PENG

SEC source: 0001140361-21-033782 · form4.xml · nonDerivative · entry 1

Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,854

F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date.

SEC source: 0001567619-21-017872 · doc1.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,820

F1 · shares: Represents a restricted stock unit award that is scheduled to vest as to 2,696 units on October 1, 2022 and as to the remainder of the award on January 31, 2023.

SEC source: 0001140361-21-033781 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,844

F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date.

SEC source: 0001140361-21-033784 · form4.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,176

F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date.

SEC source: 0001140361-21-033786 · form4.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,828

F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date.

SEC source: 0001140361-21-033785 · form4.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,262

F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date.

SEC source: 0001567619-21-018624 · doc1.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,409

F1 · shares: Reflects an RSU award that vested as to 33% on October 20, 2021, and the remaining shares will vest semi-annually over the next two years.

F2 · shares: These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021.

F2 · balance_after: These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021.

SEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 7,500 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.

SEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,409

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $ 42.55 to $ 42.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,053

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $ 41.55 to $ 42.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-031286 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 347,513

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.41 to $46.72, inclusive. The reporting persons undertake to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-21-030769 · doc4.xml · nonDerivative · entry 2

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 372,513

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.28, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family.

F6 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-21-030769 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 410,866

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.02, inclusive. The reporting persons undertake to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes ordinary shares of the Issuer received by trusts and other entities for the benefit of Mr. Shah and his family in connection with the previously reported distribution of ordinary shares of the Issuer by Silver Lake Partners III Cayman (AIV III), L.P. and Silver Lake Sumeru Fund Cayman, L.P. and certain of their respective affiliates to certain direct and indirect equityholders.

F4 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family.

F6 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-21-029901 · doc4.xml · nonDerivative · entry 2

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P.

Disclosed balance after: 0

F1 · price: Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman") and Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman") and certain of their respective affiliates to certain direct and indirect equityholders.

F3 · ownership.nature: These securities were directly held by SLS Cayman.

F7 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.")

F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-029901 · doc4.xml · nonDerivative · entry 1

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P.

Disclosed balance after: 0

F1 · kind: Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman") and Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman") and certain of their respective affiliates to certain direct and indirect equityholders.

F1 · price: Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman") and Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman") and certain of their respective affiliates to certain direct and indirect equityholders.

F2 · ownership.nature: These securities were directly held by SLP III Cayman.

F6 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000950103-21-011374 · dp155266_4-patel.xml · nonDerivative · entry 1

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,176

F1 · kind: Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Sumeru Fund Cayman, L.P. and certain of its affiliates to the reporting person. No consideration was paid for the Ordinary Shares.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000899243-21-029545 · doc4.xml · nonDerivative · entry 3

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 410,306

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F3 · ownership.nature: These securities are held through trusts for the benefit of Mr. Shah and his family.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-21-029545 · doc4.xml · nonDerivative · entry 2

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,188

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000899243-21-029545 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,845

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Ordinary Shares · 7,500 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.

SEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,409

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $ 47.41 to $ 47.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,154

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $ 46.40 to $ 47.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-21-010496 · dp154379_4-patel.xml · nonDerivative · entry 4

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Invati Capital LLC

Disclosed balance after: 156,612

F4 · price: This transaction was executed in multiple trades at prices ranging from $54.40 to $54.66. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-010496 · dp154379_4-patel.xml · nonDerivative · entry 3

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Invati Capital LLC

Disclosed balance after: 161,468

F3 · price: This transaction was executed in multiple trades at prices ranging from $54.37 to $55.29. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000899243-21-028266 · doc4.xml · nonDerivative · entry 5

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Investors Sumeru Cayman, L.P.

Disclosed balance after: 9,233

F1 · price: This amount represents a public offering price of $51.00 per share of Ordinary Shares, par value $0.03 per share (the "Ordinary Shares"), of SMART Global Holdings, Inc. (the "Issuer"), less an underwriting discount of $0.50 per share for shares sold in an underwritten public offering.

