $4,394.25 |
DisclosureSEC source: 0001126328-18-000253 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,365.5 Underlying: Common Stock · 75 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:17 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000253 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,391 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:16 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000252 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,996 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:15 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 458 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000251 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,694 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:15 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 73.7 | $58.59 | $4,318.08 |
DisclosureSEC source: 0001126328-18-000250 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,220.6 Underlying: Common Stock · 73.7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:15 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000250 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:14 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 431 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000249 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,209 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:13 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000248 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,537 F1 · price: Grant of restricted stock units. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 19:51 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.5 | $59.54 | $446.55 |
DisclosureSEC source: 0001126328-18-000243 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,217.9 Underlying: Common Stock · 7.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 19:57 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 8.1 | $55.06 | $445.99 |
DisclosureSEC source: 0001126328-18-000237 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,210.4 Underlying: Common Stock · 8.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 15:36 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $30.70 | $0.00 |
DisclosureSEC source: 0001126328-18-000236 · edgar.xml · derivative · entry 4 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,630 Underlying: Common Stock · 10,000 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 15:36 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $55.42 | $554,200.00 |
DisclosureSEC source: 0001126328-18-000236 · edgar.xml · nonDerivative · entry 3 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,329 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.82 - $55.73, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 15:36 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $55.42 | $554,200.00 |
DisclosureSEC source: 0001126328-18-000236 · edgar.xml · nonDerivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,329 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.82 - $55.73, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 15:36 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 10,000 | $30.70 | $307,000.00 |
DisclosureSEC source: 0001126328-18-000236 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:25 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 8.1 | $55.51 | $449.63 |
DisclosureSEC source: 0001126328-18-000235 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,202.3 Underlying: Common Stock · 8.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 18:42 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 8.3 | $53.98 | $448.03 |
DisclosureSEC source: 0001126328-18-000228 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,194.2 Underlying: Common Stock · 8.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 14:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GiftCommon Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000227 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,240 F1 · balance_after: Includes 8,191 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 19:29 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $30.70 | $0.00 |
DisclosureSEC source: 0001126328-18-000224 · edgar.xml · derivative · entry 4 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,630 Underlying: Common Stock · 10,000 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 19:29 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $55.44 | $554,400.00 |
DisclosureSEC source: 0001126328-18-000224 · edgar.xml · nonDerivative · entry 3 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,329 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.97 - $55.76, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 19:29 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $55.44 | $554,400.00 |
DisclosureSEC source: 0001126328-18-000224 · edgar.xml · nonDerivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,329 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.97 - $55.76, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 19:29 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 10,000 | $30.70 | $307,000.00 |
DisclosureSEC source: 0001126328-18-000224 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 19:48 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.8 | $57.74 | $450.37 |
DisclosureSEC source: 0001126328-18-000221 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,185.9 Underlying: Common Stock · 7.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 13, 2018 Filed Jul 16, 2018 18:04 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 8.4 | $53.16 | $446.54 |
DisclosureSEC source: 0001126328-18-000210 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,178.1 Underlying: Common Stock · 8.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 02, 2018 Filed Jul 6, 2018 15:19 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $30.70 | $0.00 |
DisclosureSEC source: 0001126328-18-000209 · edgar.xml · derivative · entry 4 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,630 Underlying: Common Stock · 10,000 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. Read SEC document |
| July 02, 2018 Filed Jul 6, 2018 15:19 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 10,000 | $52.72 | $527,200.00 |
DisclosureSEC source: 0001126328-18-000209 · edgar.xml · nonDerivative · entry 3 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,329 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.46 - $53.05, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.