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Nasdaq · USD

PENG

Penguin Solutions, Inc.

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Tapewire entity
4377
SEC CIK
0001616533
Parsed reports
444

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202605
May 2026010
Jun 2026010
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2024 Filed Jan 23, 2024 21:31 UTC
Laurello David CPresident - IPS
Tax withholdingOrdinary Shares 2,182 $22.89 $49,945.98
Disclosure

SEC source: 0001628280-24-001955 · wk-form4_1706045462.xml · nonDerivative · entry 1

Laurello David C · CIK 0001982691 · President - IPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,931

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 21:25 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 2,116 $22.89 $48,435.24
Disclosure

SEC source: 0001628280-24-001953 · wk-form4_1706045099.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,242

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 21:18 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,640 $22.89 $60,429.60
Disclosure

SEC source: 0001628280-24-001949 · wk-form4_1706044688.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,298

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001628280-24-001255 · wk-form4_1705093820.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 7,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 7,500 $20.90 $156,756.00
Disclosure

SEC source: 0001628280-24-001255 · wk-form4_1705093820.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,062

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.465 to $21.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 7,500 $9.20 $68,962.50
Disclosure

SEC source: 0001628280-24-001255 · wk-form4_1705093820.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 22:11 UTC
Clark Joseph GatesPresident, LED Solutions
SaleOrdinary Shares 2,519 $15.00 $37,785.00
Disclosure

SEC source: 0000905148-23-001342 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,938

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 20:58 UTC
Rizvi KenSVP and CFO
PurchaseOrdinary Shares 1,800 $13.57 $24,417.36
Disclosure

SEC source: 0000905148-23-001198 · form4.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,883

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.5557 to $13.5699. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 19:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 1,984 $14.27 $28,311.68
Disclosure

SEC source: 0000905148-23-001186 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,062

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 19:10 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 3,137 $14.27 $44,764.99
Disclosure

SEC source: 0000905148-23-001186 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,046

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 23:07 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 30,988 $14.27 $442,198.76
Disclosure

SEC source: 0000905148-23-001182 · form4.xml · nonDerivative · entry 3

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,963

F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share awards. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 23:07 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 4,287 $14.27 $61,175.49
Disclosure

SEC source: 0000905148-23-001182 · form4.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 947,951

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 23:07 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 13,945 $14.27 $198,995.15
Disclosure

SEC source: 0000905148-23-001182 · form4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,238

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 23:10 UTC
Rizvi KenSVP and CFO
Tax withholdingOrdinary Shares 4,782 $14.27 $68,239.14
Disclosure

SEC source: 0000905148-23-001187 · form4.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,083

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 23:09 UTC
Laurello David CPresident - IPS
Tax withholdingOrdinary Shares 11,487 $14.27 $163,919.49
Disclosure

SEC source: 0000905148-23-001185 · form4.xml · nonDerivative · entry 1

Laurello David C · CIK 0001982691 · President - IPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,113

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 23:08 UTC
Kuykendall AnneSVP and Chief Legal Officer
Tax withholdingOrdinary Shares 1,542 $14.27 $22,004.34
Disclosure

SEC source: 0000905148-23-001184 · form4.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,358

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 23:08 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,079 $14.27 $29,667.33
Disclosure

SEC source: 0000905148-23-001183 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,457

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

F2 · balance_after: This amount includes 1,689 shares and 225 shares purchased by the reporting person in the Issuer's Employee Stock Purchase Plan on April 14, 2023 and October 13, 2023, respectively.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 18:53 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
GrantOrdinary Shares 26,808 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001022 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,183

F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 22:49 UTC
Adams MarkDirector · President and CEO
GrantOrdinary Shares 82,486 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001019 · form4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,183

F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 22:57 UTC
Rizvi KenSVP and CFO
GrantOrdinary Shares 30,932 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001023 · form4.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,865

F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 22:52 UTC
Kuykendall AnneSVP and Chief Legal Officer
GrantOrdinary Shares 20,621 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001021 · form4.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,900

F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 22:51 UTC
Clark Joseph GatesPresident, LED Solutions
GrantOrdinary Shares 15,466 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001020 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,622

F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 19:06 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0000905148-23-000989 · form4.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Ordinary Shares · 2,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 19:06 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 2,500 $23.37 $58,419.25
Disclosure

SEC source: 0000905148-23-000989 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,375

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.07 to $23.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 19:06 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 2,500 $9.20 $22,987.50
Disclosure

SEC source: 0000905148-23-000989 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0000905148-23-000793 · form4.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 5,000 $25.08 $125,375.00
Disclosure

SEC source: 0000905148-23-000793 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,375

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 16:17 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 5,000 $10.78 $53,900.00
Disclosure

SEC source: 0000905148-23-000793 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 21:03 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0000905148-23-000787 · form4.xml · derivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Ordinary Shares · 2,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 21:03 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 2,500 $23.57 $58,913.00
Disclosure

SEC source: 0000905148-23-000787 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,375

