Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 3, 2019 18:10 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 969.6 | $51.57 | $50,002.27 |
DisclosureSEC source: 0001126328-19-000167 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,652.2 Underlying: Common Stock · 969.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 18:10 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 484.8 | $51.57 | $25,001.14 |
DisclosureSEC source: 0001126328-19-000166 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,458 Underlying: Common Stock · 484.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:36 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000165 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,820 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:20 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000161 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,638 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:25 UTC |
Mills ScottDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000162 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,608 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:33 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000164 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,392 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:27 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000163 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,997 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:18 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000160 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,047 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:16 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000159 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,867 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:11 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000157 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,310 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:13 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000158 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,508 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:09 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000156 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,588 F1 · price: Grant of restricted stock units. Read SEC document |
| May 13, 2019 Filed May 15, 2019 16:15 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000153 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,485 F1 · balance_after: Includes 8,455 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 01, 2019 Filed May 1, 2019 21:19 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $57.25 | $57,250.00 |
DisclosureSEC source: 0001126328-19-000146 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 16:51 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 47.4 | $53.19 | $2,521.21 |
DisclosureSEC source: 0001126328-19-000134 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,949.1 Underlying: Common Stock · 47.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:18 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $50.74 | $50,740.00 |
DisclosureSEC source: 0001126328-19-000127 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,049 F2 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:06 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 103.1 | $50.19 | $5,174.59 |
DisclosureSEC source: 0001126328-19-000117 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,682.6 Underlying: Common Stock · 103.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:06 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000117 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,656 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:07 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 48.8 | $50.19 | $2,449.27 |
DisclosureSEC source: 0001126328-19-000118 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,584.6 Underlying: Common Stock · 48.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:07 UTC |
Mills ScottDirector
|
GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000118 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,626 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:04 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 523 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000113 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,328 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:06 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000116 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,065 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:04 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000112 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,606 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:21 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000131 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,129 F2 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:20 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000130 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,564 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9,473 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:20 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 14.6 | $50.19 | $732.77 |
DisclosureSEC source: 0001126328-19-000129 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368.3 Underlying: Common Stock · 14.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:18 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000128 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,499 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 826 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:18 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 56.1 | $50.19 | $2,815.66 |
DisclosureSEC source: 0001126328-19-000127 · edgar.xml · derivative · entry 4 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,271.3 Underlying: Common Stock · 56.1 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:18 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000127 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,049 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:17 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15.9 | $50.19 | $798.02 |
DisclosureSEC source: 0001126328-19-000126 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,492.9 Underlying: Common Stock · 15.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:16 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000124 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,225 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,116 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:16 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000125 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,755 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:15 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000123 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,240 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,614 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 80.1 | $50.19 | $4,020.22 |
DisclosureSEC source: 0001126328-19-000122 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,901.7 Underlying: Common Stock · 80.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:08 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 77 | $50.19 | $3,864.63 |
DisclosureSEC source: 0001126328-19-000121 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,235.3 Underlying: Common Stock · 77 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:08 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000121 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,838 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:08 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000120 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,410 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:07 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000119 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,015 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:05 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 557 | $48.10 | $26,791.70 |
DisclosureSEC source: 0001126328-19-000115 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,885 Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:05 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 95.5 | $50.19 | $4,793.15 |
DisclosureSEC source: 0001126328-19-000114 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,973.2 Underlying: Common Stock · 95.5 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:05 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000114 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,526 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 5, 2019 21:00 UTC Amendment |
GELATT DANIELDirector
|
GrantCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000133 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,885 F1 · price: Grant of restricted stock units. F2 · price: Amendment filed to correct previously reported acquisition price. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 20:22 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 375.4 | $50.76 | $19,055.30 |
DisclosureSEC source: 0001126328-19-000109 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,821.6 Underlying: Common Stock · 375.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:31 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $52.38 | $52,380.00 |
DisclosureSEC source: 0001126328-19-000105 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:21 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 76,940 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000104 · edgar.xml · derivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,940 Underlying: Common Stock · 76,940 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:21 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 16,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000104 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,747 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 8,367 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:21 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000103 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:21 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 14,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000103 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,870 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 4,385 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:20 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 81,880 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000101 · edgar.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,880 Underlying: Common Stock · 81,880 shares Expires 2029-02-25 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:20 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 4,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000101 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,978 F3 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.