Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 27, 2019 22:20 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 13,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000101 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,779 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 1,832 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:20 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 84,815 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000102 · edgar.xml · derivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,815 Underlying: Common Stock · 84,815 shares Expires 2029-02-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:19 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 48,215 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000100 · edgar.xml · derivative · entry 4 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,215 Underlying: Common Stock · 48,215 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:19 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 15,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000100 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,321 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 9,375 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:18 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 33,000 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000098 · edgar.xml · derivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2029-02-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:19 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 43,795 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000099 · edgar.xml · derivative · entry 3 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,795 Underlying: Common Stock · 43,795 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:19 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantCommon Stock | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000099 · edgar.xml · nonDerivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,097 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 13,368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:17 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 348,750 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000097 · edgar.xml · derivative · entry 3 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,750 Underlying: Common Stock · 348,750 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:17 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 39,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000097 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,367 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 3,779 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:16 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 64,750 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000096 · edgar.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,750 Underlying: Common Stock · 64,750 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:16 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000096 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:16 UTC |
Everett Nora MaryPresident - RIS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 61,370 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000095 · edgar.xml · derivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,370 Underlying: Common Stock · 61,370 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:16 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 12,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000095 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,043 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 2,587 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 17:05 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $50.17 | $50,170.00 |
DisclosureSEC source: 0001126328-19-000033 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:34 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001126328-19-000024 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 14:16 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-19-000023 · edgar.xml · derivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2018. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 14:16 UTC |
Friedrich Amy ChristinePresident - USIS
|
SaleCommon Stock | 900 | $49.00 | $44,100.00 |
DisclosureSEC source: 0001126328-19-000023 · edgar.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,182 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2018. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 14:16 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionCommon Stock | 900 | $11.07 | $9,963.00 |
DisclosureSEC source: 0001126328-19-000023 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2018. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:08 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 18.1 | $43.56 | $788.44 |
DisclosureSEC source: 0001126328-19-000019 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477 Underlying: Common Stock · 18.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:07 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 16.6 | $43.56 | $723.10 |
DisclosureSEC source: 0001126328-19-000018 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353.7 Underlying: Common Stock · 16.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:04 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000017 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 42,954 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:03 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000016 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,644 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9,375 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:03 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 63.9 | $43.56 | $2,783.48 |
DisclosureSEC source: 0001126328-19-000015 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,215.1 Underlying: Common Stock · 63.9 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:03 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000015 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,920 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:02 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000014 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,510 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:01 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000013 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,182 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:00 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000012 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,734 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,587 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:47 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 103.7 | $43.56 | $4,517.17 |
DisclosureSEC source: 0001126328-19-000006 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,579.5 Underlying: Common Stock · 103.7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:47 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000006 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,532 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:50 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000009 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,299 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:59 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 102.4 | $43.56 | $4,460.54 |
DisclosureSEC source: 0001126328-19-000011 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,446.2 Underlying: Common Stock · 102.4 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:59 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000011 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,817 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,385 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:51 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 86.8 | $43.56 | $3,781.01 |
DisclosureSEC source: 0001126328-19-000010 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,158.3 Underlying: Common Stock · 86.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:51 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000010 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,287 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:43 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 596 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000002 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,805 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:49 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000008 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,972 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:49 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 43.3 | $43.56 | $1,886.15 |
DisclosureSEC source: 0001126328-19-000007 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535.8 Underlying: Common Stock · 43.3 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:49 UTC |
Mills ScottDirector
|
GrantCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000007 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,545 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:46 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000005 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,565 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:45 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 634 | $48.10 | $30,495.40 |
DisclosureSEC source: 0001126328-19-000004 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,328 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:44 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 101.9 | $43.56 | $4,438.76 |
DisclosureSEC source: 0001126328-19-000003 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,877.7 Underlying: Common Stock · 101.9 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:44 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000003 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,275 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:43 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000001 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,106 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2018 Filed Apr 5, 2019 20:59 UTC Amendment |
GELATT DANIELDirector
|
GrantCommon Stock | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000132 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,328 F1 · price: Grant of restricted stock units. F2 · price: Amendment filed to correct previously reported acquisition price. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 16:25 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 11.6 | $43.62 | $505.99 |
DisclosureSEC source: 0001126328-18-000309 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,343.8 Underlying: Common Stock · 11.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:19 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 69.4 | $45.03 | $3,125.08 |
DisclosureSEC source: 0001126328-18-000303 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,071.5 Underlying: Common Stock · 69.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:19 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 999.3 | $45.03 | $44,998.48 |
DisclosureSEC source: 0001126328-18-000302 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,492.5 Underlying: Common Stock · 999.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:18 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 1,110.04 | $45.03 | $49,985.10 |
DisclosureSEC source: 0001126328-18-000301 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,475.8 Underlying: Common Stock · 1,110.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:18 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 555.2 | $45.03 | $25,000.66 |
DisclosureSEC source: 0001126328-18-000300 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775.8 Underlying: Common Stock · 555.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 19:07 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 10.2 | $49.32 | $503.06 |
DisclosureSEC source: 0001126328-18-000298 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,332.2 Underlying: Common Stock · 10.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.