F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").

F8 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.")

F9 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F12 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-028266 · doc4.xml · nonDerivative · entry 4

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P.

Disclosed balance after: 758,335

F1 · price: This amount represents a public offering price of $51.00 per share of Ordinary Shares, par value $0.03 per share (the "Ordinary Shares"), of SMART Global Holdings, Inc. (the "Issuer"), less an underwriting discount of $0.50 per share for shares sold in an underwritten public offering.

F6 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").

F8 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.")

F9 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F12 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-028266 · doc4.xml · nonDerivative · entry 3

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P.

Disclosed balance after: 8,229

F1 · price: This amount represents a public offering price of $51.00 per share of Ordinary Shares, par value $0.03 per share (the "Ordinary Shares"), of SMART Global Holdings, Inc. (the "Issuer"), less an underwriting discount of $0.50 per share for shares sold in an underwritten public offering.

F4 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").

F5 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F9 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F12 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-028266 · doc4.xml · nonDerivative · entry 2

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P.

Disclosed balance after: 1,526,909

F2 · kind: Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman") and certain of its affiliates to certain direct and indirect equityholders.

F3 · ownership.nature: These securities are directly held by SLP III Cayman.

F5 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F9 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F12 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-028266 · doc4.xml · nonDerivative · entry 1

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P.

Disclosed balance after: 1,532,933

F1 · price: This amount represents a public offering price of $51.00 per share of Ordinary Shares, par value $0.03 per share (the "Ordinary Shares"), of SMART Global Holdings, Inc. (the "Issuer"), less an underwriting discount of $0.50 per share for shares sold in an underwritten public offering.

F3 · ownership.nature: These securities are directly held by SLP III Cayman.

F5 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F9 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F12 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000950103-21-010496 · dp154379_4-patel.xml · nonDerivative · entry 2

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Invati Capital LLC

Disclosed balance after: 171,468

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.000 to $53.315. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-010196 · dp154062_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,409

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

SEC source: 0000950103-21-009258 · dp153102_4-pacheco.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Ordinary Shares · 7,500 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.

SEC source: 0000950103-21-009258 · dp153102_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,152

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $43.73 to $44.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-009258 · dp153102_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Ordinary Shares · 7,500 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.

SEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,152

F1 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.53 to $45.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,352

F1 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $44.53 to $45.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

SEC source: 0000899243-21-017186 · doc4.xml · nonDerivative · entry 5

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 405,649

F8 · ownership.nature: These securities are held through trusts and investment vehicles for the benefit of Mr. Shah and his family.

F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-017186 · doc4.xml · nonDerivative · entry 4

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P.

Disclosed balance after: 21,287

F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").

F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").

F7 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-017186 · doc4.xml · nonDerivative · entry 3

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P.

Disclosed balance after: 1,748,288

F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").

F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").

F7 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-017186 · doc4.xml · nonDerivative · entry 2

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P.

Disclosed balance after: 18,971

F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").

F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F7 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-017186 · doc4.xml · nonDerivative · entry 1

Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner

Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner

Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner

Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner

SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner

SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner

Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner

Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner

Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner

SHAH AJAY · CIK 0001008036 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P.

Disclosed balance after: 3,520,184

F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").

F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.

F7 · ownership.nature: Mr. Ajay Shah serves as a director of the Issuer and serves as a director of SL Sumeru Offshore Ltd. and may be deemed to beneficially own securities reported herein but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-21-016751 · doc4.xml · nonDerivative · entry 3

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 547,624

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F3 · ownership.nature: These securities are held through trusts for the benefit of Mr. Shah and his family.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-21-016751 · doc4.xml · nonDerivative · entry 2

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,500

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000899243-21-016751 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,939

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000950103-21-005948 · dp149770_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,152

F2 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 04/10/2020.

SEC source: 0000950103-21-005948 · dp149770_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,525

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.