Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,650 | $30.70 Strike: $30.70 | $50,655.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,650 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
SaleCommon Stock | 12,975 | $78.04 | $1,012,569.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 12,975 | $30.70 | $398,332.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,983 Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,675 | $30.70 Strike: $30.70 | $297,022.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650 Underlying: Common Stock · 9,675 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,325 | $30.70 Strike: $30.70 | $163,477.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,325 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
SaleCommon Stock | 15,000 | $78.34 | $1,175,100.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.18 to $78.50, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 15,000 | $30.70 | $460,500.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,008 Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 18:25 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $30.70 Strike: $30.70 | $184,200.00 |
DisclosureSEC source: 0001062993-22-018340 · form4.xml · derivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Underlying: Common Stock · 6,000 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 18:25 UTC |
Walker RobertoEVP, Principal Latin American
|
SaleCommon Stock | 6,000 | $78.58 | $471,480.00 |
DisclosureSEC source: 0001062993-22-018340 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.31 to $78.60, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 18:25 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 6,000 | $30.70 | $184,200.00 |
DisclosureSEC source: 0001062993-22-018340 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,008 Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 18:00 UTC |
Schaaf Renee V.President - RIS
|
SaleCommon Stock | 6,250 | $79.21 | $495,062.50 |
DisclosureSEC source: 0001062993-22-018196 · form4.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,278 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.09 to $79.34, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,734 | $62.78 Strike: $62.78 | $2,494,500.52 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 18 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,734 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,734 | $62.78 Strike: $62.78 | $2,494,500.52 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 17 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,734 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,735 | $62.78 Strike: $62.78 | $2,494,563.30 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 16 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,735 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,558 | $44.88 Strike: $44.88 | $249,443.04 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 15 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,558 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,558 | $44.88 Strike: $44.88 | $249,443.04 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 14 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,558 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,558 | $44.88 Strike: $44.88 | $249,443.04 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 13 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,558 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Disposition to issuerCommon Stock | 135,877 | $78.44 | $10,658,191.88 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · nonDerivative · entry 6 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,284 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/13/2022 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $78.00 to $78.96, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 119,203 | $62.78 | $7,483,564.34 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · nonDerivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,161 Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 16,674 | $44.88 | $748,329.12 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · nonDerivative · entry 4 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,958 Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,153 | $62.78 Strike: $62.78 | $888,525.34 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 12 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,734 Underlying: Common Stock · 14,153 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,153 | $62.78 Strike: $62.78 | $888,525.34 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 11 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,734 Underlying: Common Stock · 14,153 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,153 | $62.78 Strike: $62.78 | $888,525.34 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 10 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,735 Underlying: Common Stock · 14,153 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,128 | $44.88 Strike: $44.88 | $634,064.64 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 9 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Common Stock · 14,128 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,129 | $44.88 Strike: $44.88 | $634,109.52 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 8 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Common Stock · 14,129 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,129 | $44.88 Strike: $44.88 | $634,109.52 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · derivative · entry 7 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Common Stock · 14,129 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Disposition to issuerCommon Stock | 84,843 | $78.09 | $6,625,389.87 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · nonDerivative · entry 3 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,284 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/13/2022 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $78.00 to $78.24, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 42,457 | $62.78 | $2,665,450.46 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,127 Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 15:59 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 42,386 | $44.88 | $1,902,283.68 |
DisclosureSEC source: 0001062993-22-017929 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,670 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 19:01 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,403 | $30.70 Strike: $30.70 | $165,872.10 |
DisclosureSEC source: 0001062993-22-017837 · form4.xml · derivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,403 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 19:01 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,403 | $30.70 Strike: $30.70 | $165,872.10 |
DisclosureSEC source: 0001062993-22-017837 · form4.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,403 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 19:01 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Disposition to issuerCommon Stock | 16,210 | $75.09 | $1,217,208.90 |
DisclosureSEC source: 0001062993-22-017837 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,475 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.21, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 19:01 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 16,210 | $30.70 | $497,647.00 |
DisclosureSEC source: 0001062993-22-017837 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,685 Read SEC document |
| August 10, 2022 Filed Aug 15, 2022 15:54 UTC Amendment |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,404 | $30.70 Strike: $30.70 | $165,902.80 |
DisclosureSEC source: 0001062993-22-017927 · form4a.xml · derivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,404 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 18, 2022 14:51 UTC |
HELTON SANDRA LDirector
|
SaleCommon Stock | 15,000 | $72.90 | $1,093,500.00 |
DisclosureSEC source: 0001062993-22-018331 · form4.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,278 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.77 to $73.40, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 18, 2022 Filed Jul 21, 2022 16:01 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 76,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016597 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,370 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:39 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015535 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,147 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 394 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:50 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015555 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 55,846 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:50 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015555 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,475 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 20:34 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015587 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,643 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:49 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015552 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:48 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015550 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,332 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:47 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015547 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,533 F1 · price: Grant of restricted stock units. F2 · balance_after: Held in revocable trust. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:46 UTC |
Lagomarcino Mark S.SVP, General Counsel & Secty
|
GrantCommon Stock | 23 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015545 · form4.xml · nonDerivative · entry 1 Lagomarcino Mark S. · CIK 0001918039 · SVP, General Counsel & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,818 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:45 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015543 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,691 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:43 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015540 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,336 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,501 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:41 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 16 | $68.55 | $1,096.80 |
DisclosureSEC source: 0001062993-22-015538 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:41 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015538 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,284 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,021 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:38 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 116 | $68.55 | $7,951.80 |
DisclosureSEC source: 0001062993-22-015524 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,540 Underlying: Common Stock · 116 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:38 UTC |
Mills ScottDirector
|
GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015524 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,354 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.