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.37 to $23.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 21:03 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 2,500 $9.20 $22,987.50
Disclosure

SEC source: 0000905148-23-000787 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 22:24 UTC SaleOrdinary Shares 9,672 $26.60 $257,242.32
Disclosure

SEC source: 0000905148-23-000542 · form4.xml · nonDerivative · entry 1

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,165

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.50 to $26.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 23:21 UTC
Clark Joseph GatesPresident, LED Solutions
SaleOrdinary Shares 2,519 $26.02 $65,553.20
Disclosure

SEC source: 0000905148-23-000524 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,156

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.51 to $26.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001140361-23-035920 · form4.xml · derivative · entry 6

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001140361-23-035920 · form4.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Ordinary Shares · 2,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 7,500 $25.48 $191,102.25
Disclosure

SEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,375

F2 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $25.24 to $25.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 5,000 $10.78 $53,900.00
Disclosure

SEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 2,500 $9.20 $22,987.50
Disclosure

SEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 20, 2023 Filed Jul 24, 2023 20:11 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 3,136 $26.00 $81,536.00
Disclosure

SEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,375

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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July 20, 2023 Filed Jul 25, 2023 00:12 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 18,231 $26.00 $474,006.00
Disclosure

SEC source: 0001140361-23-035921 · form4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,697

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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July 20, 2023 Filed Jul 25, 2023 00:12 UTC
Kuykendall AnneVP, General Counsel
Tax withholdingOrdinary Shares 1,541 $26.00 $40,066.00
Disclosure

SEC source: 0001140361-23-035924 · form4.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,279

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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July 20, 2023 Filed Jul 25, 2023 00:12 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,079 $26.00 $54,054.00
Disclosure

SEC source: 0001140361-23-035923 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,675

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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July 20, 2023 Filed Jul 25, 2023 00:12 UTC
Rizvi KenSVP and CFO
Tax withholdingOrdinary Shares 4,781 $26.00 $124,306.00
Disclosure

SEC source: 0001140361-23-035922 · form4.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,933

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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July 17, 2023 Filed Jul 19, 2023 22:23 UTC
PUMA MARY GDirector
GrantOrdinary Shares 6,967 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000206 · form4.xml · nonDerivative · entry 1

PUMA MARY G · CIK 0001158015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,967

F1 · shares: Represents a restricted share unit award that is scheduled to vest as to 4,400 units on July 17, 2024 and as to the remainder of the award on January 31, 2025.

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July 17, 2023 Filed Jul 19, 2023 21:54 UTC
Clark Joseph GatesPresident, LED Solutions
SaleOrdinary Shares 2,519 $27.36 $68,917.07
Disclosure

SEC source: 0001140361-23-035251 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,754

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.12 to $27.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 05, 2023 Filed Jul 7, 2023 23:01 UTC SaleOrdinary Shares 7,270 $27.20 $197,744.00
Disclosure

SEC source: 0001140361-23-033798 · form4.xml · nonDerivative · entry 2

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,837

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July 05, 2023 Filed Jul 7, 2023 23:01 UTC SaleOrdinary Shares 5,086 $27.65 $140,627.90
Disclosure

SEC source: 0001140361-23-033798 · form4.xml · nonDerivative · entry 1

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,107

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July 05, 2023 Filed Jul 7, 2023 23:02 UTC
Adams MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 343,750 $0.00 Strike: $13.50 $0.00
Disclosure

SEC source: 0001140361-23-033799 · form4.xml · derivative · entry 4

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,250

Underlying: Ordinary Shares · 343,750 shares

Expires 2030-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

F2 · derivative.exercise_date: The option will generally vest and become exercisable over a period of four years, subject to continued employment as CEO through each vesting date, with (i) 25% having vested and become exercisable on September 28, 2021 and (ii) the remainder vesting and becoming exercisable in equal monthly installments over the next three years.

F3 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

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July 05, 2023 Filed Jul 7, 2023 23:02 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 256,867 $27.06 $6,950,821.02
Disclosure

SEC source: 0001140361-23-033799 · form4.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,928

F1 · kind: Reflects ordinary shares acquired by the Reporting Person through the cashless exercise of an option to acquire 343,750 ordinary shares, pursuant to which 256,867 ordinary shares were withheld by the Issuer on the date of exercise to pay the exercise price and tax withholding obligations, resulting in 86,883 ordinary shares being issued to the Reporting Person on a net basis. No shares were sold.

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July 05, 2023 Filed Jul 7, 2023 23:02 UTC
Adams MarkDirector · President and CEO
Exercise / conversionOrdinary Shares 343,750 $13.50 $4,638,906.25
Disclosure

SEC source: 0001140361-23-033799 · form4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,158,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects ordinary shares acquired by the Reporting Person through the cashless exercise of an option to acquire 343,750 ordinary shares, pursuant to which 256,867 ordinary shares were withheld by the Issuer on the date of exercise to pay the exercise price and tax withholding obligations, resulting in 86,883 ordinary shares being issued to the Reporting Person on a net basis. No shares were sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.